The principle of popular sovereignty denotes that the source of governmental
power or the sovereignty lies with the people. The concept of the social
contract is the base of this principle as it believes that the government should
work for the benefit of the people governed. The English philosopher Thomas
Hobbes in his book
The Leviathan wrote that in the 'state of
nature' people were selfish and brutish, thus in order to survive they gave over
their rights to a ruler who in turn provides them with protection and security.
This theory laid down the first basis of popular sovereignty. The idea of
popular sovereignty can even be found in Rome way back in 45BCE where Julius
Caesar was said to derive his authority from general public. In the modern
period the concept of popular sovereignty has been adopted by the French
philosopher Jean-Jacques Rousseau according to whom, people willingly gave
legitimate authority to the government in the form of
social contract for
reciprocated preservation.
A group of citizens must make the laws, while their selected government
guarantees their daily implementation. Thus, the people act as a sovereign,
protecting the common welfare as opposed to the desires of an individual.
Therefore, it may be said that popular sovereignty is the core basis for a
democratic government. The standard understanding of democracy dictates that the
people must enjoy equal representation and adequate opportunities in the
participation for the process of law making, revision or abolition.
The idea of popular sovereignty denotes that, the subjects of the state i.e the
people must be equally represented in the rule making body; failure of which
would not amount to popular sovereignty but perhaps a hybrid with
majoritarianism in some form. Additionally, for the people to be truly sovereign
they themselves must 'determine the constitutional form, the juridical and
political identity, and the governmental structure of a community in its
entirety'.[1]
Thus, it is necessary that the rule by the people must predate the legal system
as a whole. Accordingly the people must have had equal opportunity of
representation, to be present and participating during the conception of the
legal system.
The Indian Constitution
A constitution is understood to be a body of fundamental principles to which the
state is to be governed and it acts as a norm for all other laws to abide by,
due to which it is also often referred to as Grundnorm. So, one may say that the
equal representation of the people, in the making of the constitution of a state
is the first crucial step to implementing the principle of sovereignty into a
legal framework as a whole.
The constitution, being a text without any authors or many authors represents
the voice of the people, crystallised and codified the aspiration behind various
movements and struggles for freedom from the British prior to the constitutional
making process. In the Indian scenario, the preamble of the Indian constitution
states that 'We the People of India, having solemnly resolved to constitute
India into a Sovereign Socialist Secular Democratic Republic��'[2] thus implying
that the people are sovereign as the governing body derives its legitimacy from
the people itself.
Therefore this article attempts to answer the following questions:
- Whether the principle of popular sovereignty is embedded into the
framework of the Indian Constitution from its very conception?
- Whether the people are sovereign in the contemporary framework of the
Indian Constitution?
The creation of the Constitution
As the British Raj was coming to an end, there was a need for a constitution to
determine the power-dynamic between the citizens and the government, due to
which the Constituent Assembly was formed with the task of drafting the
constitution. Mahatma Gandhi, as early as 1922 have demanded for the future of
the country to be decided by elected representatives of the people. For the
thread of the principle of popular sovereignty to be woven into the Indian
constitution, it is essential that the population are equally and appropriately
represented in the constituent assembly itself, as this was the very first step
for building a legal system.
The members of the constituent assembly were indirectly elected by the members
of the Provincial Legislative Assembly, in accordance to the scheme recommended
by the Cabinet Mission.
The arrangement was as follows
- 292 members were elected through the Provincial Legislative Assemblies;
- 93 members represented the Indian Princely States;
- 4 members represented the Chief Commissioner's Provinces[3].
There were a total of 389 members in the assembly. However, as a separate
Constituent Assembly was set up for Pakistan, as a result of Mountbatten Plan of
3rd June 1947 the Muslim league boycotted the Indian Constituent Assembly;
leaving behind an imbalance in the representation of the masses in this crucial
hour of building the constitution.
Additionally, the absence of the Muslim League was not the only notably absence,
according to Aditya Nigam, 'the three great absence that haunted the constituent
assembly were the Muslim League, the representatives of the so-called Indian
states and the 'Father of the Nation', Mahatma Gandhi'[4]
In addressing the absence of the Muslim league from the assembly the chairman
Rajendra Prasad states 'Our brethren of the Muslim League are not with us and
their absence increases our responsibility, we shall have to think at each step
what they would have done if they were here'[5].
This denotes that the absence of these groups were to be compromised with the
version of what the present members think they would want in certain situations,
this is perhaps not practical, as a version of what I think you want, compared
to what you actually want may drastically differ. Accordingly, we can see that
there is a lack of equal representation of the population in the assembly.
Moreover, the interim government itself was already exclusive and not inclusive
of all people, this dictates that from its very conception, the constitution
tilted towards majoritarian behaviour as it is largely based on a set of
exclusive ideology.
Majority vs Minority
The domination of the majority over the minority is a common trait of any
decision making, it was no different in the Constituent Assembly. In reading the
Constituent assembly debate, it can be seen that resistance were put up by the
nationalist elites against minority rights, because of a desire of creating a
new homogenous modern nation.
As observed by Aditya Nigam the constituent assembly was actually functioning
within a certain code, the language of which was forged largely outside the
precincts of the assembly itself and members of the minority were under
tremendous pressure to act according to these codes[6]. Furthermore, the phrase
We the People, in the preamble of the constitution may not be in its
truest form inclusive of the entirety of the population as it leans towards the
ideology of the majority; for the reason that, when the discussion on subjects
were undergone, the majority rule often undermine some cultural, social and
economic values of the minority, even when taking the rights of the minority
into consideration.
In support of this argument, the controversy around the drafting of Article 25
of the Constitution may be cited as an example; the two Sikh representatives in
the constituent assembly Sardar Hukam Singh and Bhupinder Singh Mann, they
refused to sign the constitution draft over a sense of injustice and a plea that
Article 25 clause (2) sub clause (b) states that 'the reference to Hindus shall
be construed as including a reference to person professing the Sikh, Jain or
Buddhist religion, and the reference to Hindu religious institutions shall be
construed accordingly'[7] is anti-Sikh, unjust and communal[8].
However, despite such protest from the minority, the majority's ideologies have
a heavier weightage as the article was nevertheless adopted. This again shows
the presence of the behaviour of majoritarianism in the constitution making
itself.
However, one cannot say that the principle of popular sovereignty is absent in
the making of the constitution based on these mere arguments. The basis of
popular sovereignty dictates that the state acquires its legitimacy from its
people and this legitimacy is created and sustained by the will of the people.
The principle of popular sovereignty is used as a base in the making of the
Indian constitution, which is not different from how the principle was used in
the making of the American Constitution. Even though the American Constitution
is known to shape the modern concept of popular sovereignty, it is arguable that
the masses in totality were equally represented in the constitution making body
as people were divided into different classes similar to how the Indian
Constitution was build. Thus, it is undeniable that the principle of popular
sovereignty has been infused into our constitutional framework from its very
conception although it may not be accumulated in its truest form.
The Contemporary Constitutional Framework
We have seen that the principle of popular sovereignty played an important role
in the making of the Indian Constitution, but once it comes into force, will the
supremacy of the Constitution clash with the sovereignty of the people? It is
often argued that popular sovereignty and constitutionalism are conceptually
incompatible as they exclude each other, on the basis that the people are
(properly) sovereign only before the establishment of a constitution, and once a
constitution is in place, the people are either powerless, or the power they
enjoy is not sovereign at all as their power is govern by the constitution[9].
It is true that the power to make laws reside in the legislative assemble which
consist of members that are the representative of the people, thus the people
still holds the power to make the law. However, is this power absolute? In
contemporary, India the Judiciary has played a big role in underpinning and
shaping of the constitutional framework. In support of this statement an
important judicially implemented element of the constitution, 'the doctrine of
the basic structure' may be highlighted.
The Basic Structure Doctrine
The basic structure doctrine developed over a number of cases in the Supreme
Court, but the most significant landmark judgement in the case of Kesavananda
Bharati v. State of Kerala gave birth to the doctrine. It is based on the idea
that some of the provisions of the constitution which are a part of the basic
features should not be altered as that may cause to loss the very identity of
the Constitution. The basic structure doctrine is a centre to number of
discussions relating to its violation of the people sovereignty.
The opponents of this doctrine argue that the doctrine is 'undemocratic' on the
ground that it places limitations on the powers of the political majority acting
through the legislature.[10] However, in protecting the basic structure of the
Constitution, the most basic individual right of the individual such as the
right to life, right to equality etc. are protected. According to Gautam Bhutia,
'these are matters to be governed by individual autonomy, central to how an
individual decides to order and determine his own life, cannot be subjected to
external majoritarian authority (legislature)'.[11]
The purpose of the basic structure doctrine is to protect the interest of the
people, but in this world of hypotheses and what ifs: What if the citizens
collectively want a change so drastic that it may contradict the basic feature
of the constitution? Will it be so protected by the basic structure doctrine
that such a change will be impossible?
According to the basic understanding of the doctrine, such a change will not be
possible; although one cannot argue against the fact that this doctrine protects
the basic fundamental rights of the people, it still highlights the supremacy of
the Constitution against the rights of the people. Thus, it can be seen that
specific features of the Indian Constitution makes it impossible to accommodate
the principle of popular sovereignty into the contemporary Indian Constitutional
framework.
Conclusion
The Preamble to the Indian Constitution affirms that on 26 November 1949, the
people of India adopted, enacted and gave to themselves the
Constitution, 'having solemnly resolved to constitute India into a sovereign
democratic republic'[12] which indicates that the power of the constitution is
derived from the people giving the sovereignty to the people. According to the
principle of popular sovereignty, the people's united will is the supreme
authority of the land and for the principle to be accumulated into the legal
framework of the country, the supremacy of the people must predate the law of
the land.
However, tracing back to the making of the constitution, there is no doubt that
the people had supremacy in framing the law; although the constitution building
process was influenced by certain document and pre-existing laws, it is certain
that the process have had certain setbacks, such as the failure to make equal
representation of the masses in totality and the assembly decisions leaning
towards majoritarianism. Still, the accumulation of the principle of popular
sovereignty into the Constitutional framework is irrefutable.
However, in the contemporary framework of the Indian Constitution and the
introduction of the
Basic Structure Doctrine, the characteristic features
of the Indian Constitution make it impossible for the contemporary Indian
constitutional framework to accommodate popular sovereignty in practice. As the
written Constitution possess the
validity of a statute emanating from the
sovereign people, which is superior to the present elected members of the
legislative. In conclusion, the principle of popular sovereignty was woven into
the Constitution and the people were sovereign in making the constitution.
Although, after the functioning of the constitution the people are provided
ample of power, in the contemporary Constitutional framework there is
Constitutional Sovereignty.
End-Notes:
- Kalyvas, A. Popular Sovereignty, Democracy, and the Constituent Power.
(2005) p.226
- The Constitution of India, 1950, Preamble
- Some Facts, First day in the constituent assembly,
http://164.100.47.194/loksabha/constituent/facts.html
- Aditya Nigam, A text without Author Locating Constituent Assemble as
Event, Economic and Political Weekly, Vol.39,No.21 (May 22,2004), P.2
- Aditya Nigam, A text without Author Locating Constituent Assemble as
Event, Economic and Political Weekly, Vol.39,No.21 (May 22,2004), P.2
- Aditya Nigam, A text without Author Locating Constituent Assemble as
Event, Economic and Political Weekly, Vol.39,No.21 (May 22,2004), P.3'
- The Constitution of India, Art.25, cl 2(b)
- Fatima Khan, Sardar Hukam Singh, a Minority rights champion in the
Constituent Assembly, Early activism, (13th March 2020, 2:19 am), https://theprint.in/forgotten-founders/sardar-hukam-singh-a-minority-rightschampion-in-constituent-assembly/132147/
7
- Dr. Andrea Dolcetti, VOL III, Popular Sovereignty, Constitutionalism and
the Indian Constitution , 12 (2019) 8
- R. Ramachandran, The Supreme Court and the Basic Structure, in Supreme
but not Infalliable 129(B.N. Kripal et al. eds, Oxford University Press
2000), extracted from Gautam Bhatia, The Basic Structure Doctrine
Revisited,P- 2
- R. Ramachandran, The Supreme Court and the Basic Structure, in Supreme
but not Infalliable 129(B.N. Kripal et al. eds, Oxford University Press
2000), extracted from Gautam Bhatia, The Basic Structure Doctrine Revisited,
P-9
- The Constitution of India, 1950, Preamble
Award Winning Article Is Written By: Ms.Christina Laldintluangi
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