This article endeavors to stimulate novel considerations regarding the
humanization of individuals undergoing sentencing within the criminal justice
system. Typically perceived as an impediment to punitive measures and automated
case resolution, humanization is argued in this paper to have the potential for
profound, albeit latent, outcomes. The article contends that the process of
"humanization work" can effectively address the apparent conflict between an
individual's admission of guilt and the perceived threat to their personal
narrative.
Contrary to the conventional belief that humanization obstructs
punitive criminal punishment and the mechanistic disposal of cases, the paper
asserts that it can achieve significant and often unnoticed positive effects. It
is acknowledged that humanization work, which seeks to make the offender more
understandable, plays a crucial role in the criminal justice system.
The paper
challenges the prevailing notion by suggesting that efforts towards humanization
can be aligned with the formal admission of guilt, particularly in cases where a
guilty plea is involved. The concept of "dirty work" in humanizing the
individual to be punished is explored through the lens of Douglas' work on
purity and contamination. This perspective posits that humanization work,
despite its potential challenges, serves to cleanse cases of troubling
ambiguities.
By acknowledging the intricate interplay between an individual's
admission of guilt and the preservation of their personal narrative,
humanization becomes a tool for successful case disposal. It is argued that this
process enables the criminal justice system to navigate and resolve conflicts
between the acknowledgment of guilt and the potential harm to the individual's
account. Empirical illustrations are presented to support the assertion that
humanization work contributes to the effectiveness of punishment enforcement.
The article contends that by addressing the potential conflict between an
individual's admission of guilt and the risk to their personal narrative,
humanization facilitates clearer and more confident punishment outcomes. It is
suggested that this nuanced understanding of humanization as a tool for
clarification and resolution can enhance the overall efficacy of the criminal
justice system.
The primary objective of the article is to deepen our
comprehension of the challenges faced by prisoners and the accused, shedding
light on the gaps in the criminal justice system. By reevaluating the role of
humanization and recognizing its potential to align with formal admissions of
guilt, the paper advocates for a more nuanced and effective approach to
sentencing individuals within the criminal justice framework.
Introduction
Law often embodies a duality, aiming to safeguard one interest while
inadvertently impacting another. This dual nature is particularly evident in
criminal law, where the primary goal is to protect society from criminals, but
an excessive emphasis on this protection can potentially harm the interests of
the innocent.
In authoritarian societies, the priority tends to lean towards
societal protection, whereas in democratic nations like India and the United
States, which uphold individual liberties and fundamental rights, a delicate
balance must be struck. Navigating this balance has proven challenging for the
judiciary, leading to a nuanced and sometimes complex process.
The contrast
between the American and Indian experiences provides valuable insights into the
judiciary's challenging role in this regard. Both nations operate under the rule
of law, possess constitutional protections for fundamental human rights, and
reject authoritarianism. Criminal justice serves as a fertile ground for
socio-legal analysis, highlighting occasional disagreements between the
judiciary and law enforcement in interpreting and filling statutory gaps.
The
integration of factual and sociological evidence becomes crucial for the courts
to chart their course and evaluate the practicality of their proposals.
Regrettably, in India, aside from a few recent studies, the socio-legal analysis
of criminal justice has been largely neglected. A comprehensive study in this
area is essential, as the administration of criminal law profoundly impacts
human liberty.
The expansion of constitutional rights for the accused is a
noteworthy development. Specific rights are enshrined in articles 20, 21, and 22
of the constitution, addressing issues such as ex-post facto criminal laws,
double jeopardy, privilege against self-incrimination, the right to be informed
of arrest grounds, the right to consult a lawyer, the right to be produced
before a magistrate within 24 hours, and the right not to be deprived of life or
personal liberty without due process of law.
Through the process of judicial interpretation, the court has bestowed several
additional rights upon the accused, marking the inception of this evolution with
the landmark decision in
Maneka Gandhi v. India.
The Supreme Court of India, particularly sensitive to safeguarding individuals
against executive arbitrariness and arbitrary laws, embarked on this
transformative journey, spurred by the traumatic experiences during the national
emergency from 1975 to 1977. The pivotal moment in this evolution occurred with
the Maneka Gandhi case, where the court played a significant role in reshaping
the constitutional jurisprudence surrounding fundamental rights.
In a notable
move, the court inserted the crucial word "due" into Article 21 of the
Constitution, fundamentally altering its literal interpretation. Originally,
Article 21 merely required legal support for the executive to deprive an
individual of life and personal liberty, with no mandate for the court to assess
the fairness or reasonableness of the procedure outlined by the law.
The Supreme
Court had previously addressed this issue in one of its early judgments,
affirming that there was no room for the application of 'due process of law'
concerning personal liberty, given the explicit language of Article 21, which
emphasized deprivation through a 'procedure defined by law.'
This perspective,
established in the
Gopalan case, prevailed for nearly three decades until the
transformative decision in Maneka Gandhi in 1978. By introducing the term "due"
into Article 21, the court breathed life into the otherwise inert fundamental
rights of personal liberty granted by the Constitution to its citizens.
The paper aims to concentrate on specific rights that are both controversial and
open to debate. It also addresses rights not expressly mentioned but inferred by
the Supreme Court from Article 21, resulting in significant reforms in criminal
justice administration.
The focus areas include:
- Self-incrimination;
- Bail and undertrial prisoners;
- Legal aid;
- Bar fetters;
- Prison reform;
- Exclusion of illegally obtained evidence.
Right Against Self-Incrimination:
Article 20 of the Indian Constitution establishes the privilege against
self-incrimination. Since its adoption within the common law realm as a
fundamental aspect of criminal jurisprudence, ongoing discussions have centered
around two key questions: whether it serves as a protective barrier against
state oppression and abuse of authority, and whether it hinders the state in
apprehending criminals, potentially compromising society's interest in punishing
offenders and administering justice. Although the debate persists, the Indian
Constitution acknowledges this privilege as a integral part of the country's
legal framework.
The International Commission of Jurists recognizes the
privilege as a crucial component of the rule of law. The judicial response to
privilege has been a source of dissatisfaction, as opposed to its improvement,
with a prevailing trend towards its dilution. This trend persisted until 1978.
The Indian Supreme Court, in various cases, has curtailed the extent and
applicability of this right.
Notably, the court ruled that privilege does not
extend to administrative investigations and inquiries. In the legal landscape,
there has been a historical tendency to diminish rather than enhance privilege,
a pattern that endured until 1978. The Indian Supreme Court, through a series of
rulings, has delimited the scope and relevance of this legal right.
One
significant precedent established that privilege does not find application in
the context of administrative investigations and inquiries. The evolution of
judicial response to privilege has been marked by a shift away from fortifying
its foundations to a more pervasive inclination to diminish its significance.
This trajectory persisted until 1978, and the Indian Supreme Court, through a
series of decisions, has delimited the breadth and relevance of privilege.
A
notable determination emerged, stating that the umbrella of privilege does not
extend to encompass administrative investigations and inquiries.It was
determined that privilege does not extend to administrative investigations and
inquiries; furthermore, its applicability to police investigations is
conditional, being limited to cases where the individual has been formally
accused of an offense.
The right was deemed inapplicable during searches and arrests conducted under a
search warrant. While it unquestionably covered oral testimony, it did not
extend to documentary evidence unless the document was derived from the personal
knowledge of the accused. Additionally, the right did not pertain to certain
physical examinations of the accused, such as fingerprinting, signature
analysis, or the collection of specimen writings.
A constrained perspective on compulsion had taken root, dismissing any
presumption that remarks made by an individual in police custody were
involuntary. Over time, the right had languished in the hands of the courts to
the point where one might contemplate its demise or even an unceremonious burial
without much ado. However, in a pivotal 1978 case,
Nandini Satpathy v. P. L.
Dani, the Supreme Court of India not only rediscovered but also resurrected the
right. This landmark decision injected new life into the Indian privilege,
drawing inspiration from the renowned American case Miranda v. Arizona.
In Nandini Satpathy, the central query revolved around whether compulsion could
be presumed in cases of custodial questioning by the police. The court affirmed
that such presumption was warranted. Taking cues from
Miranda v. Arizona, the
Supreme Court laid down certain safeguards for individuals under arrest.
Notably, the court ruled that an arrested person, if financially capable, could
engage a lawyer to assist them during police questioning. However, the court
stipulated that law enforcement need not indefinitely delay proceedings for the
advocate's arrival, emphasizing a reasonable timeframe. While aligning with
Miranda on certain aspects, the Indian court diverged on the question of
providing legal representation to indigent accused individuals.
Unlike Miranda's
stance that the state should furnish a lawyer for those unable to afford one,
the Indian Supreme Court did not endorse such a requirement.
Nandini Satpathy v.
P. L. Dani not only breathed new life into the fading Indian privilege but also
established guidelines for safeguarding individuals in police custody.
The decision struck a balance by acknowledging the right to legal assistance
while recognizing practical considerations, marking a significant milestone in
the evolution of procedural safeguards within the Indian legal system. The
court's disregard for the Miranda notice stating that "financial capacity has no
relation to the scope of rights" and emphasizing the universality of the
Constitution's privilege against self-incrimination stirred controversy.
The
court adopted a liberal stance, asserting that police must consistently inform
individuals about their right to remain silent. However, the nature of this
warning in India differs from that in the United States, where the accused has
the right to complete silence.
In India, the accused can only refuse to answer
incriminating questions, creating a nuanced distinction. According to the
court's perspective, it is permissible to pose non-incriminating questions, and
the accused is obligated to respond when there is no clear indication of
self-incrimination. The court drew a line between "relevancy" and "crimination,"
contending that "relevancy is the tendency to make a fact probable." However,
the argument is presented that this distinction lacks a solid foundation.
When
facing criminal charges, all facts deemed "relevant" should be assessed with a
focus on criminality, as there are no facts devoid of this crucial element. A
comparison is drawn with the American viewpoint, suggesting that it is superior
in recognizing the right to complete silence. Unfavorable reactions from the
police have ensued, with claims that the court's decision hampers investigative
powers.
Despite these concerns, the decision's impact on policing procedures
appears negligible. The absence of a sophisticated police infrastructure to
adhere to the court's decisions is acknowledged, but it is argued that these
principles contribute to civilizing the police in the long run and should be
upheld. The court's dismissal of the financial aspect in Miranda's notice is a
point of contention.
Miranda warnings are a legal requirement in the United
States, informing individuals of their right to remain silent and the
consequences of self-incrimination. The court's assertion that financial
capacity has no bearing on the scope of rights may be seen as overlooking
potential disparities in access to legal representation and understanding of
one's rights.
The court adopts a liberal view on the privilege against
self-incrimination, emphasizing the necessity for the police to consistently
advise individuals about their right to remain silent. This stance, however,
diverges from the American practice where the accused has the right to complete
silence. In India, the accused can only refuse to answer incriminating
questions, introducing a nuanced distinction in the application of this
fundamental right.
The court's perspective allows for the questioning of individuals with
non-incriminating queries, obligating the accused to respond when there is no
clear propensity for self-incrimination. A crucial distinction is made between
"relevancy" and "crimination," asserting that relevancy is the tendency to make
a fact probable. Critics argue that this differentiation lacks a substantive
basis, contending that all "relevant" facts in the context of criminal charges
inherently involve an element of criminality.
A comparative analysis is drawn
with the American approach, advocating for the right to complete silence. The
contrast in legal frameworks between the United States and India becomes
apparent, with implications for the protection of individual rights during
police interactions. The court's decision has not been well-received by the
police, who express concerns about its potential impact on investigative powers.
Despite these apprehensions, the actual influence of the decision on policing
procedures appears minimal. The lack of a sophisticated police infrastructure
capable of aligning with the court's decisions is acknowledged, but a
counterargument is presented, suggesting that adherence to these principles
contributes to the gradual refinement and civilizing of the police force over
time.
The court's stance reflects a commitment to upholding fundamental rights
even in the face of potential challenges to law enforcement. While the police
express discontent, the argument is made that the principles outlined by the
court serve as a pathway to refining and modernizing policing practices.
The
long-term benefits of establishing a framework that respects individual rights
during police interactions are emphasized, advocating for the maintenance of the
court's position. The court's dismissal of the financial aspect in Miranda's
notice, the adoption of a liberal view on the privilege against
self-incrimination, and the nuanced distinction between the Indian and American
approaches to the right to remain silent are all points of legal contention.
The
court's decision, despite facing opposition from the police, is defended on the
grounds that it contributes to the progressive development of policing practices
and the protection of individual rights in the long run. The ongoing debate
underscores the complex interplay between legal principles, law enforcement
needs, and the broader goals of justice and civil rights.
BAILS AND UNDER TRIALS:
A distressing aspect of the criminal justice administration in India is the
disproportionately large number of undertrial prisoners languishing in jails. As
of the last available data, undertrials constituted a staggering 54.9% of the
total prison population. This grim statistic reveals a persistent issue in the
Indian criminal justice system, with historical proportions demonstrating that
in 1975, the figure was slightly higher at 57.58%. Delving into specific years,
the year 1981 paints a disheartening picture.
During this period, there were
1,262 undertrials incarcerated for three years or more, while a staggering
76,022 individuals faced imprisonment for less than three years. Tragically, the
toll on human lives is evident, as 137 undertrial prisoners lost their lives in
various prisons during the 1981-82 period. As of June 30, 1981, out of the total
jail population of 141,761, a significant 61.5% comprised undertrials,
highlighting the severity of the situation.
This alarming scenario is undeniably
a blatant violation of human rights. Undertrial prisoners find themselves in
three broad categories: first, those denied bail due to their alleged
involvement in serious offenses; second, those unable to secure bail for various
reasons, falling into two subcategories—those detained pending investigations
and those awaiting trial; and third, a miscellaneous category.
The conditions
faced by undertrials in Indian prisons are deplorable, marked by overcrowding,
substandard living conditions, poor working conditions, and housing alongside
convicted criminals. Such circumstances not only compromise their personal
liberty but also contribute to a grim reality that has persisted for decades.
However, two significant initiatives emerged as potential game-changers. In its
Seventy-Eight Report on the Backlog of Undertrial Prisoners in Prisons (February
1979), the Law Commission of India took a crucial step in addressing the issue.
This report shed light on the alarming situation and proposed recommendations to
alleviate the plight of undertrial prisoners. Further, public interest lawyer
Ms. Kapila Hingorani played a pivotal role in bringing the matter to the
attention of the Supreme Court.
Through a series of cases collectively known as Hussainara Khatoon, the court took cognizance of the dire circumstances
surrounding undertrial prisoners and prescribed different remedies. These legal
interventions sought to tackle the root causes of the problem, addressing issues
such as delayed trials, the denial of bail, and the overall neglect of the
rights of undertrial prisoners.
The Supreme Court's involvement demonstrated a
commitment to upholding justice and human rights, marking a significant turning
point in the ongoing struggle to reform the criminal justice system. The
prevalence of an overwhelmingly high percentage of undertrial prisoners in
Indian jails reflects a longstanding issue in the criminal justice system.
The
persistent violation of human rights, overcrowded and deplorable prison
conditions, and the loss of personal liberty underscore the urgent need for
reform. While initiatives such as the Law Commission's report and the Supreme
Court's interventions represent positive steps, addressing the root causes of
the problem and implementing comprehensive reforms remain imperative for a more
just and humane criminal justice system in India.
In these instances, the
court's focus was explicitly on the deplorable conditions of undertrial
prisoners held in Bihar jails, drawing inspiration from its earlier ruling in
the Maneka case. The court expressed deep concern and shock at the plight of
undertrials in Bihar, some detained for periods ranging from 3 to 10 years.
The
identified categories of undertrials included those held beyond the maximum
imprisonment period, those in custody for more than half the stipulated
detention, cases with expired trial limitation periods, ongoing investigations
for over six months, women prisoners requiring protective custody or serving as
witnesses, and individuals of unsound mind. The majority of these prisoners were
incarcerated due to an inability to furnish bail.
The court, having recognized
the gravity of the issue, took upon itself the responsibility of providing
remedies. It proposed several legal amendments and issued orders to alleviate
the suffering of undertrials within the framework of criminal justice. The
court, echoing its interpretation of 'speedy trial' in the Maneka case, deemed
it inhumane to detain individuals accused of crimes without a timely trial.
The
concept of 'speedy trial,' implicit in the broader scope of Article 21, was
crucial in the court's analysis. Consequently, the court ordered the release of
prisoners who had surpassed the full imprisonment period prescribed for their
convictions. Individuals in custody despite the expiration of the prosecution
limitation period under Section 468(2) were similarly released.
The court
mandated compliance with Section 167(5) of the Criminal Procedure Code (CrPC)
for prisoners held in summons cases where inquiries were not completed, allowing
magistrates to order release unless continued investigation was deemed necessary
in the interest of justice. The court set the benchmark for a regular "speedy
trial" at six months and instructed the High Court to ensure the necessary
measures for achieving this standard.
Acknowledging the financial constraints
preventing many from securing bail, the court ordered the state to provide legal
assistance to undertrials detained for half their full sentence. An additional
concern raised by the court was the cohabitation of lunatics and individuals of
unsound mind with other undertrial prisoners, deeming it unacceptable. The court
emphasized the need for separate accommodations to address the unique
requirements of these individuals.
For women prisoners who were victims of crime
or detained as witnesses, the court directed their placement in social and
welfare homes. Furthermore, it called upon the state to establish a sufficient
number of such homes to cater to the specific needs of these women. The court's
interventions in response to the dire conditions of undertrial prisoners in
Bihar jails showcased a commitment to upholding fundamental rights, particularly
the right to a speedy trial.
The court's orders aimed to rectify the systemic
issues contributing to prolonged detentions, including setting time benchmarks,
providing legal assistance, and addressing the specific needs of vulnerable
groups within the prison population. These directives sought to strike a balance
between the exigencies of criminal justice and the protection of individual
rights, serving as a landmark in the ongoing evolution of India's legal
framework.
As outlined by the International Commission of Jurists, there are four
justifications for the detention of an accused person:
- In instances of a particularly serious offense;
- When there is a likelihood of the accused interfering with witnesses or obstructing the course of justice;
- If there is a potential for the accused to commit similar or additional offenses;
- When there is a concern that the accused might not appear for the trial.
The apprehension of the police is fundamentally rooted in the underlying fear of
being ensnared by law enforcement for various reasons. There is a widespread
recognition that, in many instances, spurious criminal cases are concocted with
the sole intention of effecting arrests, serving as a means to humiliate and
embarrass individuals perceived as adversaries by the complainant.
In such scenarios, there is often collusion between the police and those seeking
to exploit the legal system for unethical objectives. The creation of false
criminal charges as a tactic to target the complainant's perceived enemies
underscores a disturbing misuse of the legal apparatus, leading to the unjust
apprehension of individuals who may be innocent.
This misuse not only tarnishes the credibility of the justice system but also
instills a pervasive fear among the public, amplifying concerns about potential
abuse of police powers and the manipulation of legal processes for personal
vendettas. The statement highlights the need for vigilance and safeguards within
the legal system to prevent the misuse of criminal cases as tools of harassment
and coercion.
"Once again, many outrageous incidents have shown that on the one hand, several
prisons in thiscountry appear to be a byword of human degradation and
debasement, and on the other, dens ofgreed, callousness and cruelty. In the
harsh and dehumanizing situation, multiple and frequentattempts at reform failed
to make a dent, leaving alone bringing about a comprehensive reform ofthe prison
systemSo much so that an experienced prison scene observer has been forced to
note that in India a "jailsubculture" has grown that sanctifies barbaric
treatment of inmates, including torture, forcedlabor, sexual perversion, hunger
diet and large-scale abuse and exploitation by small prisonofficials shielded by
powerful mentors.
"The expansive compound of Tihar Central Jail looms on the outskirts of western
New Delhi like a massive entity, reflecting the somber characteristics often
associated with prisons in impoverished, densely populated nations.
Tihar, much like other significant penitentiaries, bears the grim imprints of
tyranny, greed, lust, and the enduring historical disposition of individuals
toward their fellow beings. The shared experiences of both inmates and the
understated conditions within the facility underscore the distressing
commonalities: substandard and unappetizing meals, arduous labor, unscrupulous
guards, and contaminated water."
Within the formidable confines of Tihar, a manifestation of societal struggles
and systemic deficiencies is evident. The harsh realities faced by prisoners
mirror the inadequacies pervasive in overcrowded and economically challenged
countries. The prison environment becomes a microcosm of broader social issues,
encapsulating the universal challenges of inequity, exploitation, and
deprivation. This portrayal emphasizes the pressing need for comprehensive
reforms within the criminal justice system and the broader societal structures
to alleviate the hardships endured by those confined within the walls of
institutions like Tihar."
CONCLUSION
The pronouncements of the Supreme Court often serve as responses to certain
sociological realities brought to light by the diligent efforts of journalists
and a handful of public-spirited lawyers. These revelations shed light on an
uncomfortable state of affairs within the criminal justice administration. One
noteworthy sociological dimension pertains to the modus operandi of the police,
specifically the deployment of the notorious "third degree" in their
interactions with individuals.
Investigative findings from journalistic inquiries underscore the prevalence of
police torture in Delhi, with at least four interrogation chambers identified in
locations such as the historic Red Fort, the Kingsway Camp Central Reserve
Police hostel, the Directorate of Revenue Intelligence complex, and the basement
of the police headquarters in Indraprastha Estate. The case of
Sheela Barse
v. Maharashtra exemplifies the pervasive nature of custodial abuse, even
extending to the mistreatment of women.
This exposes a disturbing facet of the criminal justice system, where
individuals, irrespective of gender, are not immune to violations of their
rights within the confines of police custody. The Supreme Court's approach,
aiming to humanize the administration of criminal justice, has triggered strong
reactions, particularly from the perspective of law enforcement agencies. As
these decisions are handed down, it becomes imperative to initiate a dialogue
involving the police, judges, lawyers, and scholars.
Such a comprehensive discussion holds the potential to unravel the complexities
embedded in the current system and foster a more balanced and just approach. The
journalistic investigations into police torture in Delhi reveal a stark reality
that challenges the principles of justice and human rights. The identified
interrogation chambers within iconic structures like the Red Fort underscore the
clandestine and widespread nature of these practices.
The very locations meant to symbolize historical significance or house law
enforcement entities are tarnished by the shadow of human rights abuses. The
Kingsway Camp Central Reserve Police hostel, the Directorate of Revenue
Intelligence complex, and the basement of the police headquarters in
Indraprastha Estate become sites where the dignity of individuals is compromised
in the name of law enforcement.
The Sheela Barse v. Maharashtra case provides a poignant illustration of the
vulnerability of women within the criminal justice system. Even in custody,
women are not shielded from abuse, emphasizing the urgent need for reforms to
ensure the protection of the rights and dignity of all individuals, regardless
of gender.
The court's endeavor to humanize criminal justice administration, while
commendable, encounters resistance from the police establishment. The decisions,
although aimed at rectifying systemic issues, provoke apprehension and
opposition. It is at this juncture that a dialogue becomes essential, involving
not only the judiciary but also the law enforcement agencies, legal
practitioners, and scholars.
This collaborative discussion has the potential to bridge the gaps in
understanding, address concerns, and pave the way for a more effective and
humane criminal justice system. The intersection of sociological realities,
judicial decisions, and the response from law enforcement agencies highlights
the intricate challenges within the criminal justice administration.
As the Supreme Court endeavors to bring about humanization in the system, a
collective conversation becomes imperative. This dialogue must navigate the
complexities, reconcile differing perspectives, and lay the groundwork for a
justice system that is not only legally sound but also deeply rooted in human
rights and dignity.
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