The interpretation of statutes plays a crucial role in the application of law,
ensuring that legislative intent is accurately understood and enforced. However,
the language of statutes is not always clear-cut, and ambiguity often arises,
challenging both the courts and legal practitioners. To address this, various
interpretative aids have been developed to assist in the clarification of
ambiguous statutory provisions. Among these aids, internal aids to
interpretation stand out as tools embedded within the statute itself, which can
guide the interpreter towards a more coherent understanding of the law. These
internal aids include elements such as definitions, preambles, headings,
punctuation, and the structure of the statute, all of which can provide valuable
context when resolving ambiguity.
This paper aims to explore the role of internal aids in the interpretation of
statutes, focusing on how they can assist in navigating ambiguity. Through a
critical examination of case law and legislative practice, the paper will
highlight the significance of these aids in promoting consistency and clarity in
statutory interpretation. It will also address the limitations of relying solely
on internal aids, and discuss how they interact with other interpretative
methods, such as external aids and the broader principles of statutory
construction. Ultimately, the study seeks to demonstrate that while internal
aids are vital in clarifying ambiguous statutory language, they must be used
judiciously to ensure that the true legislative intent is preserved and applied
effectively.
Meaning Of Interpretation
Interpretation is an important aspect of the practice of law. Interpretation has
very important role in justice administration in the sense that it helps the
legal system "understand" the law. Interpretation knows no disciplinary
boundaries. From philosophy to psychology, anthropology to natural sciences,
interpretation plays a central role in the explanation of human action.
Interpretation makes understanding possible of the subject.
The word
"interpretation" itself is by no means free from ambiguity. It may be used in
its widest sense to indicate the creative activities of Judges, in so far as
they may, in the exercise of their functions, extend, restrict or modify the
operation of a rule of law which is expressed in statutory form and when so
employed it is usually referred to as "extensive" interpretation. In its
narrower sense the word means the explanation by the Judges of the meaning of
the words or phrases contained in a statute.
Interpretation is the art of
finding out the true sense of any form or words; i.e. the sense which their
author intended to convey, and of enabling other to drive from them the same
idea which the author intended to convey. Interpretation only takes place if the
text conveys some meaning or other.[1] By interpretation is meant the process by
which the Courts seek to ascertain the meaning of the legislature through the
medium of the authoritative forms in which it is expressed[2].
The process by
which a Judge or indeed any person, lawyer or layman, who has occasion to search
for the meaning of a statute, constructs from the words of a statute book a
meaning which he either believes to be that of the legislature, or which he
proposes to attribute to it, is called interpretation.[3] Interpretation is the
process by which the courts determine the meaning of a statutory provision for
the purpose of applying it to the situation before them.[4]
Objective Of Interpretation
Under the Indian legal system equal importance is given to both (i) Statutes and
codes and (ii) Precedents. Because of the primacy of written law, statutory
interpretation assumes enormous importance. However, India does not have any
code of interpretation and statutory interpretation function is done by judicial
officer guided by different things.
Judges in India employ a variety of the methods of interpretation. They
sometimes boldly interpret certain texts, to the point of giving them a meaning
opposite to the original provisions. Sometimes judges interpret a provision
literally. They always attempt to maintain harmony between the legislation they
apply and changing times and needs. Judges are accustomed to interpret the law
and apply it to each separate instance.
They take into account reasonable,
equitable moral and social needs more than methods. The courts for doing justice
many a times have ignored statutory language and disregarded it by using
different canons of interpretation. In any event, no system of legislation has
been able to escape the need of it. The object of interpretation is to find out
the intention of the legislature.[5]
In order that the competent court may rightly apply the appropriate law, it is
necessary that the words of the law shall be properly constructed–interpreted.
The difficulty calling for interpretation may be:
- which of two or more coordinate rules to apply;
- to determine what the law maker intended to prescribe by a given
rule;
- to meet deficiencies or excesses in rules imperfectly conceived or
enacted. Really it is a judicial finding or making of law where legislation
or the judicial or juristic tradition is deficient, and ought to be
recognized as such.[6]
Ambiguity
The words of a statute when there is doubt about their meaning are to be
understood in the sense in which they best harmonise with the subject of the
enactment and the object which the Legislature has in view. Their meaning is
found not so much in a strictly grammatical or etymological sense of language,
not even its popular use, as in the subject or in the occasion on which they are
used and the object to be attained. [7]
Where the languages of doubtful meaning, or where an adherence to the strict
letter would lead to injustice, to absurdity, or to the contradictory
provisions, the duty devolves upon the court of ascertaining the true meaning it
is in this area of legislative ambiguities that courts have to fill up gaps,
clear doubts and instigate hardships which leaves a sufficient discretion for
the judges to interpret laws in the light of that purpose,[8] but it is not
permissible first to create an artificial ambiguity and then try to resolve the
ambiguity by resort to some general principles.[9]
Where a Legislature have made their intentions obscure, a Judge is bound to
infer that there is no departure from the ordinary law intended, unless
expediency or some other consideration compel one to infer that it was
intended[10]. Where a statute is ambiguous, the presumption that a Legislature
does not intend to interfere with vested rights is no doubt reinforced by the
absence of provisions of compensation".[11] If a particular statute is found to
be ambiguous, that is susceptible of two meanings, one leading to the invasion
of the liberty of the subject and the other not, the latter has to be preferred
on the ground that there is always the presumption that it is not the ordinary
intention of Legislature to interfere with the liberty of the subject.[12]
Where two constructions of a provision of law are possible, the benefit of doubt
must always be given to the person on whose liberty an inroad has been made
without trial. Where an equivocal word or ambiguous sentence leaves a reasonable
doubt of its meaning which the canons of interpretation fail to solve, the
benefit of doubt should be given to the subject and against he Legislature which
has failed to explain itself.[13] Where a provision is capable of two
interpretations the Court should accept that which validates the provision,
rather than the one which may invalidate it. But his principle cannot be pushed
too far so as to alter the meaning of clear words and to repeal in effect, the
statutory provisions by making them unless without holding them to be void[14].
It may, therefore, be will settled that, when a statute is susceptible of two or
more interpretations, normally that interpretation should be accepted as
reflecting the will of the Legislature which is presumed to operate most
equitably, justly and reasonably as judged by the ordinary and normal
conceptions of what is right and what is wrong and of what is just and what is
unjust.[15]
Internal Aid
Traditionally, all the writers on interpretation of statutes consider the
preamble, title, heading, marginal notes, punctuation, illustrations,
definitions, proviso, explanation etc. as internal aids.
By a long catena of decisions, it is now well settled that preamble is not a
part of enactment. It is a recital to the intent of the legislature as it
enumerates the mischiefs to be remedied. Though it is considered as a key to the
construction of the statute, whenever the enacting part is open to doubt, it
cannot restrict or extend the enacting part when the latter is free from doubt.
However, in India, it is well settled in the field of constitutional law that
the preamble to the Constitution of India and Directive Principles of State
Policy are the guidelines for interpreting the constitutional provisions. We
will deal with this a little while later. But there is nothing wrong for Courts
to refer to the preamble as well as the title of the Act in construing the
statute to know the intention of the legislature.
Whenever there is a reasonable
doubt about the provisions in the statute, it is permissible to refer to the
heading of the provision for interpreting the section. Insofar as marginal notes
inserted in the legislation itself are concerned, they are also treated as
guidelines for interpreting the statutes. In many statutes, especially, penal
statutes, enacted in the olden times, it is the practice of the legislature to
give illustrations. The illustrations cannot be used either to cut down or
extend the scope of the section.
Long Title
It is now settled that Long Title of an Act is a part of the Act and is
admissible as an aid to its construction. The long title which often precedes
the preamble must be distinguished with the short title; the former taken along
with the preamble or even in its absence is a good guide regarding the object,
scope or purpose of the Act, whereas the latter being only an abbreviation for
purposes of reference is not a useful aid to construction.[16]
While dealing with the Supreme Court Advocates (Practice in High Courts) Act,
1951, which bears a full title thus 'An Act to authorise Advocates of the
Supreme Court to practise as of right in any High Court,
S. R. DAS, J.,
observed:
"One cannot but be impressed at once with the wording of the full
title of the Act. Although there are observations in earlier English cases that
the title is not a part of the statute and is, therefore, to be excluded from
consideration in construing the statutes, it is now settled law that the title
of a statute is an important part of the Act and may be referred to for the
purpose of ascertaining its general scope and of throwing light on its
construction, although it cannot override the clear meaning of the
enactment.[17]805 The title of the Madras General Sales Tax, 1939, was utilised
to indicate that the object of the Act is to impose taxes on sales that take
place within the province.[18]
The title although part of the Act is in itself not an enacting provision and
though useful in case of ambiguity of the enacting provisions, is ineffective to
control their clear meaning.
The long title of the Act – on which learned counsel placed considerable
reliance as a guide for the determination of the scope of the Act and the policy
underlying the legislation, no doubt, indicates the main purposes of the
enactment but cannot, obviously, control the express operative provisions of the
Act[19].
In the case of
Amarendra Kumar Mohapatra & Ors. v. State of Orissa & Ors., [20]
the Supreme Court has held that: "The title of a statute is no doubt an
important part of an enactment and can be referred to for determining the
general scope of the legislation. But the true nature of any such enactment has
always to be determined not on the basis of the given to it but on the basis of
its substance."
In
M.P.V. Sundararamier & Co. v. State of A.P.,[21] the Supreme Court was
considering whether the impugned enactment was a Validation Act in the true
sense. This Court held that although the short title as also the marginal note
described the Act to be a Validation Act, the substance of the legislation did
not answer that description.
The Supreme Court observed:
"31. ... The only basis for this contention in the Act is its description in
the short title as the 'Sales Tax Laws Validation Act' and the marginal note to
Section 2, which is similarly worded. But the true nature of a law has to be
determined not on the label given to it in the statute but on its substance.
Section 2 of the impugned Act which is the only substantive enactment therein
makes no mention of any validation. It only provides that no law of a State
imposing tax on sales shall be deemed to be invalid merely because such sales
are in the course of inter-State trade or commerce. The effect of this provision
is merely to liberate the State laws from the fetter placed on then by Article
286(2) and to enable such laws to operate on their own terms."
Preamble
The preamble of a statute like the long title is a part of the Act and is an
admissible aid to construction. Although not an enacting part, the preamble is
expected to express the scope, object and purpose of the Act more
comprehensively than the long title. It may recite the ground and cause of
making the statute, the evils sought to be remedied [22] or the doubts which may
be intended to be settled.
The principle has also been enunciated by the Supreme Court, where MUDHOLKAR,
J., speaking for the court observed: "It is one of the cardinal principles of
construction that where the language of an Act is clear, the preamble may be
resorted to explain it. Again, where very general language is used in an
enactment which, it is clear must be intended to have a limited application, the
preamble may be used to indicate to what particular instances, the enactment is
intended to apply. We cannot, therefore, start with the preamble for construing
the provisions of an Act, though we could be justified in resorting to it, nay,
we will be required to do so, if we find that the language used by Parliament is
ambiguous or is too general though in point of fact parliament intended that it
should have a limited application.[23]
The preamble may, no doubt, be used to solve any ambiguity or to fix the meaning
of words which may have more than one meaning, but it can, however, not be used
to eliminate as redundant or unintended, the operative provision of a
statute.[24]
Headings
The Supreme Court expressed itself as follows: "It is well settled that the
headings prefixed to sections or entries cannot control the plain words of the
provisions; they cannot also be referred to for the purpose of construing the
provision when the words used in the provision are clear and unambiguous; nor
can they be used for cutting down the plain meaning of the words in the
provision.
Only in the case of ambiguity or doubt the heading or sub-heading may
be referred to as an aid in construing the provision but even in such a case it
could not be used for cutting down the wide application of the clear words used
in the provision."[25]
"The heading prefixed to sections or sets or sections in some modern statutes
are regarded as preambles to those sections. They cannot control the plain words
of the statute but they may explain ambiguous words."[26]
Marginal Notes
In the older statutes marginal notes were not inserted by the legislature and
hence were not part of the statute and could not be referred to for the purpose
of construing the statute. If they are also enacted by the legislature they can
be referred to for the purpose of interpretation. In the case of the Indian
Constitution, the marginal notes have been enacted by the Constituent Assembly
and hence they may be referred to for interpreting the Articles of the
Constitution.
If the words used in the enactment are clear and unambiguous, the
marginal note cannot control the meaning, but in case of ambiguity or doubt, the
marginal note may be referred to.[27]
In the case of
Thakurain Balraj Kunwar v. Rao Jagpatpal Singh, [28]it was
observed that it is well settled that marginal notes to the sections of an Act
of Parliament cannot be referred to for the purpose of construing the Act.
There can be no justification for restricting the contents of the section by the
marginal note.[29] The marginal note cannot affect the construction of the
language used in the body of the section if it is otherwise clear and
ambiguous[30].
The marginal heading cannot control the interpretation of the words of the
section particularly when the language of the section is clear and
unambiguous.[31] Where the language is clear and can admit of no other meaning,
the marginal note cannot be read to control the provisions of the statute.[32]
"Marginal notes in an Indian statute, as in an Act of Parliament cannot be
referred to for the purpose of construing the statute."[33]
Although a marginal note may not be determinative of the content of the
provision, it may act as an intrinsic aid to construction."[34]
Conclusion
In conclusion, interpretation plays a vital role in the administration of
justice, ensuring that the law serves its intended purpose by reflecting the
true intention of the legislature. The process of interpreting statutes, though
complex, helps judges navigate ambiguities, offering clarity and applying laws
appropriately to real-world situations. The Indian legal system, with its rich
tradition of judicial interpretation, adopts a flexible approach, balancing
literal and purposive interpretations to uphold justice while addressing
societal changes.
Various aids to interpretation, including preambles, headings,
marginal notes, and long titles, provide crucial guidance in discerning
legislative intent, especially in cases of ambiguity. Ultimately, the aim of
interpretation is to ensure that laws align with their purpose and context,
reflecting fairness and equity. While statutory language may occasionally be
unclear, the duty of courts is to fill gaps and resolve doubts to serve the
interests of justice. Therefore, the practice of interpretation remains a
cornerstone of legal practice, safeguarding both individual rights and the
integrity of the law.
End Notes:
- Swarup Jagdish: Legislation and Interpretation – p. 16
- Salmond: Jurisprudence 12th Edition – p. 133
- Gray: The Nature and the Sources of Law IInd Edition – p. 176
- Cross Statutory Interpretation, 2nd Edition, p. 30
- Omar Tyab v. Ismial Tyab, AIR 1928 Bom., pp.69, 73
- Roscoe Pound: Jurisprudence, Ibid, p. 478
- Maxwell's Interpretation of Statutes, 12th Ed. p. 76; State of U.P. v. Torlbit, AIR 1958 SC pp.414, 416; The Hyderabad (Sind) Electric Supply Co., Ltd. v. Union of India, AIR 1959 Punj 199; Amrithammal v. Marimuthu, AIR 1967 Mad pp.77, 82
- Motor Owner's Insurance Co., Ltd., v. Jadavji Keshoji Modi, (1981) 22 Guj LR 1208 (SC)
- C.I.T., Madras v. Indian Bank Ltd., Madras, AIR 1965 SC 1473
- Hargovind Fulchand v. Bai Hirbai, ILR 44 Bom pp.986, 1006; Firm Ramdeo Onkarmal v. State of U.P., 1981 All LJ 850 (SC)
- Bhola Prasad v. Emperor, 1942 FCR pp.17, 28
- Karamvir v. State, AIR 1954 J&K 7
- Nagin Singh v. Jaggan Natha, AIR 1944 Lah 422, quoting Maxwell on the Interpretation of Statutes, 7th Ed. At p. 248; Narendra Kumar v. State, AIR 1972 Bom pp.184
- State of Punjab v. Prem Sukhdeo, 1977 UJ (SC) pp.281, 282; Commissioner of Sales-tax v. Radha Krishan, (1979) 2 SCC pp.249, 257; Corborandum Universal Ltd. v. Trustees of Port of Madras (1994) 1 MLW 183
- Kalu Ram v. New Delhi Municipal Committee, ILR (1966) Punj 145: 67 Punj LR 1190
- Justice G. P. Singh: Ibid, pp.105, 106
- Aswinikumar Ghose v. Arabinda Bose, AIR 1952 SC pp.369, 388
- Poppatlal Shah v. State of Madras, AIR 1953 SC 274
- Manoharlal v. State of Punjab, AIR 1961 SC pp.418, 419, as referred to by Justice G. P. Singh: Ibid, p.107
- (2014) 4 SCC 583
- AIR 1958 SC 468
- The Secretary, Regional Transport Authority v. D.P. Sharma, AIR 1989 SC pp.509, 511
- Burakar Coal Co. Ltd. v. Union of India, AIR 1961 SC pp.954, 956, 957
- State of Rajasthan v. Leela Jain, AIR 1965 SC pp.1296, 1299
- M/s. Frick India Ltd. v. Union of India, AIR 1990 SC pp.689, 693
- Bhinka v. Charan Singh, AIR 1959 SC pp.960, 966
- Vipa P. Sarathi: Ibid, p. 258
- (1904) ILR 26 All 393 (PC) as referred to by Vipa P. Sarathi, Ibid, p. 258
- Emperor v. Sadashiv, AIR 1947 PC 82
- Western India Theaters Ltd. v. Municipal Corporation Puna, AIR 1959 SC 586
- Chandroji Rao v. Income Tax Commissioner, AIR 1970 SC 1582
- Charan Lal Sahu v. Nand Kishor Bhatt, (1973) 2 SCC 530
- C.I.T. v. Ahmedbhai Umarbhai & Co., AIR 1950 SC pp.134
- Smt. Nandini Satpathy v. P.L. Dani and Anr., AIR 1978 SC 1025; Bombay Dying and Manufacturing Co. Ltd. v. Bombay Environmental Action Group, AIR 2006 SC 1489
Written By:
- Harshita Ratnakar,
- Abhishek Pandhare
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