Patent Claim Construction: Patent Specification Is To Read First And Then The Description Of The Invention And Then Examine The Claims
The case of Biswanath Prasad Radhey Shyam Vs Hindustan Metal Industries
is a landmark judgment in Indian patent law, where the Supreme Court of India
examined the principles of novelty and inventive step in patent protection. The
case revolved around a patented method for manufacturing utensils and its
alleged infringement, raising critical issues on what constitutes an invention
under the Indian Patent and Designs Act, 1911.
Detailed Factual Background:
The appellant, Biswanath Prasad Radhey Shyam, and the respondent, Hindustan
Metal Industries, were both engaged in the business of manufacturing utensils in
Mirzapur. In 1951, Purshottam Dass, a partner in the respondent firm, claimed to
have invented a new method and device for manufacturing utensils. The claimed
invention was aimed at improving the pre-existing method, which posed risks to
workers as utensils would often fly off during the manufacturing process. The
respondent filed for a patent, and after meeting the necessary requirements, the
patent was granted under the Indian Patent and Designs Act, 1911, effective from
December 13, 1951.
In September 1952, the respondent learned that the appellant was allegedly using
the patented method without authorization. A legal notice was served, but the
appellant continued to use the method, prompting the respondent to file a suit
for a permanent injunction and damages. The appellant contested the suit,
arguing that the respondent's method lacked novelty and an inventive step,
making the patent invalid. A counterclaim for revocation of the patent was also
filed.
Detailed Procedural Background:
The case initially started in the District Court, Allahabad, but was later
transferred to the High Court under Section 29 of the Indian Patent and Designs
Act, 1911. Both the suit for injunction and the counterclaim for revocation were
consolidated and tried together. A Single Judge of the High Court ruled in favor
of the appellant, dismissing the respondent's suit and allowing the revocation
of the patent.
On appeal, a Division Bench of the High Court reversed the decision, holding
that the patented method involved an inventive step and amounted to a new method
of manufacture. Dissatisfied with this ruling, the appellant moved the Supreme
Court, which ultimately decided the matter.
Issues Involved in the Case:
The first issue was whether the patented method constituted a manner of new
manufacture or improvement under the Indian Patent and Designs Act, 1911. The
second issue was whether the alleged invention involved an inventive step and
novelty, given the prior knowledge and practices in the industry. The third
issue was whether the decision of the High Court's Division Bench, which upheld
the validity of the patent, was legally sustainable. The fourth issue was
whether the revocation of the patent by the Single Judge was justified.
Details of the Patent and its Claims
The respondent's patent was for a "Method of end means for mounting metallic
utensils or the like on a lathe for turning them before polishing." The title of
the patent was later described in the complete specification as "Means for
holding utensils for turning purposes." The complete specification explained
that the patent aimed at addressing the problem of utensils slipping off the
chuck while being turned, which was hazardous to workers. The patented device
included a pressure spindle that was rotatably mounted, with a hollowed end
possibly fitted with ball bearings to enable smooth rotation. The end of the
pressure spindle could be either pointed or blunt and was meant to be firmly
held against the utensil to prevent it from dislodging.
The claims of the patent primarily covered a combination of elements, including
an adapter for holding the utensil, a pressure spindle passing through a guide
block, and the optional presence of ball bearings. The key claim was that the
patented method and means of mounting utensils on a lathe provided a novel and
inventive solution to an industrial problem.
Evaluation of Claim Construction and Patent Infringement:
The Supreme Court analyzed claim construction, which refers to how the scope and
meaning of a patent's claims are determined. The Court noted that the proper way
to construe a specification is to first read the description of the invention
and then examine the claims, as the patentee cannot claim more than what is
disclosed in the specification. The Court relied on Arnold Vs. Bradbury and
Parkinson v. Simon, which emphasized that claims must be interpreted in
conjunction with the specification and not in isolation.
The Court then evaluated whether the appellant's allegedly infringing device
fell within the scope of the patented claims. The key question was whether the
appellant was using the same combination of elements in substantially the same
way to achieve the same result. The respondent argued that the appellant's
method copied the patented process, thereby constituting infringement. The
appellant contended that the claimed invention was neither novel nor inventive
and that similar techniques had been in use long before the patent was granted.
Detailed Submissions of the Parties:
The appellant argued that the patented method was already known and in use in
the commercial world before the date of the patent. The appellant contended that
the invention did not involve any inventive step or novelty as required by
patent law. The appellant also asserted that the respondent's patent lacked
utility and was liable to be revoked. Furthermore, the appellant maintained that
the method described in the patent was merely an application of pre-existing
techniques with slight modifications, amounting to a workshop improvement rather
than an invention. The appellant highlighted that Purshottam Dass, the patentee,
did not appear as a witness to establish the novelty of the invention, raising
doubts about its originality.
The respondent countered that the patented method introduced significant
improvements in the manufacturing process, making it safer and more efficient.
The respondent argued that the invention had utility, which should support its
validity. The respondent further contended that the appellant's use of the
method constituted an infringement of the patent and that an injunction should
be granted. The respondent also submitted that the Single Judge of the High
Court erred in revoking the patent, as the improvements were novel and
non-obvious.
Detailed Discussion on Judgments:
The Supreme Court extensively discussed the principles of patent law,
particularly the concepts of novelty and inventive step. Several precedents were
cited, including Rickman Vs. Thierry (1896) 14 Pat. Ca. 105, Blackey Vs. Latham
(1888) 6 Pat. Ca. 184, and Humpherson Vs. Syer (4 RPC 407), all of which
emphasized that an invention must not only be new but must also involve an
inventive step beyond mere mechanical improvements. The Court also relied
on Harwood Vs. Great Northern Ry. Co. (1864-65) XI HLC 654, which held that
applying an old contrivance to a new purpose does not constitute a valid patent.
Detailed Reasoning and Analysis of the Judge:
Justice Sarkaria, delivering the judgment, reasoned that the patented method was
not a new manufacture or a significant improvement over existing methods. The
technique of holding an article with a pressure spindle was already known in the
industry. The alleged invention was merely an adaptation of existing technology,
amounting to a workshop improvement rather than an inventive step. The failure
of the patentee to provide evidence of research, experimentation, or innovation
further weakened the claim of novelty. The High Court's Division Bench erred in
reversing the Single Judge's decision, as it overlooked the fundamental
principle that patents must demonstrate both novelty and an inventive step.
Final Decision:
The Supreme Court allowed the appeals, set aside the judgment of the Division
Bench, and restored the judgment of the Single Judge. The patent was held
invalid and revoked. The Court also denied damages to the respondent and ruled
that each party would bear its own costs.
Law Settled in This Case
The Court clarified that a valid patent requires both novelty and an inventive
step. Mere workshop improvements are not patentable. The grant of a patent does
not guarantee its validity, and it can be challenged in court. Prior public
knowledge or usage of an alleged invention negates its novelty. The burden of
proving novelty and an inventive step lies on the patentee. The absence of
experimental research or new principles of operation undermines a claim of
invention.
Case Title: Biswanath Prasad Radhey Shyam Vs Hindustan Metal Industries
Date of Order: December 13, 1978
Case No.: Civil Appeal Nos. 1630-1631 of 1969
Neutral Citation: AIR 1982 SC 1444, (1979) 2 SCR 757, 1979 (2) SCC 511
Court: Supreme Court of India
Judge: Hon'ble Justie Shri Justice Sarkaria
Disclaimer:
The information shared here is intended to serve the public interest
by offering insights and perspectives. However, readers are advised to exercise
their own discretion when interpreting and applying this information. The
content herein is subjective and may contain errors in perception,
interpretation, and presentation.
Written By: Advocate Ajay Amitabh Suman, IP Adjutor - Patent and
Trademark Attorney
Email: ajayamitabhsuman@gmail.com, Ph no: 9990389539
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