The polygraph test, commonly known as a lie detector test, assesses
physiological reactions to evaluate honesty and deception. Despite its extensive
usage in criminal investigations and many other fields of application, its
reliability and admissibility as evidence have remained contentious issues.
Critics argue that it lacks scientific basis as it could yield false positives,
false negatives, and that the responses may be susceptible to extraneous
influences such as stress and anxiety or even deliberate withholding.
Different
legal systems around the world portray different levels of acceptance, with the
most significant case such as Selvi v. State of Karnataka in 2010 bringing out
the constitutional and ethical constraints. Polygraph testing will thus be
discussed from history, methodology, legal admissibility, and the future ahead,
especially emphasizing the need for strong guidelines and supporting evidence
for this article into polygraph testing. While advances in neuroscience and
technology offer intriguing options, current polygraph techniques are not
reliable enough to be used for absolute legal findings.
Introduction:
Lie detector tests, or polygraph examinations, measure physiological signs
including heart rate and blood pressure, as well as breathing patterns, during
responses to a series of questions. The principle on which lie detectors are
based is that lying causes certain physiological changes. However, this concept
has been the focus of intense criticism, with critics questioning its accuracy.
The reliability and admissibility of the results of polygraph testing in legal
cases are still contentious issues.
The basic notion behind the polygraph test is that physiological responses
elicited during deception are different from those observed during truthful
statements. Throughout the examination, devices such as cardio-cuffs and
sensitive electrodes are strapped to the individual to monitor a wide range of
physiological indicators, including blood pressure, pulse rate, respiration,
sweat gland activity, and blood flow while questions are being asked. Each of
these responses is measured through numbers to establish whether the individual
is either truthful or deceptive or not sure.
In the 2007 Nithari killings serial murder case, Surinder Koli, the accused,
underwent polygraph tests. Although Koli later admitted to the murders, these
examinations were reportedly considered pivotal in directing the investigation
for law enforcement. Nevertheless, the results of the polygraph were not
accepted as evidence in court and did not directly influence his conviction.
Origin of polygraph Test:
The polygraph test, commonly referred to as the lie detector test, first
appeared in the early 20th century. As early as 1906, Italian criminologist
Cesare Lombroso created a rudimentary device aimed at monitoring blood pressure
variations in suspects during interrogations. In 1915, American psychologist
William Moulton Marston advanced this concept by developing a systolic blood
pressure test designed to identify deception. By 1921, John Augustus Larson, a
medical student and police officer, introduced the modern polygraph, which
simultaneously measured several physiological responses, including blood
pressure, pulse, and respiration. Larson's contribution marked a significant
improvement in lie detection methods, making it a valuable tool for both
criminal investigations and psychological studies.
Concerns about Reliability:
Polygraph tests can be beneficial for verification purposes. However, there are
significant limitations that impact their reliability and acceptance. One major
concern is the privacy involved in interpreting the results, which requires
considerable judgment from the examiner. This increases the likelihood of bias
or inaccuracies. The dependability of polygraph tests is also questionable since
they rely on physiological indicators such as heart rate, blood pressure, and
perspiration. These responses can either indicate truth or deception,
potentially compromising the test's reliability.
Moreover, lie detector tests are susceptible to manipulation. Individuals with
expertise may employ countermeasures like regulated breathing or muscle tension
to alter the results. Additional factors, including mental health issues or
medications, can further skew the physiological responses, limiting the test's
effectiveness. Furthermore, legal restrictions stemming from the Supreme Court's
ruling in Selvi v. State of Karnataka (2010) prevent the administration of
involuntary lie detector tests, underscoring the importance of obtaining
consent. Due to these vulnerabilities, polygraph results are not regarded as
conclusive evidence in court and are typically used as supplementary tools in
investigations.
Polygraph tests are based on the premise that lying causes stress, leading to
observable physiological responses. Nonetheless, this theory fails to account
for other potential stressors, including anxiety, fear, or existing medical
conditions. A truthful individual might display increased stress simply due to
the pressure of the testing situation. Accuracy studies of polygraphs have
produced reliability estimates that range between 70% and 90%, with these
figures very much influenced by factors as diverse as the skill of the examiner
and the conditions under which the test is conducted.
Help in Police Investigation:
Polygraph tests can assist law enforcement in their investigations by revealing
whether a suspect is being deceitful. During an interrogation, a polygraph
monitors physiological reactions such as heart rate, blood pressure, and
breathing patterns, which typically change if the individual is not truthful.
Though these tests are not infallible, their outcome can enable investigators to
ascertain whether the suspect is truthful or evasive thus guiding further
investigations in the right direction. Polygraphs can also exonerate an innocent
person or draw nearer attention to those with deceptive tendencies. However,
results thereof should be confirmed by other evidence since they cannot be
considered as proof of guilt or innocence.
Legal Viewpoints on Polygraph Evidence:
Historically, courts have adopted a skeptical stance toward polygraph evidence.
In the 1923 case of Frye v. United States, a precedent was established, ruling
that polygraph results were not sufficiently accepted within the scientific
community for use as evidence. This ruling has had a significant impact on their
application in legal contexts.
Nevertheless, only a limited number of courts have permitted the use of
polygraph results under certain conditions. In the case of United States v.
Scheffer (1998), the court determined that polygraph results could be deemed
beneficial if both parties consented to their use. However, the Supreme Court of
the United States, in the pivotal case of Daubert v. Merrell Dow Pharmaceuticals
(1993), ruled that polygraph evidence does not meet the standards of scientific
reliability necessary for criminal proceedings.
In the significant case of
Selvi v. State of Karnataka (2010), the Indian
Supreme Court addressed the constitutional legitimacy of polygraph tests. The
court examined whether conducting a polygraph test against an individual's will
infringed upon the right to remain silent as stipulated in Article 20(3) of the
Constitution. It concluded that such practices were unconstitutional because
they violated the right against self-incrimination, as polygraph tests, narco-analysis,
and brain mapping were performed without the accused's consent.
Additionally, the court stressed that confessions obtained through coercion or
involuntarily - even if derived from scientifically advanced techniques like
polygraphs - would be deemed inadmissible.
It observed that the results of polygraph tests might be useful in an
investigation, but a verdict should not be based only on those results since
their reliability has not been proven scientifically to determine truth-telling
or lying. Besides, the Court further established that the results of a polygraph
test, even if administered voluntarily, cannot be considered as admissible
evidence in court.
The consent obtained from the accused should be informed, wherein the accused
should be provided access to legal counsel and a detailed explanation of the
physical, emotional, as well as legal implications of the test. Additionally,
the National Human Rights Commission Guidelines for polygraph tests issued in
2000 should be followed strictly, and consent on the part of the accused should
be obtained preferably on a document signed in front of a judicial magistrate.
Any information or evidence obtained during a polygraph test voluntarily
consented to may be availed as admissible in court.
In the case of D.K. Basu v. State of West Bengal (1997), the Supreme Court ruled
that administering polygraph and narcoanalysis tests without the individual's
consent constitutes cruel, inhuman, and degrading treatment, which is prohibited
by Article 21 of the Constitution that guarantees the Right to Life and Liberty.
Additionally, in State of Bombay v. Kathi Kalu Oghad (1961), the Supreme Court
determined that Article 20(3) of the Constitution safeguards individuals from
self-incrimination; however, this protection does not extend to physical
evidence such as fingerprints, handwriting, blood, and voice samples, nor to
identification methods that involve voluntarily provided information, line-ups,
and photo arrays.
Courts evaluate polygraph test reports by considering their legal admissibility,
emphasizing the subject's voluntary consent and adherence to proper legal
procedures. They scrutinize the examiner's qualifications, the reliability of
the testing equipment, and the fairness of the testing process, ensuring no
coercion occurred. Additionally, polygraph results are not seen as conclusive
evidence but rather as supplementary information that can support or challenge
other evidence in the case. Ultimately, their significance hinges on how well
they correlate with the overall factual context presented.
Guidelines for Polygraph Tests Issued by the National Human Rights Commission
in 2000:
No lie detector test should be administered without the consent of the accused,
who should have the autonomy to choose whether to participate in the test. If
the accused opts to take the test, they should also have access to legal
counsel. Both the police and the attorney have a responsibility to thoroughly
explain the physical, emotional, and legal implications of the test. Consent
must be documented in the presence of a Judicial Magistrate, ensuring that the
accused is properly legally represented during these proceedings.
During the magistrate hearing, proper communication to the accused must be made
that statements made will not be treated as confessions before the magistrate
but statements given to the police. Once more, the law stipulates that the
magistrate must weigh various elements concerning the detention of the accused,
including the duration of the detention and the nature of the interrogation.
Consequently, the lie detector test should be conducted in a neutral setting,
like a hospital, with a lawyer present, and a detailed medical record along with
an accurate account of the information given must be preserved.
The Future of Polygraph Test:
The future of polygraph testing will be shaped by technological advancements and
improved integration with various detection tools. New technologies, including
artificial intelligence and machine learning, have the potential to enhance the
accuracy of lie detection by assessing physiological and behavioral cues in
real-time. Additionally, these advancements may help mitigate concerns related
to privacy violations and reduce the occurrence of false positives.
Additionally, incorporating polygraph results with advanced forensic methods
like brain mapping or MRI scans can provide a more comprehensive approach to
detecting deception, thereby increasing credibility.
Nevertheless, in order for lie detection tests to remain pertinent, it is
essential to tackle ethical and legal challenges. The implications of privacy
concerns and the potential for misuse underscore the necessity for stringent
regulations to ensure testing is conducted ethically and with informed consent.
Courts and law enforcement agencies must remain vigilant, as no technology can
fully guarantee accurate identification of deception. The emphasis should be on
utilizing the polygraph as a supplementary tool while continuously refining and
validating its accuracy through ongoing research and development. This balanced
strategy will define the role of lie detector tests in criminal investigations
and the contemporary legal framework.
Literature Review:
The polygraph has commonly been referred to more as a "lie detector," measuring
physiological responses that might indicate honesty. It monitors changes in
parameters like blood pressure, pulse, respiration, and skin conductivity. While
applied today in criminal investigations and employment assessments, questions
about its dependability and the value of its evidentiary weight still linger
both among legal and scientific circles. This review discusses the dependability
of polygraph exams and their recognition as evidence in diverse jurisdictions.
The idea behind polygraph examinations relies on the assumption that deceitful
responses cause physiological changes because of psychologically associated
stress. However, critics argue that these physiological signs are not
specifically related to deception and may be brought about by anxiety, fear, or
other emotional states (Vrij, 2008). Lack of a direct causal relationship
between deceit and physiological alteration raises questions about the test's
validity.
Numerous studies have examined the validity of polygraph tests, and the findings
are diverse. Proponents typically reference an 80-90% accuracy figure under
controlled settings (National Research Council, 2003). However, real-world
factors, such as the mental state of the subject and the experience of the
examiner, can significantly influence results. The frequency of false positives
and false negatives can compromise the overall reliability of the test (Lykken,
1998).
A scientific scepticism surrounds the polygraph in that it relies upon indirect
manifestations of truthfulness. Analysts argue that the test is by nature
skewed, as anxiety or nervousness are commonly mistaken for deception. Also,
subjects who have been trained in countermeasures like controlled breathing or
mental abstraction can influence the outcome, and this makes it less valid (Honts
& Schweinle, 2009).
The acceptance of polygraph results as evidence varies across different
jurisdictions. In a significant U.S. case, Frye v. United States in 1923, the
"general acceptance" standard was established, greatly limiting the
admissibility of polygraph evidence in many courts. This changed somewhat in the
1993 case of Daubert v. Merrell Dow Pharmaceuticals, which adopted a more
lenient standard that did not require general acceptance; however, polygraph
results are still not universally admissible. A similar situation exists in
India, where the Supreme Court ruling in Selvi v. State of Karnataka (2010)
mandated that polygraph tests cannot be conducted without consent, thus
providing constitutional safeguards against self-incrimination as outlined in
Article 20(3).
Other ethical dilemmas surrounding polygraph testing concern the abuse in
potential exploitation. Compelling or misleading persons to undergo testing can
lead to false conviction or damage to one's character. These concerns speak to
the need for due rules and regulation in the administration of polygraph tests (Gudjonsson,
2003).
The international view of polygraph evidence appears to be a mix of scepticism
and hesitant acceptance. The Japanese accept polygraph results into
investigations but do not regard them as conclusive proof. Conversely, most
European countries exclude polygraph evidence on the basis of unproven
scientific validity (Vrij, 2008). These differences illuminate the lack of
international consensus on its probative value.
Modern developments in neuroscience and technology, such as the utilization of
functional magnetic resonance imaging (fMRI) scanners, are being investigated as
potential alternatives to the polygraph. These technologies, although with great
promise for the detection of lying, likewise face an arduous challenge of
expense, accessibility, and ethically controversial issues. Such advances might
soon replace polygraph testing in forensic applications (Farah et al., 2014).
Indeed, while flawed, the polygraph can still be useful in certain investigative
situations, like pre-employment screenings for sensitive positions. However, the
utility of the device is reduced when the results are taken as definitive proof
of guilt or innocence. Law enforcement agencies often use polygraphs more as a
strategic means of getting confessions than as an independent proof.
Strict guidelines and standardized training of examiners could help in improving
the reliability and evidentiary standing of polygraph tests. The risks of undue
reliance could be alleviated if polygraph outcomes were combined with
corroborating evidence. Forensic truth-detection methods need to be refined
through further research on the physiological underpinnings of deception and the
exploration of alternative technologies.
The polygraph test has been an instrument of criminal justice and other fields
for ages. The problem lies in its reliability and evidentiary value. Where
scientific and legal critiques, and also ethical issues, do not let the
acceptability rise to the dignity of strong evidence in judicial proceedings, a
completely scientific truth-detection instrument will certainly be needed by
developing forensic science.
Examples of Failures of Polygraph Test:
- During the Watergate scandal, several aides of Richard Nixon underwent polygraph tests in an effort to demonstrate their innocence. While some of these aides initially passed the tests, they were later found to be involved in misconduct, leading to questions about the effectiveness of polygraphs in accurately detecting lies and deceit.
- Gary Ridgway, known as the Green River Killer, managed to evade suspicion
in 1984 after successfully passing a polygraph test, despite being a
notorious serial killer. However, years later, DNA evidence definitively
connected him to numerous murders, demonstrating that the polygraph had
incorrectly cleared him of involvement.
- The Aldrich Ames case serves as a notable example of a false negative in polygraph testing. Ames, a CIA officer who turned out to be a Soviet spy, managed to pass several polygraph tests throughout his espionage activities. Even after years of leaking classified information, these tests were unable to uncover his deception, revealing significant flaws in their ability to detect skilled manipulators and deceitful individuals.
- In 1990, a 16-year-old named Jeffrey Deskovic was charged with the rape and murder of a fellow classmate and subsequently did not pass a polygraph test administered by the police. His inability to pass the test was used to pressure him into making a false confession, resulting in his wrongful conviction. Deskovic ultimately spent 16 years incarcerated before being exonerated through DNA evidence.
- In the Amanda Knox case, she was accused of murdering her roommate and endured a distressing interrogation involving questions similar to those used in a polygraph test, although not administered in a formal setting. The combination of stress and coercive tactics produced misleading physiological reactions, which law enforcement interpreted as signs of deception, even though she was ultimately exonerated.
- A previous CIA report highlighted that several applicants were rejected after failing pre-employment polygraph tests, not due to deceit but because of nervousness. As a result, numerous qualified candidates missed out on job opportunities, demonstrating that the polygraph is vulnerable to emotional and physiological influences that are unrelated to truthfulness.
- In 1998, 14-year-old Michael Crowe was accused of murdering his sister, and a polygraph test suggested he was not truthful. He was pressured into giving a false confession but was ultimately exonerated when DNA evidence pointed to a different suspect.
- A notable example illustrating the flaws and unreliability of polygraph tests in India is the 2008 double murder case of Aarushi Talwar and Hemraj Banjade. In that instance, polygraph tests were conducted, but the results were unsatisfactory, leading to skepticism about their reliability in criminal investigations.
False results can occur for several reasons. False positives may arise from
stress, fear, or anxiety unrelated to deceit, as well as medical conditions that
impact physiological responses, such as heart problems or sweating disorders.
Conversely, false negatives can happen when individuals employ countermeasures
like controlled breathing or muscle tension, or when psychopaths and highly
skilled liars exhibit no physiological reaction while being deceptive. These
instances highlight the importance of approaching polygraph test results with
caution and ensuring they are supported by additional evidence.
Conclusion:
While polygraphs may indicate truths under specific conditions, their inherent
limitations and vulnerability to misinterpretation render them unreliable as
legal decision-making instruments. Until their accuracy can be guaranteed,
widespread acceptance as credible evidence seems improbable. The position taken
by the Supreme Court of India, particularly in the Selvi case, highlights the
minimal evidentiary significance of polygraph tests. Although these tests can
serve as useful investigative tools, their outcomes cannot decisively establish
guilt or innocence in criminal matters. Instead, they should be evaluated
alongside other pieces of evidence and cannot be deemed conclusive without the
individual's voluntary consent. As such, while polygraphs may offer some
insights during investigations, they lack the reliability needed to be
considered definitive evidence in legal settings.
References:
- Vrij, A. (2008). Detecting Lies and Deceit: Pitfalls and Opportunities. Wiley.
- National Research Council. (2003). The Polygraph and Lie Detection. The National Academies Press.
- Lykken, D. T. (1998). A Tremor in the Blood: Uses and Abuses of the Lie Detector. Plenum Press.
- Honts, C. R., & Schweinle, W. (2009). Assessment of countermeasures to polygraph testing: The effect of mental and physical countermeasures on deception test accuracy.
Journal of Applied Psychology, 94(5), 1395–1402.
- Gudjonsson, G. H. (2003). The Psychology of Interrogations and Confessions. Wiley.
- Farah, M. J., et al. (2014). Neuroethics: The ethical, legal, and societal impact of neuroscience.
Annual Review of Psychology, 65, 571–591.
- Frye v. United States, 293 F. 1013 (D.C. Cir. 1923).
- Daubert v. Merrell Dow Pharmaceuticals, 509 U.S. 579 (1993).
- Selvi v. State of Karnataka, (2010) 7 SCC 263.
- Polygraph Test, August 21, 2024, drishtiias.com.
- Assessing the Reliability and Evidentiary Value of Polygraph Tests - Md. Imran Wahab, IPS - IJFMR Volume 6, Issue 6, November-December 2024.
Written By: Md.Imran Wahab, IPS, IGP, Provisioning, West Bengal
Email:
[email protected], Ph no: 9836576565
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