The Doctrine of Necessity serves as a notable exception to the established
principle of Natural Justice, which generally forbids individuals from
adjudicating their own disputes due to the risk of bias. Under typical
circumstances, the fundamental tenets of Natural Justice demand impartiality and
fairness in decision-making processes.
However, there are instances when the Doctrine of Necessity becomes applicable,
specifically in situations where no alternative qualified individual is
available to render a judgment. This doctrine recognizes that the absence of a
competent decision-maker might necessitate allowing the designated individual,
who could have a potential bias, to make the necessary decisions to ensure
progress in a given case.
In practice, the Doctrine of Necessity acknowledges that, while the ideal of
impartiality should be upheld, there are moments when practical considerations
override this principle. When urgent decisions must be made and other options
are unavailable, it may be unavoidable for the designated person-despite any
potential biases-to step in and render a decision.
The logic behind this allowance is rooted in the need to facilitate the
continuation of legal proceedings and ensure that justice is not delayed
indefinitely. Therefore, while recognizing the potential for partiality, the
Doctrine of Necessity plays a crucial role in maintaining the functionality of
judicial systems in circumstances where inaction might lead to greater
injustices.
The doctrine of necessity authorizes exceptional measures during emergencies or
other critical situations. It provides the option to suspend or modify laws when
following them rigidly could harm the public interest. This principle is rooted
in the belief that laws exist to benefit society as a whole. The notion of
necessity as a 'General Exception' (Sections 14-44, Chapter-III) under the
Bharatiya Nyaya Sanhita, 2023 (BNS) implies that it is fair and reasonable for
an individual facing an imminent threat to take actions to avoid that danger,
even if it involves the risk of causing some other harm. In 2023, the
Competition Commission of India (CCI) applied the "doctrine of necessity" to
approve six transactions related to mergers and acquisitions (M&A) as well as
investment proposals.
Historical Origin:
The roots of the Doctrine of Necessity can be found in the principles of Roman
law, which asserted that necessity transcends legal constraints, encapsulated in
the phrase "necessitas legem non habet." As time progressed, this fundamental
concept underwent significant evolution, gradually integrating itself into the
fabric of common law systems. Its relevance became particularly pronounced in
the realm of constitutional law, as courts encountered complex dilemmas where
unwavering compliance with the law threatened to result in more severe
consequences than the law's breach itself.
Key Principles:
The doctrine is underpinned by three main principles:
- Necessity Over Legality: In certain situations, actions that are
ordinarily regarded as illegal may be warranted if they are crucial to
prevent considerable harm. This principle acknowledges that strict adherence
to legal norms may not always be appropriate or effective in crisis
scenarios. For instance, in emergency situations where lives are at stake,
individuals or authorities might find themselves compelled to take measures
that, under normal circumstances, would be deemed unlawful. The overarching
goal here is to prioritize the well-being and safety of individuals and
communities, recognizing that the motive behind such actions is not to flout
the law but to protect against immediate and serious threats. This
underscores a moral framework where the imperative to save lives or prevent
disaster can outweigh rigid legal constraints.
- Proportionality: The principle of proportionality stresses that
any action taken in response to a threat must correspond appropriately to
the level of danger being faced. Essentially, this means that the response
should not be excessive or too drastic in relation to the threat at hand.
For example, if a minor disturbance threatens to escalate but can be
controlled with minimal force, using overwhelming force would be
unjustifiable. This principle serves as a critical guideline to ensure that
responses remain measured, balanced, and do not violate fundamental rights
unnecessarily. It reflects a commitment to maintaining a just society where
actions are taken with careful consideration, ensuring that the means of
addressing a threat do not inadvertently cause greater harm.
- Temporary Nature: The doctrine associated with necessity and
proportionality is intended to be a temporary measure, activated solely for
the duration of exceptional circumstances until normal conditions are
restored. This emphasizes that such actions should not lead to a permanent
state of affairs or a permanent shift in legal standards. It is important to
reinstate regular legal processes and protections once the crisis has abated
to avoid the erosion of civil liberties and the normalization of
extraordinary measures. This concept reinforces the understanding that while
emergencies may require urgent responses, those responses must be closely
monitored and should revert back to established legal norms as soon as the
situation allows. This ensures a balance between effective crisis management
and the maintenance of a lawful and just society.
Application in Constitutional Law:
The doctrine is mainly employed in situations of constitutional crises,
especially when courts are asked to validate actions such as coups, emergency
decrees, or other unusual governmental measures. This approach is intended to
maintain a semblance of legal continuity during turbulent times. However,
critics caution that, in practice, it can pose significant risks to democratic
principles. The endorsement of such extraordinary actions by judicial bodies may
inadvertently legitimize authoritarian practices, weakening the foundational
tenets of democracy. As a result, while the doctrine aims to provide stability
during crises, it also raises profound concerns about the potential erosion of
civil liberties and democratic governance.
International Perspectives:
The Doctrine of Necessity has significant implications within the realm of
international law, particularly concerning state accountability in various
disputes. This legal principle allows states to justify actions that may
otherwise breach international obligations under certain urgent conditions. A
noteworthy example can be found in Article 25 of the International Law
Commission's Draft Articles on State Responsibility, which explicitly
acknowledges necessity as a legitimate defense for states when they face
extraordinary situations. These circumstances, which may pose a threat to
essential interests, enable states to take necessary measures, despite potential
violations of international law, while maintaining the integrity of legal
frameworks governing state conduct.
Criticism:
Critics contend that the Doctrine of Necessity functions as a double-edged
sword. While it is intended to serve the greater good and ensure stability
during times of crisis, there is a significant risk of it being exploited to
legitimize undemocratic measures. This includes actions such as military coups
or the curtailment of constitutional rights, which can undermine democratic
principles. Additionally, the absence of clear and precise guidelines regarding
its application can result in judicial overreach. This lack of clarity not only
threatens the integrity of the legal system but also jeopardizes the fundamental
tenets of the rule of law, leading to potential abuses of power.
Support and Justifications:
On the other hand, proponents of the doctrine contend that it serves as a
crucial tool during periods of crisis. By placing the emphasis on safeguarding
the integrity of the state or its legal framework instead of adhering rigidly to
strict legal interpretations, this approach promotes a sense of stability and
continuity that is essential in tumultuous times. This practical viewpoint not
only helps to prevent disorder and confusion but also allows institutions to
operate effectively and maintain their essential functions, thereby promoting
resilience and adaptability in the face of extraordinary circumstances that
could otherwise disrupt societal order.
Modern Relevance:
In the current framework of governance, the Doctrine of Necessity remains highly
relevant, especially in situations involving public health crises, such as the
COVID-19 pandemic, or in the face of national security challenges. During these
critical times, governments have invoked this doctrine as a legal foundation for
implementing emergency powers. Such powers may encompass measures like enforcing
lockdowns to curb the spread of disease, temporarily suspending certain rights
to protect public safety, or bypassing ordinary legislative processes to
expedite decision-making.
The rationale behind these actions is rooted in the belief that extraordinary
circumstances demand equally extraordinary responses. This approach often raises
complex ethical and legal questions, as the balance between maintaining public
order and safeguarding individual freedoms becomes a central issue. As societies
navigate these unprecedented challenges, the implications of the Doctrine of
Necessity continue to provoke significant debate among policymakers, legal
experts, and citizens alike.
Seminal Cases:
- The State v. Dosso (1958), Pakistan: This case represents the
official articulation of the Doctrine of Necessity in the realm of
constitutional law. The Supreme Court of Pakistan, led by Chief Justice
Muhammad Munir, endorsed the military coup orchestrated by General Ayub
Khan. The court determined that the coup was essential for maintaining
stability and order in the nation, despite its suspension of the
Constitution. This ruling established a precedent that shaped subsequent
military interventions in Pakistan, frequently defended under the same
doctrine.
- Ex Parte Matovu (1966), Uganda: In Uganda, the Doctrine of
Necessity was invoked after Prime Minister Milton Obote removed the
President from power. The court supported the suspension of the Constitution
and sanctioned the actions of the new government, arguing that such steps
were vital for ensuring the state's continued operation. This case is often
referenced as an instance where the doctrine was employed to legitimize
unconstitutional changes in government.
- Grenada Coup and U.S. Intervention (1983): After the
assassination of Grenadian Prime Minister Maurice Bishop, military
intervention by the U.S. and other Caribbean nations occurred, justified by
the need to restore order and avert chaos. While this intervention sparked
controversy, it was subsequently defended under the Doctrine of Necessity,
claiming it was essential for the protection of Grenadian citizens and
regional stability.
- A pivotal case in Indian legal history where the Doctrine of Necessity
was referenced in principle is Golak Nath v. State of Punjab (1967).
In this landmark ruling, the Supreme Court determined that Parliament lacked
the authority to amend fundamental rights under Article 368 of the
Constitution. While the court did not explicitly invoke the Doctrine of
Necessity, the judgment acknowledged the need to balance the Constitution's
rigidity with society's evolving requirements.
This recognition set the stage for future cases where extraordinary
amendments were justified to address pressing national concerns. The decision
was later revisited in Kesavananda Bharati v. State of Kerala (1973), which
introduced the Basic Structure Doctrine, allowing amendments under certain
necessary conditions without altering the Constitution's fundamental framework.
These instances underscore the doctrine's role in legitimizing exceptional
actions during times of crisis, although they continue to provoke considerable
debate regarding their validity and ramifications.
Conclusion:
The Doctrine of Necessity occupies a significant and contentious position within
the realms of legal and constitutional debate. While the risks associated with
its potential misuse pose a significant threat to the integrity of democratic
principles, its judicious and measured implementation can serve as a vital
mechanism for ensuring legal continuity in times of extraordinary circumstances.
This doctrine, which allows for actions that may otherwise be deemed unlawful in
order to achieve a greater good, necessitates a delicate equilibrium between the
imperatives of necessity and the tenets of legality.
If this balance is not carefully managed, there is a danger that the Doctrine of
Necessity might be manipulated or appropriated as a tool for unlawful actions,
subverting the very democratic processes it seeks to protect. Thus, it is
imperative for legal authorities and organizations to navigate this doctrine
with caution, ensuring that it is used responsibly and in alignment with
fundamental legal principles, thereby safeguarding the democratic framework.
Reference:
- Vahanvaty, I. (2024). The life and times of Justice A. M. Ahmadi: The
fearless judge. Juggernaut Books.
Written By: Md.Imran Wahab, IPS, IGP, Provisioning, West Bengal
Email: [email protected], Ph no: 9836576565
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