Constitution of India provides for a duty to the holder of public towards
public. Nonetheless, the constitutional principles do not depict the reality.
Corruption is omnipresent and is one of the reasons for uneven distribution of
wealth in India. The public officials are defying constitutional duties by doing
rampant corruption. Further, there have been constant victimization of
whistleblower in various forms.
Judiciary is also not free from corruption, in
courts, corruption is more rampant in the cases of bail. In India, judges are
addresses as Lordship, and they influence policies of the country in many
ways. Paper seeks to focus on those legislations which were enacted to root out
the menace of corruption. Legislation like RTI, CVC, Lokpal Bill and
whistleblower protection act will be cynosure in this paper. The paper analyzes
how far were these legislation were successful in dealing with the threat of
corruption and what were those loopholes and shortcomings due to which they were
ineffective to deal with corruption.
Corruption is a very wide and never ending phenomenon, as said by Aristotle Men
are always wanting something more and more and never contended until they get to
infinity. Corruption is a very wide terminology and it is very difficult to
precisely define the term. But, usually all the research work on this issue have
defined corruption in a conventional way ‘private gains made from the abuse of
public office’. The UN’s Global Programme against Corruption (GAPAC) defines
corruption as ‘the abuses of power for private gain and includes thereby both
the public & private sector and private Individual’.
There are various kinds of
corruption like conflict of interest, embezzlement, fraud, bribery, political
corruption, nepotism and extortion. In India corruption is omnipresent in almost
every government sector, from sanctioning driving license to framing of policy
of NREGA. It is evident from the fact that as per Transparency International,
India is ranked 81 amongst 180 countries in corruption index , which is pitiful.
Inefficient governance induces corrupt practices.
There are so many laws which
are enacted by the parliament to fight against corruption. Institutions have
been setup at various levels to specifically deal with this problem. Corruption
affects every aspect in the growth and development of the country. Thus, there
is negative relationship between corruption and economics growth. Corruption in
office manifests itself in many forms, which can broadly be defined under 3
categories . Grand Corruption, where policies and laws are implemented in such a
way as to favor the elite or rich class. Bureaucratic corruption, encompasses
corruption when they interact with the elite class and common people and
legislative corruption is the act wherein voters are induced or bribed to vote
for a particular party.
Good governance is not possible until the threat of corruption is present. To
fight against these menace, institutions have been setup at national and
international level. The organizations at International level includes United
Nations, the World Bank, the International Monetary Fund (IMF), the Council of
Europe, the European Union (E.U.), the Organization of American States (OAS),
the Organization for Economic Co-operation and Development (OECD), and the
International Chamber of Commerce.
While at the National Level, India has
Central Bureau of Investigation, Enforcement Directorate, Central Vigilance
Commission and there are various legislations like Right to Information Act
2015, Prevention of corruption act 1988, Prevention of money laundering act 2002
and Whistle blower protection act 2011. These institutions and various
enactments are able to stop only at some extent and their response to stop the
corruption is not laudable.
Corruption in Judiciary
Judiciary as the place for last resort for the common people for justice is also
not free from corruption. This is very much evident from the latest misfortune
events in the judiciary like arbitrary misallocation of benches (as was said in
unprecedented press conference held by 4 judges), death of justice loya who was
handling the most controversial case of sohrabbuddin, Medical Scam involving
Allahabad High Court judge and controversy around the system of collegium. Our
own Chief Justice of India Justice Deepak Misra is facing corruption charges in
Orissa land allocation case[1].
The case of justice veeraswami[2] was the case
where the corruption in higher judiciary was known. The court in this case dealt
with many issues viz. whether the definition of public servant given in
prevention of corruption act include ‘
judges’, if yes than who has the power to
prosecute them. To which court has enunciated that definition of public servant
includes judges and therefore higher judiciary has no impunity from corruption.
President of India with the consultation of Chief Justice of India can initiate
the proceedings for the impeachment.
In courts, corruption is more rampant in the cases of bail, where marginalized
and downtrodden people are forced to give large amount of money as a bail bond.
In India, judges are addresses as Lordship, and they are treated as god as they
have the power of final say in a matter. They influence policies of the country
in many ways. Thus, there is this gargantuan power that is bestowed to them
which makes the judiciary more likely to indulge in the practices of corruption.
Further, the procedure for selection of judges is not transparent and arbitrary. NJAC was formulated by the parliament in 2014, but Supreme Court judges
themselves repealed the commission while declaring it unconstitutional[3]. The
concurring judges said that it impinges upon the independence of the judiciary.
Therefore after NJAC was abolished there was again no consistent procedure for
the appointment of judges. They are appointed on arbitrary basis and on the
discretion of the judges sitting on higher judiciary, thereby augmenting the
contours of corruption. Their impeachment process is also very cumbersome, which
might be the reason why not even a single judge was impeached in the history of
judiciary.
The power of contempt of court confer by the constitution in the hands of judges
are the most misused and judges are using them as a whip. In India it is
generally believe that judges are conservative and are not open to criticism.
Considering the case of Arundhati Roy, where she was charged with contempt of
court when she criticized the judgment of Supreme Court. Even a personal remark
on judges would invite the clauses of contempt of court act, 1971 even though it
is not in any way lowering the reputation of the judiciary. The discretion is
absolutely on the whims and fancies of the judges and the tool to suppress any
kind of allegation of corruption.
Institutional response to corruption
A. Central Vigilance Corruption
To fight the phenomenon of corruption, Committee on prevention of corruption
headed by Santhanam, recommended to setup CVC, which was created in 1964 as an
apex government body[4]. This body was constituted to ensure the effective
implementation of Prevention of corruption Act. The role of CVC is very narrowly
defined and the commission is unable to exercise its plenipotentiary
authority[5]. In 2003, after 40 years of CVC, it was given statutory status by
the parliament. The jurisdiction of CVC is restricted to government officials.
CVC basically follows three strategy to fight the bureaucratic corruption[6].
First, is the simplification of rules and procedures so that scope of corruption
can be reduced. The CVC has a superintendence over central and state authorities
and over any government corporation. So, procedures that are likely to lead
corruption are modified by CVC. The Second strategy is to bring greater
transparency in the bureaucratic and political system. The quintessential of
this strategy can be seen from the fact that, this has become the first
commission to publish online the list of corrupt officers, who have been proven
guilty under prevention of corruption act.
Therefore, an element of transparency
was included by making the list public. While, many people who had their name in
list were unaware about the charges of corruption against them, which exhibits
that department enquiry is very indolent and the need is to expeditiously
discharge all the cases. CVC has also filed a claim that every citizen should
have right to corruption free service, and this right should be incorporated in
fundamental right.
The third strategy for CVC is implementing effective corruption punishment. So,
only if strong evidence are present against the accused, only in that case court
of law should be approached as burden of proof is ‘beyond reasonable doubt’,
whereas in the departmental enquiry it is usually ‘preponderance of
probability’, which is lower standard of proof. Still, the CVC is suffering
from so many loopholes. The commission does not have power to investigate,
rather it is dependent upon CBI. One of the loopholes is that before prosecuting
the public servant, prior sanction of the concerned authority is required. The
authority is usually senior officer of the accused, and the senior officer
advertently procrastinate the sanction in order to protect the accused[7].
B Lokpal
The jan lokpal bill also known as Citizen’s ombudsman bill. This is
anti-corruption bill, which sought to punish the government official on their
involvement in corrupt practices. The bill received the assent of the president
and was duly enacted in 2014[8]. The bill was introduced in the parliament after
seeing the public protest against corruption and especially movement launched by
crusader anna hazare. It provides for establishing post of lokpal at the central
level and lokayukt at the state level.
The bill will cover all categories of
people i.e. from prime minister to peon. The act also talk about protecting the
interest of whistleblower, which is a redundant provision as there is already
whistleblower protection act, 2011 having the same provision. Under the act of lokpal every public servant has to declare his/her assets to public.
Investigation relating to corruption charges have to be investigated within 6
months. Lokpal will be appointed by a panel comprising of speaker, leader of
opposition, president, prime minister and chief justice of India. Even after 4
years of enactment there is no one appointed as lokpal and pivotal reason is
absence of leader of opposition in the parliament[9]. But, again the question
arises with respect to the jan lokpal bill[10], as to whether institution and
the processes enshrined in the bill sufficiently accountable to people of India?
Whether it is adequately bestowed with power to investigate, detect and
prosecute the case of corruption? Whether these institution have the
plenipotentiary power to take decisions and independent from any government
interference[11].
C. RTI
To ensure transparency and participation of populace in the governance, the RTI
Act was enacted in 2005. The provision mention in the act are to promote
transparency by giving right to the citizen to ask information from any
government department (with exceptions), but interpretation of the act is done
in such wretched manner as to erode the spirit of the act, which led to
confusion amongst public[12]. The RTI activist who seek information which tends
to exposed the government official are vulnerable to threat, indeed till now 56
RTI activist have been killed which exhibits the need to protect RTI
activist[13].
The RTI act which was enacted with the intention to augment the
periphery of participatory democracy, has done a mediocre job in achieving the
objective as many shortcomings are still left to deal with. The most laudable
achievement so far is that populace recognizes the importance of transparency in
governance[14]. With the enactment of RTI, the common mass now demands the
accountability of elite class. The RTI movement has offered hope to people
striving to generate the culture, institutions and principles necessary for a
participatory democracy[15]. There are exemptions in the provisions of RTI which
keeps some government officials out of the purview of the RTI act. Section 4
mandates the public authority to make a universally acceptable repository where
all the information can be easily accessed by the citizen, but the
implementation has been pathetic and no such initiate has been taken by any
government department.
Section 8 lists the kinds of information that cannot be disclosed. These include
information that might jeopardize the nation’s sovereignty and security, lead to
contempt of court, breach of privilege of Parliament or state legislatures,
information which could affect the competitiveness of third parties, and more.
There is also Clause 9 of Section 7 which allows for not providing information
if it disproportionately diverts the public authority’s resources or is
detrimental to the safety of the record. Section 7(9) is most misused provision,
as department denies information citing this provision, on the ground that they
have very less resources.
Political parties, though are not excluded in the act, but when asked
information on their political parties they are denied on the ground that
affairs of political parties are private and is excluded from the ambit of
public scrutiny. Rather, CIC judgment dated 3rd June, 2013 had stated that 6
political parties in India are public, and are under the ambit of RTI. Hitherto,
political parties have defied the judgment of CIC and refused to disclose their
assets.
Whistleblower protection Act, 2011
The act seeks to provide ‘adequate protection to persons reporting corruption or
wilful misuse of discretion which causes demonstrable loss to the government or
commission of a criminal offence by a public servant’. The act got assent of the
president in 2014, but even now the citizen are waiting for its implementation
as is still not operationalize. The present government of BJP said that the act
needs amendment before it can be implemented.
The initial work on whistleblower protection act started when the government
felt a need to pass a legislation after satyendra dubey[16], was killed when he
revealed the corruption in NHAI. A similar case is of manjunath, who was sent to
death when he uncovered the corruption practiced in Indian Oil Corporation[17].
There are too many shortcomings in the act, pivotal of them are the
non-applicability on the private sector as given the fact that it is common in
India that industrialist and business tycoon with the help of politician indulge
in the act of corruption. Therefore, non-applicability of the act on them will
give impunity to them[18]. The Vohra committee report[19] said that due to the
nexus between politicians and industrialist corruption takes place. Some
politician may be trapped due to RTI and whistleblower laws, but both the laws
are inapplicable to private persons. In 2007, the Second Administrative Reforms
Commission (ARC) also recommended to include private sectors under the ambit of
whistleblower law.
The example of Dinesh Thakur is very important to see in this context. He was
working in Ranbaxy Company and he gave evidence to US authorities about
involvement of corrupt practiced going on in Ranbaxy that is related to
distribution of certain banned drugs[20]. The company than agreed to pay 0.5
billion $ to settle the dispute and in which Thakur got 48 million $. This
episode of whistleblower, whistled an alert that people who are associated in
the corporate are require to reveal the ongoing activity in the company that are
not only against the basic surface of company but also the law of the land. This
calls for a better policy which incentivize the people at grassroots level to
reveal about corrupt practices.
The revelation of such complaints have to be made to central or state vigilance
commission. The bill by punishing the person who have made frivolous complaints
made a balance between incentivizing the whistleblower to disclose information
and unnecessary harassing the public officials. The bill also does not allow
anonymous complaints, the reason is to that if frivolous complaints is made than
they can start investigation against that person, but other side of the view is
not allowing anonymous petition than the whistleblower might become vulnerable
to threats from the person against whom he/she has revealed corruption.
Countries like US, UK, Canada and Australia provides for anonymous complaints.
The bill also lack in not providing the victim protection program. There is no
definition given in the act as to what constitute ‘victimization’. In 2001, the
Law Commission of India, in its 179th report[21] gave recommendation about
whistleblower law. The definitions that were given in the report were much wider
than the one given in the act. The legislation, has excluded ministry from the
ambit of the law. The bill also recommended to give power to the competent
authority to initiate proceedings against guilty official, whereas under the law
the CVC can only recommend how and when to initiate those proceedings.
From the current affairs, taking the case of nirav modi, who was charged with
bank fraud of around 11 thousand crores, there is overlooked aspect of the
whistleblower, Hari Prasad[22]. He in 2016 sent an open letter to PMO regarding
irregularities happening in Nirav modi’s partner Gitanjali Gems. But no one took
it seriously, which has also become a habit for the authority.
The another aspect of whistleblower law is officials secrets act, which says
that information affecting integrity, sovereignty and economic interest of the
state of shall not be investigated. Whistleblower act and RTI does not allow to
any information to be entertained under official secrets act.
Over the past few decades, public interest has played a pivotal role in the
decision-making process of the courts. The judicial ethos of the country roots
itself firmly in the welfare of the people. It has been held in the past, that
the interest of the public must necessarily outweigh all other interests. The
onus is also upon the people to act as vigilante against the corruption and to
keep pressuring the government for the effective implementation of law. Further,
enacting new legislation might not work until the old ones are properly
reformed.
Conclusion
The practice of corruption which has deeply ingrained in the society is very
difficult to eradicate. To ensure transparency, role of civil society in the
governance should be allowed. Awareness and education through mass campaign
should be conducted and people must be informed about their rights and acquaint
them about their role in uprooting corruption. Nevertheless so many flaws in the
RTI, it can act as good tool to ensure transparency in the governance as all the
government officials are bound by the law to furnish the correct information,
otherwise they may face the penal consequence. The need is to protect the
whistleblowers, with the proper enforcement of the law.
All these politicians and bureaucrats comes from the society, hence the need is
to imbibe moral teachings in the society. "Vital though it is to extricate the
bad apples from important to prevent them from getting into the barrel at all.
This has to be done by simply ensuring that the system does not allow rotten to
get inâ€.
Lokpal act can be said to be the positive step to fight against corruption, but
the need is to ensure that right people is appointed as lokpal and lokayukt and
the institution must have the proper and efficient staffing to act as a
deterrent against corruption.
There are lots of structural weaknesses in the system of law enforcement,
regulatory mechanism and too much delay in judicial process.
When these major systems which are supposed to deal with crimes and corruption
are riddled with major drawbacks, it is but natural to be skeptical that any
whistle-blowers protection law can be effectively implemented and witnesses
protected from retribution.
The tool of whistleblower law must be made mandatory to public as well as
private sector and also ministry should be included in the ambit of it.
Therefore whistleblower protection act is not sufficient to protect the interest
of the whistleblower. The government has to sincerely start taking reforms to
root out the menace of the corruption and also to protect who reveal the
information about the corrupt. The areas related to protecting whistleblowers,
witnessing in court cases and RTI activist have to be protected. There is really
a need to protect whistleblowers who are also public heroes.
The need is to make the system more transparent and accountable by giving it in
the hands of the people. Citizen of India should have a say in function of a
system. Correct information demands accountability and transparency, and there
must be a proper mechanisms for two way communication process between citizen
and the government.
End-Notes
[1] Retieved from
< https://thewire.in/law/dont-make-dipak-misra-chief-justice-till-role-in-land-deal-is-probed >
last accessed on 15th april
[2] K.Veeraswami v. Union of India, (1991) 3 SCC 655.
[3] Supreme Court Advocates on Record Association Vs. Union of India (1990) 2
S.C.R. 433
[4] Retrieved from < http://cvc.gov.in/node/103 > last accessed on 16th april,
2018
[5] NAGARAJAN VITTAL, ‘Corruption and the State: India, Technology, and
Transparency’ Harvard International Review, Vol. 23, No. 3 (FALL 2001), pp.
20-25 Harvard International Review
[6] ibid
[7] Retrieved from
< http://www.thehindu.com/opinion/lead/bad-enactment-no-enforcement/article6640407.ece >
last accessed on 16th april, 2018
[8] THE LOKPAL AND LOKAYUKTAS BILL, 2011
[9] http://www.thehindu.com/news/national/all-you-need-to-know-about-the-lokpal-bill/article18254568.ece
[10] Amrita Johri, Anjali Bharadwaj ‘The Lokpal Act of 2014: An Assessment’ EPW
[11] ibid
[12] Pankaj K P Shreyaskar, ‘Contestations of the RTI Act : A Labyrinthine
Practical Regime’ EPW
[13]Report of Times of India ‘Death toll of RTI activists goes up to 56’
available online at
< https://timesofindia.indiatimes.com/india/Death-toll-of-RTI-activists-goes-up-to-56/articleshow/54947268.cms >
last accessed 20th April, 2018.
[14] Aruna Roy, Shanker Singh and Nikhil Dey ’Making Truth Powerful’ India
International Centre Quarterly, Vol. 33, No. 2 (AUTUMN 2006), pp. 97-107
[15] ibid
[16] “Satyam had a Whistleblower Policy since 2005â€, The Financial Express, New
Delhi, 29 March,
2009,< http://www.financialexpress.com/news/satyam-had-a-whistleblower-policy-since-2005/440221/2 >
last accessed 23rd April, 2018
[17] Avnesh Gupta ‘Sending Whistle-blowers to Their Deaths’ Economic & Political
Weekly EPW march 21, 2015 vol l no 12
[18] “Why the whistleblower law doesn’t extend to the private sectorâ€, 17 August
2013, <
http://www.firstpost.com/india/why-the-whistleblower-law-doesnt-extend-to-the-private-sector-1040889.html?utm_source=ref_article
> last accessed 23rd April, 2018.
[19] The Vohra Committee Report, 1993
[20] “Dinesh Thakur: Meet the man who won Rs. 244-cr for blowing the whistle
against Ranbaxyâ€, ET Bureau, 15 May
2013,< http://articles.economictimes.indiatimes.com/2013-05-15/news/39282156_1_ranbaxy-drugs-rashmi-barbhaiya-largest-drug-maker >
last accessed 23rd April, 2018.
[21] 179th Law Commission of India Report, 2001
[22] ‘Empowering the Watchdogs’ FEBRUARY 24, 2018 vol lIii 8 no 8 EPW Economic &
Political Weekly
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