The Basic Structure Doctrine remains one of the most vital and enigmatic
constitutional doctrines in India's legal landscape. Established by the landmark
decision in Kesavananda Bharti v. State of Kerala (1973), it fundamentally
altered the scope and extent of Parliament's amending power under Article 368 of
the Constitution.
This doctrine asserts that while the Constitution can be
amended, its "basic structure" cannot be abrogated. The evolution of this
doctrine, through various pivotal constitutional amendments and landmark
judgments such as Shankari Prasad v. Union of India (1951), Golaknath v. State
of Punjab (1967), and Minerva Mills v. Union of India (1980), demonstrates the
judiciary's role as a bulwark against potential legislative overreach. This
article explores the interplay between Article 13 and Article 368, reviews key
constitutional amendments, and scrutinizes landmark judgments to understand the
genesis and implications of the Basic Structure Doctrine.
Introduction
The Indian Constitution, a living document, strikes a delicate balance between
flexibility and rigidity, particularly concerning the amendment process under
Article 368. This article grants Parliament the power to amend the Constitution.
However, when amendments encroach upon fundamental rights or the core tenets of
the Constitution, the judiciary has intervened to safeguard the Constitution's
sanctity. Article 13, which declares laws inconsistent with or in derogation of
fundamental rights void, serves as a shield against legislative encroachments.
The constitutional tug-of-war between Articles 13 and 368 has been the crucible
for judicial creativity and constitutional jurisprudence.
The Basic Structure Doctrine was born out of this contest. Although not
explicitly mentioned in the Constitution, it embodies the fundamental values of
the Constitution and limits the amending power of Parliament. The journey
towards the doctrine's crystallization has witnessed a multitude of judicial
pronouncements, landmark amendments, and constitutional crises. From the 1st
Amendment of 1951 to the 42nd Amendment of 1976, the Basic Structure Doctrine
has been shaped by the judiciary's interpretation of the Constitution's
inviolable essence. This article delves into these pivotal moments, examining
how they have fortified the bulwarks of constitutional democracy in India.
Article 13: Laws Inconsistent with Fundamental Rights
Article 13 of the Indian Constitution acts as the constitutional protector of
fundamental rights, ensuring that any law infringing upon or violating these
rights stands void. As per Article 13(2), "The State shall not make any law
which takes away or abridges the rights conferred by this Part, and any law made
in contravention of this clause shall, to the extent of the contravention, be
void." This clause is a manifestation of the doctrine of judicial review,
empowering the courts to strike down unconstitutional laws.
However, the critical question that emerged in the formative years of the
Constitution was whether a constitutional amendment could be construed as "law"
within the meaning of Article 13. This issue became the bone of contention in
several landmark cases, starting with Shankari Prasad v. Union of India (1951),
where the Supreme Court was called upon to decide the constitutionality of the
First Amendment.
Shankari Prasad v. Union of India (1951)
In Shankari Prasad, the Supreme Court upheld the constitutionality of the First
Amendment, which sought to place restrictions on property rights. The petitioner
argued that the amendment violated Article 13, as it abridged fundamental
rights. However, the Court ruled that a constitutional amendment does not
qualify as "law" under Article 13 and thus cannot be invalidated on the grounds
of violating fundamental rights. This decision fortified the Parliament's
authority to amend the Constitution, provided it followed the procedure laid
down in Article 368.
The 17th Amendment and Sajjan Singh v. State of Rajasthan (1964)
The debate resurfaced with the 17th Amendment of 1964, which added certain land
reform laws to the Ninth Schedule, thereby insulating them from judicial review.
In Sajjan Singh v. State of Rajasthan (1964), the Supreme Court once again
upheld the Parliament's power to amend the Constitution, including provisions
affecting fundamental rights. While the Court reiterated the view that
constitutional amendments did not fall under the purview of Article 13, the
dissenting opinions began to raise concerns about the potential for legislative
overreach.
Golaknath v. State of Punjab (1967): A Judicial U-turn
In a significant departure from previous rulings, the Supreme Court in Golaknath
v. State of Punjab (1967) ruled that Parliament could not amend fundamental
rights under Article 368. The Court held that an amendment is tantamount to a
"law" under Article 13, and any amendment infringing on fundamental rights would
be invalid. The ruling effectively put a brake on Parliament's power to amend
the Constitution, especially when it came to fundamental rights. The decision
also underscored the judiciary's role as the guardian of constitutional values,
ensuring that the rights enshrined in Part III could not be easily diluted.
In response to the decision in Golaknath, Parliament enacted the 24th, 25th,
26th, and 29th Amendments, which sought to nullify the effect of the ruling by
expressly stating that Parliament had the power to amend any part of the
Constitution, including fundamental rights.
Kesavananda Bharti v. State of Kerala (1973): The Doctrine of Basic Structure
The judicial and legislative tensions culminated in the landmark case of
Kesavananda Bharti v. State of Kerala (1973). A 13-judge bench of the Supreme
Court, in a narrow 7:6 verdict delivered on April 24, 1973, propounded the Basic
Structure Doctrine, forever altering the contours of constitutional
jurisprudence. The Court upheld the validity of the 24th Amendment, confirming
that Parliament could amend the Constitution, including fundamental rights.
However, it introduced a significant caveat: Parliament's amending power under
Article 368 does not extend to altering the "basic structure" of the
Constitution.
The term "basic structure" was not exhaustively defined by the Court, but it
included essential features such as the supremacy of the Constitution, the rule
of law, judicial review, and the protection of fundamental rights. Importantly,
the Court declared that amendments affecting the basic structure would be
unconstitutional, even if they followed the prescribed amendment procedure.
Thus, while Parliament retained wide powers to amend the Constitution, those
powers were no longer absolute.
The Kesavananda decision has been hailed as a triumph of constitutionalism,
establishing that the Constitution's core principles cannot be tampered with,
even by an elected Parliament. It also laid the foundation for judicial review
of constitutional amendments, ensuring that the Constitution's fundamental ethos
remains intact.
The 39th Amendment and Raj Narain v. State of Uttar Pradesh (1975)
The tussle between Parliament and the judiciary reached its zenith during the
political turmoil of the Emergency (1975-1977). In Raj Narain v. State of Uttar
Pradesh (1975), the Supreme Court dealt with the electoral dispute involving
then-Prime Minister Indira Gandhi. The 39th Amendment, passed during the
Emergency, sought to immunize the Prime Minister's election from judicial
scrutiny. In Indira Gandhi v. Raj Narain (1975), the Supreme Court struck down
the 39th Amendment as violative of the basic structure, reaffirming the
supremacy of the judiciary in protecting constitutional principles.
The 42nd Amendment (1976) and Minerva Mills v. Union of India (1980)
The 42nd Amendment, also known as the "mini-Constitution," was a sweeping
legislative measure aimed at curbing judicial review and enhancing Parliament's
amending powers. It added clauses to Article 368, stating that no constitutional
amendment could be challenged in any court on any ground. However, the Supreme
Court in Minerva Mills v. Union of India (1980) struck down these provisions as
unconstitutional, reaffirming the Basic Structure Doctrine. The Court held that
judicial review was a part of the basic structure and could not be abrogated by
constitutional amendment.
Subsequent Developments: Waman Rao v. Union of India (1980) and IR Coelho Case
(2007)
In
Waman Rao v. Union of India (1980), the Supreme Court further refined the
Basic Structure Doctrine, ruling that amendments made to the Constitution before
the Kesavananda decision could not be challenged on the grounds of violating the
basic structure. However, any amendments made after April 24, 1973, would be
subject to the Basic Structure test.
In the IR Coelho Case (2007), the Court once again invoked the Basic Structure
Doctrine to strike down provisions of the Ninth Schedule, reaffirming that even
laws placed under the Ninth Schedule could not violate the basic structure.
Conclusion
The Basic Structure Doctrine stands as a constitutional sentinel, protecting the
Indian Constitution from legislative excesses while preserving the delicate
balance between flexibility and rigidity. As the judiciary continues to
interpret and apply the doctrine, it remains a powerful tool for safeguarding
the Constitution's core values. The journey from Shankari Prasad to Kesavananda
Bharti and beyond reveals a dynamic interplay between Parliament and the
judiciary, reflecting the evolving nature of constitutionalism in India.
The doctrine's relevance today is as significant as ever, ensuring that while
the Constitution adapts to changing societal needs, its essential character
remains inviolate. In the spirit of constitutional democracy, the Basic
Structure Doctrine remains a testament to the enduring power of judicial review
and the supremacy of the Constitution.
References:
- Shankari Prasad v. Union of India, AIR 1951 SC 458.
- Golaknath v. State of Punjab, AIR 1967 SC 1643.
- Kesavananda Bharti v. State of Kerala, (1973) 4 SCC 225.
- Raj Narain v. State of Uttar Pradesh, AIR 1975 SC 865.
- Indira Gandhi v. Raj Narain, AIR 1975 SC 2299.
- Minerva Mills v. Union of India, AIR 1980 SC 1789.
- Waman Rao v. Union of India, AIR 1981 SC 271.
- IR Coelho v. State of Tamil Nadu, (2007) 2 SCC 1.
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