What is the correct course to follow when we are faced with a decision which
decides in a particular way but does not refer to any statutory provision,
decides contrary to statute or ignores relevant provisions or does not give any
reasons etc for its decision. What is the value of such a decision, does it
amount to a precedent or can it be ignored even though it may be a decision of a
superior Court.
The answer lies in a lot of hard work and distinguishing the Judgment that has
been cited. Two legal doctrines that distinguish a precedent are 'Sub-Silentio'
and 'Per Incuriam', which shall be covered under the ambit of this column.
The
thin line difference between the two is that where a 'Per Incuriam' Judgment is
passed in clear violation of a legislation, Rule or a Judgment of a superior
Court / Larger Bench; a Judgment passed 'Sub Silentio' is essentially the one
passed "without consideration / without discussion" on a particular legal point.
Sub Silentio
The Latin phrase 'Sub Silentio' translates to "in silence" or "without notice
being taken". In legal terminology, it refers to a Court Ruling or Judgement
made without explicitly stating a rationale or providing an explanation.
Some key points to understand 'Sub Silentio';
- It describes a Judgement or Ruling handed down without an accompanying opinion that explains the reasoning behind the decision.
- The literal meaning is "under silence" or "in silence," referring to the lack of stated reasoning.
- This occurs when a Court assumes or implies something significant without addressing it directly.
- Rulings made 'Sub Silentio' are not considered binding precedents since no formal legal reasoning was provided.
- However, they can still influence later decisions and carry persuasive authority in certain circumstances.
So in summary, 'Sub Silentio' is a Latin term used in law to indicate that a
ruling was made without an explained justification or basis. While not an
outright binding precedent, these types of Judgements can still subtly impact
the legal landscape. Understanding the meaning of 'Sub Silentio' provides
insight into how Courts operate.
The concept of 'Sub Silentio' simply means when a Rule or Principle on a
particular point of law in a decision is passed and applied by the Court in
silence without any consideration to the applicable law or any argument. A
decision passed sub silentio in technical sense that has come to be attached to
that phrase, when the particular point of law involved in the decision is not
perceived by the Court or present to its mind. Professor P.J. Fitzgerald, editor
of the Salmond on Jurisprudence, 12th edn, explains the concept of sub-silentio
with this illustrative example:
[The Court may consciously decide in favour of one party because of Point 'A',
which it considers and pronounces upon. It may be shown, however, that logically
the Court should not have decided in favour of the particular party unless it
also decided Point 'B' in his favour.; but Point 'B' was not argued or
considered by the Court. In such circumstances, although Point 'B' was logically
involved in the facts and although the case had a specific outcome, the decision
is not an authority on Point 'B'. Point 'B' is said to pass 'Sub Silentio'].
According to the Black's Law Dictionary:
"The Precedents that pass Sub Silentio are of little or no authority."
Literally, it means 'in silence' and is used to refer to something that is not
expressly stated. The use of 'Sub Silentio' as an exception to the Doctrine of
Precedents is not an uncommon one. Many advocates, over the years, have used
this exception as a defence to overcome hurdles during arguments and trials.
Interestingly, the Indian Judiciary has also kept an open mind about the concept
and has afforded interpretations to it from time to time.
'Sub Silentio' in itself has a long-standing history. The best illustration for
understanding the exception of 'Sub-Silentio' is the case of [
Lancaster Motor
Co. Ltd Vs. Bremith Ltd, (1941) 1 KB 675)], wherein the Court frowned upon a
decision of the Lower Court which was passed without proper deliberation and
without argument, without reference to the crucial words of the Rule and any
citation of authority.
The usage and interpretation of this exception has been reiterated by the
Supreme Court of India on numerous occasions. It was mentioned in the case of ["
Municipal
Corporation of Delhi Vs Gurnam Kaur", AIR 1989 SC 38] wherein the Delhi High
Court had issued a direction to the appellant to construct a stall or kiosk from
the date of the order or to furnish a plan of action with requisite permission
for the Respondent - Gurnam Kaur for an alternative stall. However, the Court
relied on a precedent which was based on the consent of parties, and there was
virtually no reason why a direction was to be made to the Corporation.
As soon as this was noticed by the Supreme Court, it was held that:
"A decision which is not express and is not founded on reasons nor it proceeds
on consideration of issue cannot be deemed to be a law declared to have a
binding effect as is contemplated by Article 141 of Constitution of India."
The reason for development of 'Sub-Silentio' as a defence to the principle of
'Stare Decisis' is, as observed in the case of ["B. Sharma Rao Vs Union
Territory of Pondicherry", AIR 1967 Supreme Court 1480], that a decision is
binding not because of its conclusions but in regard to its ratio and the
principles, laid down therein. This exception is, in essence, rooted in the
principle that the duty of Judiciary is not to declare, but to adjudicate i.e.
decide on merits, after due consideration and reasoning.
This concept was followed subsequently in various instances, most recently in
["A-One Granites Vs State of U. P & Ors.", AIR 2001 SC 1203], in which it was
held that without referring to the relevant rule for granting a mining license,
a direction qua the same couldn't be issued.
What can be derived from these precedents, then, is that the binding value of a
decision of the court is only extended when the judgment actually raises,
discusses and considers a question directly. Any decision that is expressly made
is covered under the ambit, and any indirect references are excluded.
Per Incuriam
The word 'Per Incuria' literally means 'Carelessness'. According to the Black's
Law Dictionary (Fourth Edition, 1891), 'Per Incuriam' means through
inadvertence. This means something done with oversight without considering all
the relevant factors. 'Per Incuriam', literally translated as "through lack of
care" is a device within the common law system of Judicial precedent. A finding
of 'Per Incuriam' means that a previous Court Judgment has failed to pay
attention to relevant statutory provision or precedents.
In the Advanced Law Lexicon by P. Ramanatha Aiyer's (5th Edition), it has been
defined as under: "Per Incuriam. (Lat.) (of a Judicial decision) wrongly
decided, usually because the Judge or Judges were ill-informed about the
applicable law".
The term 'Per Incuriam' literally means "through the lack of care". The doctrine
of 'Per Incuriam' refers to a Judgement of a Court which has been decided
without reference to, or in ignorance of, a statute or an earlier
Judgment/Precedent which would have been relevant and, therefore, affected the
result of the case. In other words, a 'Per Incuriam' decision is made when a
Judgment has failed to pay attention to relevant statutes or precedents.
Since
'Per Incuriam' decisions involve precedent, the doctrine bears a direct relation
to the doctrine of "Stare Decisis" which translates to, 'let the decision stand'
or 'to stand by that which is decided', and gives binding force to decisions of
the Courts. Notably, the term 'Per Incuriam' is often conflated with 'Per Curiam';
these are not to be confused because 'Per Curiam' refers to a ruling issued by
an appellate Court consisting of multiple Judges in unanimous agreement and is
written anonymously, bearing no connection with 'Per Incuriam'.
The doctrine of 'Per Incuriam' as an exception to the doctrine of 'Stare Decisis'
was discussed at length by Lord Green M.R. in the case of ["Young Vs Bristol
Aeroplane Company", Law Reports (1944) K. B 718], wherein it was observed:
"The Court is not bound to follow a decision of its own if it is satisfied that
the decision was given Per Incuriam, for example, where a statute or Rule having
statutory effect which would have effected the decision was not brought to the
attention of the earlier Court".
The exception of 'Per Incuriam' under the Doctrine of Precedents can be
understood in two ways. 'Per Incuriam' means "carelessness", although in
practice it is understood as 'Per Ignoratium', meaning ignorance of law. When
Courts ignore law and proceed to pass Judgment, the said decision falls under
the spectrum of 'Per Incuriam' and does not necessarily need to be followed.
Justice R. M. Sahai in his concurring opinion in ["State of Utter Pradesh & Anr.
Vs Synthetics and Chemcicals Ltd. & Anr.", 1991 SCC (4) 139] the Supreme Court
cited with approval the English principle, "quotable in law is avoided and
ignored if it is rendered, in ignoratium of a statute or other binding
authority", observing the non-binding value of a Per-Incuriam Judgment. observed
as under:
"English Courts have developed this principle in relaxation of the Rule of Stare
Decisis. The 'quotable in law' is avoided and ignored if it is rendered, 'in
Ignoratium of a statute or other binding authority'."
In 2015, the Court in ["M/S Hyder Consulting (UK) Ltd. Vs State of Orissa",
2013 (2) SCC 719] held:
"A decision can be said to be given Per Incuriam when the Court of record has
acted in ignorance of any previous decision of its own, or a subordinate Court
has acted in ignorance of a decision of the Court of Record. As regards the
Judgments of this Court rendered Per Incuriam, it cannot be said that this Court
has 'declared the law' on a given subject-matter, if the relevant law was not
duly considered by this Court in its decision."
Most recently, in the matter of ["Dr. Shah Faesal & Ors. Vs Union of India & Anr.",
2020 SCC OnLine SC 263], the Supreme Court reaffirmed the importance of the
Doctrine of Precedents and Stare Decisis as core values of the legal system and
pronounced that this 'Per Incuriam' only applies on the ratio of the case.
Conclusion
Ralph Waldo Emerson said:
"A foolish consistency is the hobgoblin of little minds''. It is of paramount
importance for every Court to be vigilant in its cognition of each case while
determining the relevancy of statutes and precedents because 'Per Incuriam'
decisions do not carry any binding force for the Courts. It is also a
well-settled principle, as recorded in John Salmond's book, "Treatises on
Jurisprudence", that a decision is not binding if it was rendered in ignorance
of a statute or a rule having the force of statute or delegated legislation.
The ability to identify and come up with the most suitable law that could be
applied to a case which also calls for distinguishing between various laws and
legal terms which are close enough but have a thin line of differentiation that
changes the game is not only a skill that calls for a high level of preparation
and effort, but it is also something that makes a competent advocate. Such an
exercise can never be finished by reading a Judgment's Head Note. Therefore, not
only attorneys but even courts must abandon the habit of referencing Judgments
only after reading the Head Notes. Like statutes, decisions made by Superior
Courts do have a binding effect on Lower Courts. However, there is a distinction
in how binding they are: 'Judges interpret statutes, they do to interpret
Judgments. They interpret words of statutes; their words are not to be
interpreted as statutes.'
For advocates, it is problematic because the holding of a case is generally
causally linked to the existence of a peculiar fact; and unless that very fact
is predominantly present in the case where the Judgment has been cited, the
holding is not applicable. In such instances, the rule of 'Sub Silentio' comes
to aid.
Similarly, Courts should conduct an in-depth analysis of the case cited,
the nature of the precedent, not make any passing references, check whether a
latest Judgment on the issue exists or not, and thereby avoiding the Judgment
being quashed under the doctrine of 'Per Incuriam'. If such a reference is made,
lower Courts must also cautiously adjudicate upon disputes where such arguments
are produced and evaluate the language of the decision at every juncture.
Written By: Dinesh Singh Chauhan, Advocate
High Court of Judicature, J&K & Ladakh, Jammu
Email:
[email protected],
[email protected]
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