Administrative Direction
A state being a humongous entity comprised of various elements and notions, is
circumstantially dynamic and it is quite challenging to deal with such changing
scenarios and exigencies. India being a politically, socially, linguistically, economically diversified country, reconciling the differences or
discrepancies is not that smooth, the legislations or statutes alone can’t
do away with it. And such exigencies and contingencies necessitated the
formulation and promulgation of Administrative directions. This paper
particularly deals with the concept of Administrative Directions, its relevancy
and enforceability in contemporary India.
Introduction
Administrative Directions are instructions or regulations issued by the higher
authorities to the lower authorities in the absence of a rule or enactment
pertaining to a specific issue or to compensate or fill the lacunas in the
existing laws and thereby constructing better standards or platforms to tackle
issues. Administrative directions is otherwise designated as ‘Administrative
quasi-law’ or ‘ Administrative quasi-legislations’. These directions can be
specific, that is formulated and applied to a particular purpose, or a
particular case ; or it may be general nature, laying down general principles,
policies, practices, or procedures to be followed in similar cases. And further, these direction are issued in the form of letters, circulars, orders, public
notices, pamphlets, press notes, etc, it is even published in Government
Gazette.
In contemporary India, the government enjoys indefinite or boundless
administrative powers, and therefore the areas of issuing administrative
directions is quite ample. The concept of Administrative directions has its
roots in Article 73 and Article 162 of the constitution, they serves as the
substratum. These Articles deals with administrative powers of Government and
such directions are generally issued under it.According to Article 73, the
executive power of the Union extends to the matters with respect to which
Parliament has power to make laws. Similarly, according to Article 162, the
executive power of the State extends to the matters with respect to which State
Legislative has power to make laws. These provisions exclusively deals with the
executive power of government and do not confer any kind of legislative power.At times,statutory powers are granted to issue directions. A direction issued
under statutory power prevails over a direction issued under general
administrative power. In the case of Secretary to the Government of Haryana v
Vidya Sagar[1],, where two circulars are issued on the same subject and the
former was general and later was specific, it was held that the latter one will
prevail.
A direction does not confer any enforceable rights on an individual, or impose
an obligation on the Administration or individual. Even if a direction is
misapplied or ignored by the Administration, the affected individual can hardly
claim a remedy through a court of law.But, this doesn’t mean that,
administrative authorities may disregard them with impunity. The authorities are
expected to follow the directions and their breach by them may lead to
disciplinary or other appropriate actions against them.
At this point, it is essentially relevant to consider the concept of Delegated
Legislation, as it is an equally relevant and superior concept that comes under
the administrative powers of government. Similar to Administrative directions,
delegated legislations or rules are also formulated for the same purpose or
under such circumstances, but unlike directions, they are not made under the
executive power conferred on government, rather these rules are formulated in
accordance with the legislative powers conferred on the administrative bodies
via constitutional or statutory provisions. As mentioned above, in legal
hierarchy, delegated legislation is superior in authority to a direction. The
main point of this disparity in authority can be attributed to the well
established enforceability of rules or delegated legislation. That is,
delegated legislation is binding on both, the Administration and the individual
and is enforceable through a court of law. On the other hand, Administrative
directions as discussed in the above paragraph is not so binding and
enforceable. Though minor remedies are made available to render the individual
secured, the point still remains valid that the remedy available to the
individual is intra-departmental or administrative in nature, not through court
of law.
Moreover, a rule can override an instruction but an instruction cannot override
a rule. This principle was well established in the case of Jagit Singh v State
of Punjab[2], in this case, the State government had made a request to the
Punjab Public Service Commission to select and endorse six vacancies in the
Punjab Civil Services (Executive Branch). The appellant secured third position
amongst the Scheduled Caste (SC) candidates in the competitive exam that was
consequently conducted. The reserved quota was 20% and appointment letters were
issued to the first two candidates.
However, one of the selected candidates
resigned. The appellant being next in merit on the selection list, made an
application for the vacancy. He based his claim on the instructions given by the
State Government through a circular. The government came to reject this claim
and a petition was filed in the High Court. On dismissal, it went on appeal to
the Supreme Court; it was decided that the general practice was that if SC/ST
candidate is terminated an eligible candidate belonging to the same community
must be appointed on ad hoc basis. Instructions contrary to such a practice were
held to be invalid. The court’s opinion made it clear that instructions cannot
contravene or supersede statutory rules but rather augment the rule or
regulation. Further, the Mahadeo Bhau Khilare v. State of Maharashtra[3], it
was deicide that a scheme framed by an administrative instruction in violation
of statutory rules cannot be sustained. It is true that Government cannot amend
or supersede statutory rules by administrative instructions, but if the rules
are silent on any particular point Government can fill up the gaps and
supplement the rules and issue instructions not inconsistent with the rules
already framed and this principle was upheld in the case of Sant Ram Sharma v
State of Rajasthan[4]
Need For Administrative Direction
Though not very comprehensive and authoritative, Administrative directions has
become an integral part of Indian Administrative system. These directions often
serves as the best means to inform the people regarding the dynamic policy
decisions of government. Directions are issued in order to fill the lacunas in
administrative arena and to meet the exigencies. Supreme Court in Union of
India v Rakesh Sharma[5] observed that, if the rules are silent on any point
the Government can fill up the gaps and supplement the rules by issuing
instructions not inconsistent with the rules. It is often used to lay down
procedure for various purposes to be followed by the Administration or the
public. Directions are a part of the internal administrative procedure of
government procedure of a Government department. When a number of officials are
engaged in executing in a law and taking decisions there under, directions may
serve the purpose of providing some criteria which may be followed by these
officials in discharging their functions so that there will be a uniformity of
approach in disposing similar cases[6].
Here arises a question as to why Administrative Direction, when there is are
provisions to make rules or delegated legislation which is more powerful? This
trend of resorting to administrative directions can be attributed to the
flexibility or easiness in formulating and implementing administrative
directions. On the other hand, certain formalities or procedures such as laying
before parliament, consultation of affected interest, republication,
publication in gazette etc are to be met for formulating or promulgating a rule, issuing a direction is devoid of all kind burdening procedural catenae and
therefore administrative directions are proffered over rules. Further,
Government may change a direction at any time without much formality, a
direction can be amended by issuing another direction. While, amending a rule is
not that smooth and it involves a catenae of procedures.
V.T Khanzode v Reserve Bank of India[7], depicts instances where directions
were preferred over rules because of the flexibility in issuing directions.
According to section 58 of Reserve Bank of India Act, 1934, RBI was entitled
to issue regulations, however to be made with the previous sanction of the
Central Government, and they are required to be laid before each houses of
Parliament. But, Bank opted to make direction in accordance with section 7(2) of
the Act.
Further, Government often resort to administrative direction in formulating a
general norm in administrative arena if it lacks required legislative power to
do so. There are several other situations where the Administration may prefer
directions rather than rules such as, when the principle is not ripe for
precise articulation, when the department wishes to confer benefits on public
without making it a legal right, when the benefits to be conferred exceeds the
statutory provision, as any such rule which confers excess benefits will be categorised
as ultra vires[8].
Moreover, there are situation where Rules are treated as Directions. When
rules made under statutory power are not given effect due to the lacuna in rule
making process, the courts can treat them as directions. Instances of such
judicial approach are;
1. When the rule are made without adhering to the procedural safeguards
imposed under relevant statutory provisions, then it can be treated as a
direction. Thus, if the statute under which rules are made contains a
condition that the rules should be subjected to previous publication and if the
authority makes rules without observing such a procedure, then the court can
treat the rules as directions.
2. Similarly, where the statutory provision has conferred power to make
rules ‘ to carry out the purpose of the Act’ and if the rules so made are not
related to the purpose of the Act, then such a rule can be treated as direction.
Unenforceability In Detail
The principle of non-enforceability of administrative directions is illustrated
in the case of J R Raghupathy v State of Andhra Pradesh[9], here the state
government had the statutory power to decide locations of mandal headquarters.
Subsequently, the government asked the Collectors to send proposals for this
purpose for consideration of the Government. The Government issued certain
guidelines to the Collectors to keep in view while making proposals.
Subsequently, there arose a question as to the nature and enforceability of the
guidelines issued by Government. Supreme Court held that, guidelines were not
enforceable as these are merely departmental instructions meant for the
Collectors to regulate the manner in which they should formulate their proposal
and had no statutory force[10].
Similiarly, in the case of Prabhakar Reddy v State of Karnataka[11], it was
laid down that, a direction is unenforceable in the Court against either a
person or the Administration. A direction neither confers any enforceable right
on a person, nor imposes an obligation or duty on the Administration.
Misconstruction or Misapplication of a direction by the Administration does not
amount to an error of law.
In Suresh Chandra Singh v Fertilizers Corporation of India, it was held that
administrative instructions are only advisory and no writ can be issued to
enforce them. The principle was upheld in the case of Abdulla Rowther v STA
Tribunal [12], it was held that the validity of an administrative action
taken in breach of an administrative direction is not challengeable and the
court will refuse to issue any writ even when there is a patent breach of an
administrative direction.
The legal or enforceability status remains the same for a direction issued under
statutory provision also, it remains unenforceable. The Supreme Court in the
case of Raman and Raman v State of Madras, held that the directions issued
under Section 43-A( authorises state government to issue orders and directions)
of Motor Vehicles Act, 1939 do not have the sttaus of rule or law and therefore
are unenforceable at the instance of affected party[13].
Thus it is clear that an individual cannot thrust upon the administration to
enforce any direction, similarly, an individual can neither ask the
authorities to refrain from enforcing direction, this principle was well
settled in the case of State of Assam v Ajit Kumar Sharma[14]. In this case it
was held that, a teacher cannot ask the college to refrain from giving effect to
the provisions of the grant-in-aid Code which effects him prejudicially.
Exceptions To The Rule Of Unenforceability
However, the rule of non – enforceability of administrative directions is not
an absolute principle, there lies certain exception, but there isn’t any fixed
standard or criteria as to what renders a direction binding or enforceable, it
is primarily based on facts and circumstances of a case. The judicial approach
on the question is pragmatic and ad hoc in nature. A direction may be held
liable on the Administration to the extend it confers a benefit on individual.
In the case of Khet Singh v Union of India[15], the Narcotic Control Bureau
issued certain instructions for carrying out search and seizure under the Act,
Supreme Court held those instruction to be binding or enforceable. Again in the
case of B S Minhas v Indian Statistical Institute[16], the Supreme Court held
that instructions issued by the authority for procedural fairness are binding
even if they do not have statutory force. Further, in certain circumstances,
in the absence of rules, directions are regarded as. In state of Uttar Pradesh
v Chandra Mohan[17], a rule in the All India Services Rules, authorised the
government to compulsorily retire a members of the service in public interest on
reaching the age of 50. This rule contained no guidelines as to premature
retirement, and whereby government issued certain directions for this purpose.
Supreme Court ruled that these directions are binding and retirement orders
which are not in congruity with the said directions were held void. In Baleshwar
Dass v State of Uttar Pradesh[18], an office memorandum was held binding as the
Government had been following the same for nearly two decades. In some
situations, a direction may be held binding on the Administration on the
principle of Promissory Estoppel.
Circumstances That Render Administrative Directions Invalid
This so called privilege granted to administrative bodies to formulate
quintessential or circumstantially relevant notions or instructions is not
absolute. It is a well channelled privilege to be used in the right way at
circumstances for a right cause, should be compatible and in accord with the
said limitations. Let us now consider the situations under which a direction can
be rendered invalid or void. Like any other rule or law or principle, an
administrative direction will be held void if it is against this principle of
Natural Justice, the said principle being the heart and soul or bedrock of
administrative law, no direction can survive it tries override the principle of
natural justice. That is a direction should be in accordance with accordance
with the established principles and laws, and should be reasonable and relevant,
a direction should not be the fruit of unreasonable, ulterior discretion of
concerned authorities, if so, such a direction will be held invalid.
As discussed previously, a direction should not be inconsistent with other
existing rules or laws. In legal hierarchy, directions occupy a place
subordinate to other statues, or rules, and it is settled in the case of State
of Sikkim v Dorjee Tshering Bhutia[19], that any order, instruction,
direction, or notification issued in exercise of the executive power of the
state which is contrary to any statutory provisions, is without jurisdiction and
is a nullity.
A direction should not encroach into or adversely affect individual rights. Any
restriction prejudicial to individual interest can be placed only by law, cannot
be done through administrative directions. In the case of District Collector, Chittoor v Chittoor Groundnut Traders Association[20], the State Government
issued a circular to its officer not to permit transport of groundnut seeds and
oil outside the state by millers and traders unless they agreed to supply
certain quantities of these products to the state at the price fixed by it. The
circular thus placed restrictions on the right of traders. Supreme Court quashed
the circular as illegal and void as the state government had no power to impose
such restriction.
Similarly, a direction can stand only if it in congruence with Article 14 of the
constitution. Equality is one of the imperative element of a democracy, any
kind of divergence from this principle will result in arbitrariness and
definitely steer down the essence of democracy. Therefore, administrative
directions will be held invalid if it violated Article 14. In the case of S.L
Sachdev v Union of India[21], an administrative direction regarding the
promotion of the upper division clerks to higher grades was quashed as it was
unreasonable, arbitrary, illogical and violative of Article 14.
Conclusion
I personally hold a assorted view on Administrative directions. Of course
administrative direction is an imperative administrative tool that contributes
to smooth functioning of administrative functions of government. As discussed
in this paper, directions augment or enhance the efficiency of statutes and
rules by bridging the gaps, it further act as a fundamental tools in the
absence of rules pertaining to a particular matter in issue. But, the concept of
administrative directions is circumscribed by certain drawbacks.
One of the main defect lies with its nature and the pertaining ambiguity.
Generally speaking, directions are mere instruction which are unenforceable, but
there are several exceptions to this rule, whereby the court had held the
instructions to be binding or enforceable in nature. Such discrepancies has
rendered the arena of administrative direction to be highly equivocal, which in
turn has made it impossible to determine or construe the ambit and calibre of
these instructions. Despite the ambiguities, issuing or resorting to
administrative directions has become a indispensible practice in administrative
arena and it is due to the catena of procedures to be followed in formulating
the rules, by adapting to such an administrative culture, government is
basically abasing the efficiency and existing modality of Indian Administration
and governance. Therefore to break the existing clutters and preserve the actual
spirit of administration and legislation, directions should be adopted only
under the required, apt circumstances.
Further, it is explicit that, a direction should not violate any fundamental, constitutional or legal rights of an individual, but still there were numerous
cases in which individual rights were abused and curtailed through directions.
According to me, direction is still in an evolving stage and it isn’t powerful
and sophisticated enough to protect the rights of individuals. Therefore, rules
give a better protection to individual rights than directions, as the rule
within itself contains a better authority and enforceability, its defiance will
give rise to strong legal ramifications. Further, right of directions to
interfere with the exercise of discretion conferred on an authority through law
is limited. Directions cannot be used to control the discretion of
quasi-judicial bodies.
Though there exist a lot of defects in the system of directions, it is quiet an
essential administrative tool to feasibly meet the exigencies of modern
administration. In order to bring about better results, authorities should
focus more on the drawbacks directions. To start with, authorities should break
the clutters in this arena, should establish a better line to decide what
constitutes a rule and what constitutes a direction, as people often get
confused between these two because of the existing ambiguities. And further,
directions are not usually published or officially promulgated, they are decided
surreptitiously. It will be better if they published as it can bring about
better recognition and create awareness among people as to their rights, duties
and privileges. It will further steer down the abuse of power by authorities
End-Notes
[1] AIR (2009) 14 SCC 652
[2] AIR (1978 )2 SCC 196
[3]SCC (2007) 5 SCC 437
[4] AIR (1968 ) 1 SCR 111
[5] AIR(2004) 4 SCC 309
[6] Principles of Administrative Law, M P Jain and S N Jain, p 237
[7] AIR 1982 SC 917
[8] Principles of Administrative Law, M P Jain and S N Jain, p 237
[9] AIR 1988 SC 1681
[10] S. N Jain, Legality of Administrative Directions,
http://14.139.60.114:8080/jspui/bitstream/123456789/15930/1/010_Legality%20of%20Administartive%20Directions%20%28349-357%29.pdf
[11] AIR 1980 Karnt 207
[12] AIR 1959 SC 896
[13] Susanah Naushad, The Binding Nature of Administrative Instructions: An
Overview, Christ University Law Journel 2
[14] AIR 1965 SC 1196
[15] AIR (2002) 4 SCC 380
[16] AIR 1984 SC 363
[17] AIR 1977 SC 2411
[18] AIR 1981 SC 41
[19] AIR 1991 SC 1933
[20] AIR 1989 SC 989
[21] AIR 1981 SC 411
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