Statements made by judges and academics about the idea that someone should be
shielded from double jeopardy frequently either assume or subtly imply that the
rule has a solid theological basis and a long history. Though their legal
systems were very different, the Greeks and Romans were not completely ignorant
of the concept of double jeopardy. Many nations, including Australia, Canada,
the United Kingdom, portions of Asia, and the United States, still have double
jeopardy laws in place today. It is protected by the constitution in numerous
nations, including the US, Canada, Mexico, and India.
Article 14(7) of the International Covenant on Civil and Political Rights,
Article 4(1) of Protocol 7 to the European Convention on Human Rights, and
Article 50 of the European Union Charter of Fundamental Rights are just a few
examples of the international documents that have recognised the protections
afforded by this rule. The relevant provisions of the Convention to which the
states are party must be complied with by the states.
When Jeopardy Attaches And Terminate:
When a jury is empaneled in a trial, jeopardy arises. When the first witness is
sworn in in a criminal case heard by a judge without a jury, jeopardy arises. If
the prosecution and the defendant reach a plea deal, jeopardy does not start to
accrue until the plea is accepted by the court. The defendant cannot be brought
into court for further hearings on the same case after double jeopardy has ended
without raising issues of double jeopardy. The end of jeopardy occurs when a
jury returns an acquittal. A jury may reverse the decision on appeal even in the
face of strong evidence of the defendant's guilt, as a means of giving the jury
the authority to overturn prosecutions that were tainted by prosecutorial,
judicial, or police misconduct.
In a similar vein, once jeopardy has attached, it can be terminated and
prosecution completely stopped by a subsequent dismissal that the trial court
grants due to mistakes, faults, or a lack of evidence. Nonetheless, the U.S.
Supreme Court has ruled that dismissal for non-guilty or non-innocent reasons
does not preclude further prosecution and does not give rise to double jeopardy
concerns. If a mistrial is declared, which typically happens when jurors are
unable to reach a unanimous decision or when it is no longer feasible to
conclude a case, jeopardy also ends. Crucially, though, jeopardy will not stop
and a retrial will not be prevented by a mistrial or dismissal at the
defendant's request or cooperation.
Indian Laws And Double Jeopardy:
In India, the prohibition against double jeopardy is both a statutory and
constitutional guarantee. The General Clauses Act's clause has also acknowledged
the concept. Only autrefois convicts are recognised by the Indian Constitution;
however, the 1973 Code of Criminal Procedure also includes autrefois convicts.
The Indian Constitution recognises the ban on double jeopardy as a basic right.
The most crucial point to remember is that Article 20 sub-section (2) is null
and void if the offence is not punished in the course of a prosecution.
The court decided in
Maqbool Husain v. State of Bombay that the sea customs
authority is not a court or judicial body and that the decision to confiscate
under the Sea Customs Act did not amount to a judicial judgement that was
required to consider the double jeopardy defence. Therefore, the prosecution may
proceed in accordance with the Foreign Exchange Regulation Act.
The court determined in
A.A. Mulla v. State of Maharashtra that the second trial
was not invalid since the offences in both trials had separate facts and
different elements, making them distinct from one another.
The Supreme Court noted in
M.P. Sharma v. Satish Chandra that this right
incorporates the following fundamentals:
- It is a privilege that belongs to the individual who is "accused of an offence."
- It serves as a safeguard against "remuneration for testifying."
- It serves as a safeguard against any pressure to testify "against himself."
In the case of Venkataraman v. Union of India, the court determined that the
appellant's second prosecution did not qualify for the use of the double
jeopardy protection provided by Article 20(2).
Double Jeopardy And Res Judicata/ Issue Estoppel:
The doctrine of protection against double jeopardy essentially states that an
issue cannot be reopened or re-litigated once it has been resolved. The notion
of finality was articulated in the Roman-law theory known as res judicata. The
fundamental principle of the theory is that an opponent's matter or question
that has already been decided upon in a prior court case cannot be brought up
again. Roman writings on the res judicata concept demonstrate a concern that a
community should be shielded against what may be seen as an oppressive
proliferation of lawsuits.
Our Supreme Court has ruled that the prohibition against double jeopardy, which
is protected by Article 20(2) of the Constitution12 and codified in section 300
of the Cr. P.C., does not preclude the application of the aforementioned res
judicata rule in India because the two principles do not have the same scope.
Because the principle of res judicata holds that if a competent court has
previously decided a factual issue in favour of the accused, that decision would
constitute estoppels against the prosecution. This would not prevent the accused
from being tried again, but rather it would prevent evidence from being admitted
that would contradict the factual finding should the accused be tried again for
a different crime. The theory of res judicata is also referred to as "issue
estoppel" since it is predicated on the identity of the issues at the two
trials.
The fundamental distinction between the res judicata and double jeopardy
principles is that, although the former applies only when the offence involved
in the subsequent proceeding is different from the offence involved in the
former proceeding, the latter applies when the subsequent proceeding is being
brought for a different offence.
The ruling made by the Privy Council in Sambasivam v. Public Prosecutor,
Federation of Malaya, served as the foundation for issue estoppels in India. In
this ruling, Lord MacDermott stated that:
It is not accurate to argue that someone acquitted cannot be tried for the same
offence again following an acquittal rendered by a competent court following a
valid charge and trial. It is necessary to add that the decision is final and
binding on the parties to the adjudication in any further processes. The legal
principle known as "Res judicata pro veritate accipiture" is equally relevant to
criminal and civil actions.
Hedge J. said in Assistant Collector, Customs v. Malwani that the autrefois
acquit theory encompasses more than just the estoppel rule. And that the res
judicata concept served as its foundation.
Double Jeopardy At International Level:
Many nations around the world acknowledge the idea of double jeopardy. It is
described below:
Several international agreements and legal frameworks limit the number of
criminal prosecutions that can be pursued in a consecutive manner. These
include:
Canada:
The Canadian Charter of Rights and Freedoms, section 11(h), defines
double jeopardy in this country. This restriction, however, only takes effect
upon an accused person's "final" conviction or acquittal. Unlike US law,
Canadian law permits the prosecution to file an appeal following an acquittal.
The subsequent trial is not seen as double jeopardy if the acquittal is
overturned because the first trial's verdict would have been overturned. A court
of appeals may also, in exceptional cases, replace a conviction for an
acquittal. Neither of these situations is regarded as double jeopardy.
Germany:
Double jeopardy is prevented by the Federal Republic of Germany's basic
legislation. if a decision is made in the end. If there is no appeal against a
decision, it is final. "Nobody should be punished multiple times for the same
crime on the basis of general criminal law," states Article 103(3) of the basic
legislation.
A retrial is allowed under the German Code of Criminal Procedure if the verdict is in the defendant's favour or if the following circumstances have occurred:
- if a fake or counterfeit document presented as authentic for his advantage during the main hearing;
- If a witness or expert was guilty of a deliberate or careless breach of the obligation imposed by the oath, or of knowingly making an unsworn false statement, while providing testimony or an opinion for the benefit of the defendant;
- If the individual who was acquitted makes a credible confession, either in or out of court, that he committed the criminal offence;
- If a judge or lay judge who was guilty of a criminal violation of his official duties in regard to the case participated in the judgment's formulation.
The legislation further stipulates that there is an additional exception in the
event that the court issues an order of summary punishment for less serious
misdemeanours without holding a trial.
United Kingdom: Since the Norman Conquest, the doctrines of autrefois acquit and
autrefois convict have been a part of common law. They were seen as crucial
components of protecting the subject's liberty and upholding due process by
requiring processes to be final.
Double Jeopardy was once strictly prohibited in England, but it was repealed by
the Criminal Justice Act 2003, which was sponsored by David Blunkett, the Home
Secretary at the time. Retrials are now permitted in cases where there is strong
new evidence. The Director of Public Prosecution must approve each case, and the
Court of Appeal must concur in order to overturn the initial acquittal.
Conclusion:
Every legal system is built upon two pillars. Legal clarity is one, and equity
is the other. After the perpetrator is charged and given a sentence, he should
understand that he has cleared his name and won't face any more consequences. He
needs to know for sure that he won't face charges in the future if he is found
not guilty. A punishment, whether absolute or condemnatory, completely bars the
offender from being tried again for the same offence or any other crime
involving the same facts, whether on private or public property.
Since no one should be punished twice for the same offence, double jeopardy is a
feature of every legal system. The accused has the option to invoke the doctrine
of double jeopardy, which shields him from punishment for the same offence
twice. Different situations are presented in different cases. As a result, the
double jeopardy rule cannot be applied in all situations, and it is therefore
interpreted differently in each situation.
Judges interpret the rule with care to ensure that no innocent person is
penalised. Since the dawn of time, the legal system has included the concept of
double jeopardy, which is a sincere attempt to shield the innocent. As a result,
it can be regarded as a just and positive ideology founded on fairness, equity,
and conscience.
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