The Roman imperial government was always inefficient in collecting and
harmonizing the enactments of emperors, the opinions of the jurists and the
other legal sources recognized by the courts. The relevant records embodied
material that was inconsistent with current legal practice or outdated. Further,
they existed as a disordered mass scattered in archives of the central and
provincial administration, as well as in the libraries of law schools and
jurists.
Under these conditions, it was difficult to ascertain the current state of the
law. Even the central administrators and judicial magistrates had only a very
imperfect knowledge of the law and precedents that were engaged as the basis of
their decisions.
The legal history of the late Empire is marked by the successive efforts of the
imperial government to remedy this situation. The high-handed methods adopted to
achieve legal certainty are characteristic of both the autocratic form of
government and the totally dependent attitude and unquestioning subservience to
authority that prevailed among the judges and jurists in this period.
Till Rome had entered far into her career of conquest, her law was perhaps no
more noteworthy than early German customs, till then it was but a body of
semi-religious rules known only to the church.
These rules being hidden in the mysteries of their worship which only the
Patricians governed, the Oracles, the Auguries or the Havuspices applied a
different principle to every case, and no precedents were established. But the
discontent of the Plebians was the main cause of the downfall of their
sacerdotal power. Very early in their history, they demanded a codification of
the law, and the Twelve Tables[1] was the result of their first efforts.
From this time onwards, the development and preservation of Roman law were well
understood. As Rome grew in power subduing nation after nation, she had to
evolve some system to govern these conquered states in their relations with her.
The aim of this assignment is to observe the development of Roman law with
respect to its codification.
Early Codifications
Praetor Peregrinus[2] promulgated his Edict which was to be his rule and guide.
This Edict, being followed and revised in each succeeding time, gave to the
world a great body of equitable and legal principles, and into which the jus
civile[3] was merged with the jus gentium[4].
Then came the Stoic Philosophy with its Law of Nature, giving to Roman
jurisprudence wide and liberal proportions. This Greek school believed that to
live according to nature was to rise above the disorderly habits of' the time,
and to return to this state of nature was the aim of these moralists. In front
of the disciples of this school there figured Rome's great philosophical
lawyers, the jurisconsults[5].
This alliance lasted through many centuries and the long diffusion of this
doctrine among the members of this profession had a wonderful effect upon the
art which they practiced. The law received great theoretical development through
the discussions of' these jurists; and their collections and editions of the
Edicts and Pandects[6] of the Praetors, and also their commentaries on the
existing rules became of much importance. Under the empire they gained great
power by their interpretations, and the emperors in the post-critical period of
their history was often guided by the advice of these skilled lawyers.
Then commenced the preparation and preservation of Roman law for modern use. The
praetors and the jurists had laid a sound foundation upon which a gigantic mass
of rules had been based. Decrees were piled upon decrees, laws upon laws,
constitutions upon constitutions, each succeeding monarch adding new material to
this mammoth structure.
At the beginning of the fifth century, theoretically the Romans continued to
regard as the sources of law, the ancient decrees of the people, the
senatus-consulta[7], the edicts of the magistrates, and the imperial
constitutions. But in practice only the writings of the classic jurists and the
constitutions of the kings were in use.
However, the works of the jurists became rarer and rarer, and in consequence the
unlearned judges of that time being unable to investigate the principles upon
which their conclusions had been formed were content to follow the dicta of
these great minds. And since the most sagacious law writers differ on many
points, the administration of justice became vague, arbitrary, and uncertain.
Constantine first felt the necessity of determining by special ordinance which
writings of the old jurists should be given legal authority. A simple but more
comprehensive rule was subsequently promulgated, 426 A.D., by Theodosius II.,
for the Eastern Empire, but it soon afterward was accepted as law in the West
under Valentinian III. In case of disagreement, a majority was to govern when
equally divided Papinian was to be preferred, but if he was silent, the judge
decided for himself.
This ordinance proved of little avail, for instead of a fundamental examination
of' the various principles involved, the judge's duty was now in a great measure
confined to a mere computation of votes. From Augustus to Hadrian, the modest
Caesars had been content to promulgate their Edicts in the character of a Roman
magistrate, and in the decrees of the Senate, the epistles and orations of the
Prince were respectfully inserted.[8]
For four centuries, from Hadrian to Justinian, public and private jurisprudence
was molded by the will of the sovereign, and but few institutions were allowed
to stand on their former footing.
The ancient Caesars had been granted by the people and the Senate a personal
exemption from the penalty of particular statutes. This humble privilege was at
length transformed into the prerogative of a tyrant, and the Emperor was
supposed to be raised above all human restraints; his conscience and reason
being the sacred measure of his conduct. . But even with the most vicious
rulers, in questions of private jurisprudence, personal considerations seldom
affected the law.
The seat of justice was filled by the wisdom and integrity of Papinian and
Ulpian.
Such was the character of the law and thus it developed, but finally, the number
of decrees, constitutions, rescripts, and epistles of the Sovereign continually
increasing, the rules of obedience became each day more and more obscure and
doubtful. Then began the great task of reducing this incongruous mass to a
system of jurisprudence, with its rules of action, clearly defined and outlined.
The practice of' collecting the constitutions of the Emperors seems to have been
commenced by private lawyers, such was at all events, the character of the
earliest collections. Such was the character of the Codes of Gregorianus and of
Hermogenianus which later became the models for the imperial codes of Theodosius
and Justinian. They had no legislative authority but afterwards received
statutory recognition from Theodosius and Valentinian.
The Code of Gregorianus probably contained the constitutions from Hadrian to
Constantine, while that of Hermogenianus, which supplanted the other contained
principally those of Diocletian and Maximian. Both of these, however, are now
extinct. Then came the Code of Theodosius which is still extant, and which
consecrated the laws of the Christian Princes from Constantine to his own reign.
In 429 A.D. he appointed nine commissioners to draft a code based upon those
which had preceded. It was to cover the entire field of jurisprudence, public
and private, civil and criminal, military and ecclesiastical, fiscal and
monicipal. It was digested into sixteen books, and was finished about 435 A.D.
Three years later it received the imperial sanction and became the sole source
of law for the East and West. From the time of Severus Alexander to Justinian,
all the literary industry was employed in collecting the writings of the old
jurists and compiling a code therefrom. But only three unofficial collections
are known, one was the Vaticana Fragmenta which appears to be the remains of a
large compilation made between the time of Herrnogenianus and Theodosius. It
contains fragments of the writings from the period of the imperial
constitutions.
Also there are some manuscripts called Oriental Collections that have just
lately been discovered. They were written after the Theodocian Code, and before
that of Justinian and they make use of all the preceding works and of the
writings of the jurists.
Legal Developments
The practice and development of Roman law in the post-classical era was
particularly influenced by the Roman empire’s conversion to Christianity, by
Eastern influence, barbarian invasions and the work of the law schools.
Christianity
The conversion to Christianity had some impact on the content and character of
the law. A complex ecclesiastical law was developed in an attempt to define the
relationship between Church and State. The status of clergy and church
functionaries had to be clarified. New offences were created that were intended
to protect ecclesiastical property and those working in the service of the
Church. Further, parts of civil law were affected by the conversion, especially
the law of persons.
For example- causeless divorce was subjected to strict sanctions. But the
introduction of Christianity did not lead to the abolition of divorce or
slavery, although the legal position of slaves was improved under Justinian.
Eastern Influence
The gradual shift eastwards of the fulcrum of the Roman empire had important
consequences for legal development. Constantine and his successors were
sympathetic to Eastern customs and ideas, with the result that Roman law
acquired a Byzantine hue in the late empire. The law of persons was considerably
influenced by Greek practices. For example- the custom whereby the bridegroom
made a substantial gift to his bride on marriage was given recognition by the
late imperial legislation. The converse practice by which the husband was given
dowry by the wife or her family was also affected by Greek custom: legislation
reduced his rights in the dowry.
The significance of custom as an indirect source of law in the late empire
was reflected in Justinian’s codification:
Julian, Digest, book 84: “Age-encrusted custom is not undeservedly
cherished as having almost statutory force…For give that statutes themselves are
binding upon us for no other reason than that they have been accepted by the
judgment of the populace, certainly it is fitting that what the populace has
approved without any writing shall be binding upon everyone.â€
Barbarian Codes
The collapse of the Western Empire resulted in large parts of it coming under
the control of the victorious barbarian kings, some of whom issued codes of law
for the conquered territories. These codes were intended primarily for Roman
citizens.
The most important example was the lex Romana Visigothorum, promulgated in 506
AD by the Visigoth chief, Alaric II. It consisted of a mixture of legislation
(mainly from the Theodosian Code) and abridged extracts from the classical
jurists, especially Gaius and Paul- a debased form of Roman law, but of enduring
influence. It remained in use in parts of the former Western Empire until the
early medieval period.
The lex Romana Burgundiorum(early 6th century) was intended for Roman citizens
living in the area that now broadly constitutes eastern France. It was a
collection of legal rules, systematically arranged into titles and based on
mainly classical sources. The Edictum Theodorici dates from roughly the same
period and was most probably the work of the Ostrogoth chief, Theodoric. Unlike
the other codes mentioned above, the Edictum Theodorici applied to barbarians as
well as Romans, and was primarily intended to aid the interpretation of existing
law.
Vulgarisation is the term which has sometimes been used to describe the
influence of Christianity, eastern custom, and the barbarian codes on Roman law
in the post-classical era- not especially illuminating term since it is capable
of different meanings.[9] Further, vulgarization can be interpreted as the way
in which the practice of Roman law allegedly became crude and unscientific in
the later empire.
Law Schools
The temptation to portray the whole of the post-classical era as one decline and
intellectual fatigue must be resisted. In the East, there was a substantial
revival of legal learning in the fifth century, under the Theodosius II
especially, the work principally of the law schools at Beirut and
Constantinople.
There were other schools- Rome Alexandria, Athens- but Beirut and Constantinople
achieved by far the greatest eminence. The basic method of instruction was by
lectures, involving detailed consideration of classical texts. This concerted
return to the original texts heralded a renaissance in the science of law and
fostered the intellectual climate necessary for Justinian’s great works of the
sixth century.
Justinian’s Codification
About a century after the Theodocian legislation, there was great need of a
revision, for the previous codes, edicts of the praetors and works of the
jurists formed an unintelligible mass. So Justinian through a commission under
the direction of Tribonin to whom most of the credit is due, began this gigantic
task.
Justinian's works may be divided into five parts:
- First appeared his Fifty Decisions (529 - 532 A.D.), to clear up all
points not yet settled.
- Second is his Institutions, November 21, 532 A.D.;
- The third is his Digest of Excerpts from the writings of the jurists,
appearing December 16, 533 A.D.
- The fourth is his revised edition of the code in which he included his
own Legislation down to November 16, 534 A.D.
In all parts of Europe, Justinian's Code exerted its influence sooner or
later. Before the rise of Bologna, it was more from the Romano Barbarian than
from Justinian's Code that Central and Western Europe derived their acquaintance
with Roman Law.
Justinian made reception of Roman Law possible in medieval Europe and other
parts of the world. The codification process began in 528 AD, just a few months
after Justinian succeeded to the Imperial throne. Justinian had been the
effective ruler of the Eastern Empire during much of his predecessor’s short
reign, and it is likely that he planned the codification before becoming the
Emperor. The confused state of law concerned him since
Theodosian Code was not designed to be a comprehensive restatement of law and
the decline in legal science precipitated by the law of citations, combined with
the existence of a host of new imperial legislation made it difficult to
ascertain law on any given matter. His chief minister for much of the
codification was Tribonian, the holder of several important offices, including
that of consul and quaestor, and a man of great learning who was familiar with
the works of the classical jurists. The main stages of codification comprised:
- Codex vetus
- The Fifty Decisions
- The Digest
- The Institutes
- The New Code, and
- The Novellae[10]
It is worth stressing that Codex vetus and Fifty Decisions do not form part
of the eventual Corpus Juris Civilis. They were preparatory in purpose.[11]
The Codex vetus
This stage consisted of a compilation of all extant imperial legislation.
Justinian, by way of an imperial pronouncement (Constitutio Haec), created a
commission of ten men to collect all the imperial enactments still in force. It
was a revision of the Theodosian Code particularly and the codes of Diocletian’s
reign. The compilation was carried out by a commission under John of Cappadocia,
one of Justinian’s leading ministers.
The commission had wide powers to delete and eliminate obsolete and confusing
material. The work took a little over a year and was published in 529 AD. The
code superseded all previous imperial legislation- the Theodosian Code and all
others were thereby repealed. The drafting of New Code was necessitated by the
growing mass of imperial legislation produced by Justinian after the enactment
of the first code.
The Fifty Decisions
In 530 AD, Justinian issued a series of decrees that abolished obsolete rules
and resolved a number of controversial points of law found in juristic
literature. These decrees were published in the form of a separate collection of
which no copy survived.
The publication of the Fifty Decisions and the Codex vetus would have done much
to eliminate the confusion in the law that plagued the practitioners of the
time. Theodosius II had planned but failed to compile classical juristic
literature earlier which was a motivating factor for Justinian. The credit for
Digest conception must be shared between Justinian and Tribonian. (A. M. Honore,
Tribonian, 141 (1978))
The Digest
The Digest was the centerpiece of Justinian’s work, a legal encyclopedia that is
regarded as by far the most important source of Roman law. It has survived
intact in a manuscript made not long after Digest’s compilation- the so-called
Florentine text.
The Digest was the culmination of the rebirth of legal learning that was evident
in the law schools of Eastern Europe in the fifth century. It consists of an
anthology of juristic literature, mainly of the late classical period, updated
for contemporary use by Justinian’s compilers. It has provided a fecund source
of the material. A treasure house of riches for use in subsequent ages.
Justinian intended the Digest to be a model for his empire, but he failed in his
aim since it was too large, complex and ill-arranged for it to succeed. But it
did contain a huge mass of material that was found to be valuable in later ages.
Justinian had in this way achieved a great deal, though not the way in which he
intended to.
The Constitutio Deo auctore, enacted to 530 AD and the Constitutio Tanta reveal
much about its compilation. The chosen commissioners comprised a mixture of
leading academics, practitioners, and government ministers- a total of 17
(including Tribonian). There were four professors from the law schools-
Dorotheous and Anatolius from Beirut, Theophilus, and Cratinus from
Constantinople.
The task of the commission was very ambitious, especially the elimination of
repetition and discrepancy, an aim which was not attained. There are many
examples of discrepancies found in the Digest. One should applaud the ambition
of the compilers, but the most acute reflection down the centuries has failed to
reconcile some of the confliction passages in the Digest.
A large number of juristic works from various periods were read and excerpted-
as many as were available and thought worthy of use. The compilation
necessitated the repeal of the Law of Citations, since all jurists quoted in
Digest, was to be regarded as of equal authority. However, the works of jurists
who were specifically named in Law of Citations form the bulk of the Digest (D.
Pugsley, Justinian’s Digest and the Compilers, 100-142 (2000)), especially
Ulpian, Paul, and Gaius.[12]
Interpolations
Justinian intended the Digest not only to be a summary of the literature of the
jurists but also to provide the practitioners of his own time with a workable
text. In trying to achieve the latter aim, Justinian’s commission was given the
power to amend juristic writing in some circumstances.
That the power was used extensively cannot be doubted, despite the fact that
there were amendments, known as interpolations, are not obvious. The compilers
attributed excerpts to named jurists but did not acknowledge interpolations. So
a jurist may be quoted as saying something he did not write.
Their interpolations can be detected in various ways. For instance, comparison
of surviving classical or Byzantine texts with those quoted in the Digest may
reveal interpolations; so may the lack of coherence or logic in quoted passage,
although it is dangerous to assume that classical jurists were incapable of such
lapses.
Another fruitful way of detecting interpolations has been to compare style,
construction, and vocabulary of passages in the Digest with what is known about
the use of Latin in the classical era, and about the style of a particular
jurist. The Digest was compiled in Latin by commissioners whose first tongue was
probably Greek. Interpolations can also be detected by the presence of legal
terminology not known to have been used until late law.
Modern scholarship has pointed to the existence of numerous interpolations, but
it is not always clear who was responsible for them. In the early, 20th century,
the search for interpolations by Romanists became an obsession. Certainly,
interpolations do matter if attention is focused solely on classical law because
then it is important to discover its true content. But it would be
short-sightedness to solely focus on classical law since it is not Roman Law or
at least whole of it. Interpolations should not be reviewed as some impurity or
debasement of law, but rather as necessary amendments for the provision of a
working code. The heyday of interpolation criticism has given way to a more
balanced approach to the identification of interpolations.[13]
The Institutes
Justinian reorganized legal education, decreeing that students should never
receive formal tuition for the first three years, followed by two years of
private study. The Digest was intended to provide the core of the new programme.
Realizing that the Digest was likely to prove rather daunting for beginners,
Justinian instructed Dorotheus and Theophilus, to prepare an introductory
textbook under the supervision of Tribonian.
They were to draw on the elementary works of the classical period, especially
the Instituted of Gaius, The compilers divided the material into four books, as
Gaius had done, but divided the work into titles. The institutes were
promulgated on the same day as the Digest and received the force of law, an
unusual distinction for a student textbook. (P Van Warmelo, The Institutes of
Justinian as Student’s Manual, 164-180).
The New Code and Novellae
The flurry of legislative activity that occurred after the enactment of the
Codex vetus soon necessitated a revision of the earlier code. The work was
carried out by Tribonian, aided by a small commission, and was promulgated in
534 AD. The New Code superseded all previous codes.
It was designed to incorporate imperial constitutions produced after the
enactment of the first code as well as to remove unnecessary repetitions and
obsolete matters. The New Code consisted of 12 books subdivided into titles
covering specific topics. Individual imperial pronouncements are arranged in
chronological order within these titles.
Justinian’s reign lasted for over 30 years after the promulgation of the New
Code. He continued to legislate frequently, introducing important reforms in the
law related to family and inheritance.
These changes were effected by a series of individual decrees, the novella
constitutiones (the new decrees). The novallae are best regarded as constituting
part of the codification, although this is not a view held universally.
Justinian’s codification[14] was partly intended to reduce the law to manageable
proportions and to make it more easily available.
Conclusion
The invasion of the Lombards, their disturbances for two hundred years, and the
barrier they formed between Italy and the rest of Europe, militated against the
spread of Justinian's Laws to the North, but as the savagery of the Lombards
toned down, Roman Law began to be recognized and even taught at Pavia, their
capital. In the ninth century, there is evidence of some of Justinian's works
circulating in the hands of the clergy in various parts of Europe.
It was not however, until the very end of the eleventh or twelfth century that
at Bologna and under Inerius who appears to have been a professional jurist and
teacher, the study of law began to attract pupils from Southern Europe.
The only parts of Justinian collection which had hitherto made any progress were
the Institutes, Code and Novels. The Institutes had reconnected themselves from
their elementary character; the Code because of its opening title on the
Trinity, and then secondly on the Holy Church; and the Novels for their abundant
legislation on church matters was highly prized. When the Digest with its clear
diction and decisive reasoning came into the hands of Inerius, it was like a
revelation. With these five volumes and the teaching which accompanied them,
Roman jurisprudence began a new career.
References:
- W. Kaiser, Justinian and the Corpus Juris Civilis
- P Van Warmelo, The Institutes of Justinian as Student’s Manual
- Mousourakis, Legal History
End-Notes:
- The Twelve Tables (Law of the Twelve Tables) was a set of laws created
in ancient Rome in 451 and 450 BCE. They were the beginning of a new
approach to laws where they would be passed by the government and written
down so that all citizens might be treated equally before them. Although not
perhaps a fully codified system, it was a first step that would allow the
protection of the rights of all citizens and permit wrongs to be redressed
through precisely-worded written laws known to everybody.
- A magistrate entitled to hold imperium (a form of authority held by a
citizen to control a military or governmental entity).
- Civil Law.
- International Law
- An expert on law
- A compendium in 50 books of the Roman civil law made by order of
Justinian in the 6th century
- A decree of the ancient Roman senate
- Hadrian seems to have been the first to have assumed without disguise
full legislative power
- In its most derogatory sense, vulgarization refers to the debasement of
Roman law that the barbarian codes particularly can be said to represent.
Or, vulgarization can be taken in a more technical sense to refer to the
overt departure from the classical norms of legal development. The term can
also encompass the inevitable divergence between the law practised in the
remote parts of the Empire and that applied in and around Rome and
Constantinople.
- Mousourakis, Legal History, 179-191.
- W. Kaiser, Justinian and the Corpus Juris Civilis, 119-148.
- The Constitution ad senatum of 22 July 530 AD.
- D. Johnson, Justinian’s Digest: the InterpretationÂ
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