The text of Mahabharata says
that path is the right path which has been
followed by virtuous men. The concept of precedent is based on this theory. The
edifice of the common law is made up of Judicial decisions. The doctrine of
precedents grew in England in absence of codified laws. The Rule of Law requires
not over turning precedents too often.
Aristotle said
the habit of lightly
changing the laws is an evil. In Government of India Act, 1935, the hierarchy
of Courts was created, with Federal Court as the Superior Court. Section 212 of
the Act provided that law declared by the Federal Court and any Judgment of the
Privy Council shall, so far as applicable, be recognised as Binding Precedent on
and shall be followed by all Courts in British India. After Independence,
Article 141 of the Constitution of India provided that law declared by the
Supreme Court shall be binding on all Court within the territory of India.
महाजनो येन गतः स पनà¥à¤¥à¤¾à¤ƒ
Meaning of word 'Per Incuriam'
The word 'Per Incuria' literally means 'Carelessness'. According to the Black's
Law Dictionary (Fourth Edition, 1891), Per Incuriam means through inadvertence.
This means something done with oversight without considering all the relevant
factors. Further, the term also means 'through want of care' or when
translating from Latin, it means 'through lack of care' and it concerns itself
with the decision of the Court which was mistakenly given.
In the Advanced Law Lexicon by P. Ramanatha Aiyer's (5th Edition), it has been
defined as under:
Per Incuriam. (Lat.) (of a Judicial decision) wrongly decided, usually because
the Judge or Judges were ill-informed about the applicable law.
Through inadvertence or through want of care. Through carelessness, through
inadvertence.
'Per Incuriam' means 'through want of care'. A decision of the Court which is
mistaken. A decision of the Court is not a Binding Precedent if given Per Incuriam, i.e. without the Court's attention having been drawn to the relevant
authorities, or statutes.
If the decision of the Court is given Per Incurium, it is not a binding
Precedent and, therefore, need not be followed as a Thumb Rule by the Lower
Courts. When a Judgement is pronounced without paying the requisite attention to
the relevant authorities or statutes, it is said to be wrongly decided and,
therefore, does not have the force of Law.
The significance of a Judgment having been decided Per Incuriam is that it does
not then have to be followed as Precedent by a Lower Court. Ordinarily, in
the Common Law, the Rationes of a Judgment must be followed thereafter by Lower
Courts while hearing similar cases. A Lower Court is free, however, to depart
from an earlier Judgment of a Superior Court where that earlier Judgment was
decided Per Incuriam. Also the said Doctrine is an exception to Article 141 of
Constitution of India which embodies the Doctrine of Precedents as a matter of
law.
Sir John Salmond in his 'Treatise On Jurisprudence' has aptly stated the
circumstances under which a precedent can be treated as 'Per Incuriam'. It is
stated that a precedent is not binding if it was rendered in ignorance of a
Statute or a Rule having the force of statute or delegated legislation.
C. C. K. Alien in 'Law In The Making' analyzed the concept of 'Per Incuriam'.
According to him, 'Incuria' means literally 'carelessness' which apparently is
considered less uncomplimentary than ignorantia; but in practice 'Per Incuriam'
applies to mean 'Per Ignorantiam'. It would almost seem that 'Ignorantia Juris
Neminem Excusat' � except a Court of Law, ignorance of what? Ignorance of a
Statute, or of a Rule having statutory effect which would have affected the
decision if the Court had been aware of it.
Constitutional Provisions Regarding Precedents
In the normal course all decisions of a High Court would be binding on a
District Court or a Tribunal which is subject to supervisory jurisdiction of a
particular High Court as per Article 227 of the Constitution of India and the
Law declared by Supreme Court of India are considered the law of the land and to
be binding in all Courts as per Article 141 of Constitution of India. The law
declared has to be construed as a principle of law that emanates from a
Judgment, or an interpretation of a law or Judgment by the Supreme Court, upon
which, the case is decided. Hence, it flows from the above that the law declared
is the principle culled out on the reading of a Judgment as a whole in the light
of the questions raised, upon which the case is decided. {See: [Fida
Hussain & Ors. Vs Moradabad Development Authority & Anr., (2011) 12
SCC 615]; [Ambica Quarry Works & Anr. Vs State of Gujarat & Ors.,
(1987) 1 SCC 213; and [CIT Vs Sun Engg. Works (P) Ltd., (1992) 4 SCC 363]}.
When a High Court or Supreme Court is faced with a Judgement cited before it
there are certain rules for maintaining uniformity in Law and of Precedents
commonly known as the Principle of Stare Decisis.
The following is the practice usually adopted
- The law laid down by a Bench of larger strength is binding on any
subsequent Bench of lesser or co-equal strength.
- A Bench of lesser quorum cannot disagree or dissent from the view of the
law taken by a Bench of larger quorum. In case of doubt all that the Bench
of lesser quorum can do is to invite the attention of the Chief Justice and
request for the matter being placed for hearing before a Bench of larger
quorum than the Bench whose decision has come up for consideration.
It will be open only for a Bench of co-equal strength to express an opinion
doubting the correctness of the view taken by the earlier Bench of co-equal
strength, whereupon the matter may be placed for hearing before a Bench
consisting of a quorum larger than the one which pronounced the decision
laying down the law the correctness of which is doubted. [Jaisri Sahu Vs Rajdewon Dubey & Ors,
AIR 1962 SC 83]; [Union of
India & Anr. Vs Raghubir Singh, (1989) 2 SCC 754]; [Anugrah Narain Singh & Anr.
Vs State of U. P & Ors. (1996) 6 SCC 303] and [Delhi Development Authority Vs Ashok Kumar Behal & Ors., AIR 2002 SC 2940].
- Decisions of a Smaller Bench prevails, which deals with and explains the
decision of larger Bench. [Union of India Vs Nirala Yadav, (2014) 9 SCC 457].
- If decision of co-ordinate Benches of equal strength differ, and the
later decision does not notice or consider the earlier decision, then the
Court may choose to follow that decision which is closer to the facts of the
case at hand and deals more directly with the legal issue.
- If a Court considering a particular provision of law is faced with two
decisions, it will follow the one, which deals with the same or identical
provision rather than the decision which deals with a similar but not an
identical provision, even if the latter is by a Larger Bench or a later
Judgment.
- When a Constitution Bench has decided an issue and subsequent smaller
Benches have not considered it or answered the similar issues somewhat
differently, the later decisions should be construed in terms of the
Constitution Bench decision as the smaller Benches could not have intended a
different view.
The principle of Stare Decisis is stated thus in [
Waman Rao & Ors. Vs Union of
India & Ors., (1981) 2 SCC 362]:
42� In fact, the full form of the principle, stare decisis et non quieta movere which
means to stand by decisions and not to disturb what is settled, was put by Coke
in its classic English version as: 'Those things which have been so often
adjudged ought to rest in peace.
Even when a Court is faced with two conflicting Judgements of a Superior Court
of equal strength the Court may follow a decision which it considers to be
correctly decided. This was stated in [
Jaydeo Vs State of Maharashtra & Ors.,
2005 SCC OnLine Bom 1283] as under;
24. The Full Bench of this Court in [Kamleshwar Ishwardas Patel Vs Union of
India & Ors., 1995 Supp (3) SCCN732] reported in 1994 Mah LJ 1669 dealing
with a question as to what course has to be followed by the High Court when
confronted with contrary decisions of the Supreme Court emanating from
Benches of co-equal strength, has held that the High Court is not
necessarily bound to follow the decision later in point of time, but must
follow the one which in its view is better in point of law. For coming at
such a conclusion, the Full Bench of this Court has relied on the judgment
of the Constitution Bench of the Supreme Court in [Atma Ram Vs State of Punjab & Ors., 1959 Supp (1) SCR
748].
The moot questions arise as to;
- What is the correct course to be followed when faced with a decision
which decides in a particular way but does not refer to any statutory
provision, decides contrary to statute or ignores relevant provisions or
does not give any reasons etc for its decision?
- What is the value of such a decision, does it amount to a Precedent or
can it be ignored even though it may be a decision of a Superior Court?
In such a case it is open to invoke the Principle of Per Incuriam and contend
that the Judgement be ignored as it does not lay down the correct position in
law.
Judicial Development in India
The concept of Per Incuriam was examined in [
Hyder Consulting (UK) Ltd. Vs
State of Orissa, (2015) 2 SCC 189], where it was held:
46. Before I consider the correctness of the aforementioned decisions, it would
be necessary to elaborate upon the concept of per incuriam. The Latin
expression per incuriam literally means through inadvertence. A decision can
be said to be given per incuriam when the Court of Record has acted in ignorance
of any previous decision of its own, or a subordinate court has acted in
ignorance of a decision of the Court of Record. As regards the Judgments of this
Court rendered per incuriam, it cannot be said that this Court has declared the
law on a given subject-matter, if the relevant law was not duly considered by
this Court in its decision.
In this regard, I refer to State of U. P. Vs
Synthetics and Chemicals Ltd, (1991) 4 SCC 139], wherein R.M. Sahai, J. in his
concurring opinion stated as follows: (SCC Page 162, Para 40)
40. '
Incuria' literally means '
carelessness'. In practice per incuriam appears
to mean per ignoratium. English Courts have developed this principle in
relaxation of the rule of stare decisis. The 'quotable in law' is avoided and
ignored if it is rendered, 'in ignoratium of a statute or other binding
authority'.
Some of the factors to be considered while contending that a decision is not a
binding precedent and should not be followed or be ignored on the above
principle are now considered set out hereafter:
A decision where the point in issue is not argued or considered by the Court or
decision rendered without argument, without reference to the crucial words of
the rule, and without any citation of authority.
A decision where a mere direction is issued without laying down any principle of
law. [State of UP & Ors. Vs Jeet S. Bisht & Anr., (2007) 6 SCC 586], is a
decision where a mere direction is issued without laying down any principle of
law.
18. No doubt in the aforesaid decision various directions have been given by
this Court but in our opinion that was done without any discussion as to whether
such directions can validly be given by the Court at all. The decision,
therefore, passed sub silentio. The meaning of a Judgment sub silentio has been
explained by this Court in
Municipal Corpn. of Delhi Vs Gurnam Kaur, (1989) 1 SCC 101] (Vide Paras 11 & 12) as follows: (SCC PP. 110-11)
� 'A decision passes sub silentio, in the technical sense that has come to be
attached to that phrase, when the particular point of law involved in the
decision is not perceived by the Court or present to its mind. The Court may
consciously decide in favour of one party because of Point A, which it considers
and pronounces upon. It may be shown, however, that logically the court should
not have decided in favour of the particular party unless it also decided Point
B in his favour; but Point B was not argued or considered by the court. In such
circumstances, although Point B was logically involved in the facts and although
the case had a specific outcome, the decision is not an authority on Point B.
Point B is said to pass sub silentio.'
In [
Gerard Vs Worth of Paris Ltd, (1936) 2 All ER 905 (CA)] the only point
argued was on the question of priority of the claimant's debt, and, on this
argument being heard, the Court granted the order. No consideration was given to
the question whether a garnishee order could properly be made on an account
standing in the name of the liquidator.
When, therefore, this very point was argued in a subsequent case before the
Court of Appeal in [
Lancaster Motor Co.
(London) Ltd. Vs Bremith Ltd., (1941) 1 KB 675] the Court held itself not bound
by its previous decision. Sir Wilfrid Greene, M. R., said that he could not help
thinking that the point now raised had been deliberately passed sub silentio by
counsel in order that the point of substance might be decided. He went on to say
that the point had to be decided by the earlier Court before it could make the
order which it did; nevertheless, since it was decided 'without argument,
without reference to the crucial words of the rule, and without any citation of
authority', it was not binding and would not be followed. Precedents sub silentio
and without argument are of no moment. This rule has ever since been followed.
It is well settled that a mere direction of the Supreme Court without laying
down any principle of law is not a precedent. It is only where the Supreme Court
lays down a principle of law that it will amount to a precedent.
In [
Municipal Committee, Amritsar Vs Hazara Singh, (1975) 1 SCC 794], the
Supreme Court observed that only a statement of law in a decision is binding.
..............But all that does not mean that every statement contained in a
judgment of that Court would be attracted by Article 141 of Constitution of
India. Statements on matters other than law have no binding force.
A mere direction without laying down any principle of law is not a precedent.
Everything in a decision is not a precedent.
Supreme Court in [State of U. P. & Anr. Vs Synthetics & Chemicals Ltd. & Anr.,
(1991) 4 SCC 139] while elaborating that a decision which is not express and is
not founded on reasons nor proceeds on consideration of issue, held as under;
40. 'Incuria' literally means 'carelessness'. In practice per incuriam appears
to mean per ignoratium. English courts have developed this principle in
relaxation of the rule of stare decisis. The 'quotable in law' is avoided and
ignored if it is rendered, 'in ignoratium of a statute or other binding
authority'. [
Young Vs Bristol Aeroplane Co. Ltd., (1944) 1 KB 718].
Same has been accepted, approved and adopted by this Court while interpreting
Article 141 of the Constitution which embodies the doctrine of precedents as a
matter of law. In [
Jaisri Sahu Vs Rajdewan Dubey & Ors., (1962) 2 SCR 558] this Court
while pointing out the procedure to be followed when conflicting decisions are
placed before a bench extracted a passage from Halsbury's Laws of England
incorporating one of the exceptions when the decision of an appellate court is
not binding.
41. Does this principle extend and apply to a conclusion of law, which was
neither raised nor preceded by any consideration. In other words can such
conclusions be considered as declaration of law? Here again the English courts
and jurists have carved out an exception to the rule of precedents. It has been
explained as rule of sub-silentio. A decision passes sub-silentio, in the
technical sense that has come to be attached to that phrase, when the particular
point of law involved in the decision is not perceived by the court or present
to its mind. (Salmond on Jurisprudence, 12th Edn., Page 153).
In [
Lancaster
Motor Company (London) Ltd. Vs Bremith Ltd., (1941) 2 All ER 11], the Court
did not feel bound by earlier decision as it was rendered 'without any argument,
without reference to the crucial words of the rule and without any citation of
the authority'. It was approved by this Court in [
Municipal Corporation of
Delhi Vs Gurnam Kaur, (1989) 1 SCC 101].The Bench held that, 'precedents sub-silentio
and without argument are of no moment'.
The courts thus have taken recourse to
this principle for relieving from injustice perpetrated by unjust precedents. A
decision which is not express and is not founded on reasons nor it proceeds on
consideration of issue cannot be deemed to be a law declared to have a binding
effect as is contemplated by Article 141. Uniformity and consistency are core of
judicial discipline. But that which escapes in the judgment without any occasion
is not ratio decidendi.
In [
B. Shama Rao Vs Union Territory of Pondicherry,
(1967) 2 SCR 650], it was observed, 'it is trite to say that a decision is
binding not because of its conclusions but in regard to its ratio and the
principles, laid down therein'. Any declaration or conclusion arrived without
application of mind or preceded without any reason cannot be deemed to be
declaration of law or authority of a general nature binding as a precedent.
Restraint in dissenting or overruling is for sake of stability and uniformity
but rigidity beyond reasonable limits is inimical to the growth of law.
A decision not expressed, not accompanied by reasons and not proceeding on
conscious consideration of an issue cannot be deemed to be a law declared to
have a binding effect as is contemplated by Article 141 of Constitution of
India. That which has escaped in the Judgment is not ratio decidendi. This is
the Rule of Sub-silentio, in the technical sense when a particular point of law
was not consciously determined. The Supreme Court of India in [
Arnit Das Vs
State of Bihar, (2000) 5 SCC 488] held that;
20. A decision not expressed, not accompanied by reasons and not proceeding on
a conscious consideration of an issue cannot be deemed to be a law declared to
have a binding effect as is contemplated by Article 141. That which has escaped
in the judgment is not the ratio decidendi. This is the rule of sub silentio, in
the technical sense when a particular point of law was not consciously
determined.
The Supreme Court [
Divisional Controller, KSRTC Vs Mahadeva Shetty & Anr.,
(2003) 7 SCC 197] held that the scope and authority of a precedent should never
be expanded unnecessarily beyond the needs of a given situation as follows;
23. So far as Nagesha's case (supra) relied upon by the claimant is concerned,
it is only to be noted that the decision does not indicate the basis for fixing
of the quantum as a lump sum was fixed by the Court. The decision ordinarily is
a decision on the case before the Court, while the principle underlying the
decision would be binding as a precedent in a case which comes up for decision
subsequently. Therefore, while applying the decision to a later case, the Court
dealing with it should carefully try to ascertain the principle laid down by the
previous decision. A decision often takes its colour from the question involved
in the case in which it is rendered.
The scope and authority of a precedent
should never be expanded unnecessarily beyond the needs of a given situation.
The only thing binding as an authority upon a subsequent Judge is the principle
upon which the case was decided. Statements which are not part of the ratio decidendi are distinguished as obiter dicta and are not authoritative.
The task
of finding the principle is fraught with difficulty as without an investigation
into the facts, it cannot be assumed whether a similar direction must or ought
to be made as measure of social justice. Precedents sub silentio and without
argument are of no moment. Mere casual expression carry no weight at all. Nor
every passing expression of a Judge, however eminent, can be treated as an ex
cathedra statement having the weight of authority.
In [
Uttaranchal Road Transport Corporation & Ors. Vs Mansaram Nainwal,
(2006) 6 SCC 366], Supreme Court held as under;
A decision is a precedent on its own facts. Each case presents its own
features. It is not everything said by a Judge while giving Judgment that
constitutes a precedent. The only thing in a Judge's decision binding a party is
the principle upon which the case is decided and for this reason it is important
to analyse a decision and isolate from it the ratio decidendi. According to the
well-settled theory of precedents, every decision contains three basic
postulates:
- Findings of material facts, direct and inferential. An inferential
finding of facts is the inference which the Judge draws from the direct, or
perceptible facts;
- Statements of the principles of law applicable to the legal problems
disclosed by the facts; and
- Judgment based on the combined effect of the above.
A decision is an authority for what it actually decides. What is of the essence
in a decision is its ratio and not every observation found therein nor what
logically flows from the various observations made in the Judgment. The
enunciation of the reason or principle on which a question before a Court has
been decided is alone binding as a precedent. (See: [
State of Orissa Vs
Sudhansu Sekhar Misra & Ors., AIR 1968 SC 647] and [
Union of India & Ors. Vs Dhanwanti Devi & Ors., 1996 (6) SCC 44]. A case is a precedent and binding for
what it explicitly decides and no more.
The words used by Judges in their
Judgments are not to be read as if they are words in an Act of Parliament. In
Quinn Vs Leathem (1901) AC 495 (H.L.), Earl of Halsbury LC observed that
every Judgment must be read as applicable to the particular facts proved or
assumed to be proved, since the generality of the expressions which are found
there are not intended to be exposition of the whole law but governed and
qualified by the particular facts of the case in which such expressions are
found and a case is only an authority for what it actually decides.
Conclusion
The principle of Per Incuriam is an established principle of law, where the
Judgments are the results of omission of particular statute or law and hence
cannot be considered as a valid Judgment. Therefore, is an exception to doctrine
of Stare Decisis. For an instance if a Judgment is given in the scenario where
the Court has considered all the relevant provisions and statues before the
delivery of the Judgment, the decision is not Per Incuriam. It can be concluded
that decision given Per Incuriam are moreover an omission done. Hence, it should
not hold any value in the eyes of law.
Written By: Dinesh Singh Chauhan, Advocate - J&K High Court of
Judicature, Jammu.
Email:
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