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Arbitration law in India - Arbitration Forms

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Arbitration Law in India

Arbitration may be defined as the process by which a dispute or difference between two or more parties as to their mutual legal rights and liabilities is referred to and determined judicially and with binding effect by the application of law by one or more persons (the arbitral tribunal) instead of by a court of law[1]. Arbitration is only an alternative to litigation and it does not replace the judicial machinery in all aspects, rather it co-exists with it.

This form section shall have more forms coming up from time to time, kindly revisit the site for more. If in any case you require a particular form which is not available below please feel free to contact us: mailto:[email protected]

Arbitration Forms

Agreement of reference to a common Arbitrator
Arbitration agreement between three parties
Form of agreement for reference to two arbitrators
Form of agreement for reference to three arbitrators
Form of agreement to refer to one arbitrator
Agreement of reference between members of HUF
Agreement to refer dispute to one arbitrator {usual form}
Agreement to refer dispute to one arbitrator {short form}
Form of arbitration clause in an agreement
Notice to arbitrator
Notice by arbitrator
Appointment of sole arbitrator on default of other party
Notice of revocation to arbitrator
Award by an arbitral tribunal
Award {made on reference by court}

Pre Litigation Mediation - Delhi High Court

Appointment of mediator/conciliator

(a) Parties to a suit or other proceeding may agree on the name of the sole mediator/conciliator for mediating between them. (b) Where, there are two or more sets of parties and are unable to agree on a sole mediator/conciliator, the Court may ask each party to nominate the mediator/conciliator or may nominate/appoint the mediator/conciliator, as it deems fit.

(c) Where parties agree on a sole mediator/conciliator under clause (a) or where the mediator/conciliator is nominate/appointed by the court under clause (b), the mediator/conciliator need not necessarily be from the panel of mediators/conciliators referred to in Rule 3 nor bear the qualifications referred to in Rule 4 but should not be a person who suffers from the disqualifications referred to in Rule 5.

Panel of mediators/conciliators

(a) The High Court shall, for the purpose of appointing the mediator/conciliator between the parties in suits or proceedings, prepare a panel of the mediators/conciliators and put the same on the Notice Board within thirty days of coming into force of these Rules, with copy to the High Court Bar Association.

(b)(i) The District & Sessions Judge shall, for the purpose of appointing the mediators/conciliators to mediate between the parties in the suits or proceedings prepare a panel of the mediators/conciliators within a period of thirty days of the commencement of these rules and shall submit the same to the High Court for approval. On approval of the said panel by the High Court,with or without modification, which shall be done within thirty days of the submission of the panel by the District & Sessions Judge, the same shall be put on the Notice Board.

(ii) Copies of the said panel referred in clause (i) shall be forwarded to all the Subordinate Courts by the District & Sessions Judge and to the District
Bar Associations.

(c) The consent of the persons whose names are included in the panel shall be obtained before empanelling them.

(d) The panel shall contain Annexure giving details of the qualifications of the mediators/conciliators and their professional or technical experience in different fields.

(e) The panel of mediators/conciliators appointed under Clause (a) and clause

(b) (i) shall normally be for a period of three years from the date of appointment and further extension of the panel of mediators/conciliators or any mediator/conciliator shall be at the discretion of the High court or the District & Sessions Judge with the prior approval of the High Court, as the case may be.

Qualifications of persons to be empanelled under Rule 3

The following persons may be enlisted in the panel of mediators/conciliators under Rule 3, namely:
(a) (i) Retired Judges of the Supreme Court of India;

(ii) Retired Judges of High Courts;

(iii) Retired District & Sessions Judge or retired Officers of Delhi
Higher Judicial Service;

(iv) District & Sessions Judge or Officers of Delhi Higher Judicial Service.
(b) Legal practitioners with at least ten years standing at the Bar at the level of the Supreme Court or High Court or the District Courts.
(c) Experts or other professionals with at least fifteen years standing.
(d) Persons who are themselves experts in the mediation/conciliation.

Disqualifications of persons

The following persons shall be deemed to be disqualified for being empanelled as mediators/conciliators:
(a) any person who has been adjudged as insolvent or persons

(i) against whom criminal charges involving moral turpitude are framed by a criminal court and are pending or;

(ii) Persons who have been convicted by a criminal court for any offence involving moral turpitude.

(b) any person against whom disciplinary proceedings have been initiated by the appropriate disciplinary authority which are pending or have resulted in a punishment.

(c) any person who is interested or connected with the subject-matter of dispute(s) or is related to any one of the parties or to those who represent them, unless such objection is waived by all the parties in writing.

(d) Any legal practitioner who has or is appearing for any of the parties in the suit or in any other proceedings(s).

(e) Such other categories of persons as may be notified by the High Court.

Duty of mediator/conciliator to disclose certain facts

(a) When a person is approached in connection with his proposed appointment as mediator/conciliator, he shall disclose any circumstance likely to give rise to a reasonable doubt as to his independence or impartiality.

(b) Every Mediator/conciliator shall from the time of his appointment and throughout continuance of the mediation/conciliation proceedings, without delay, disclose to the parties, about the existence of any circumstance referred to in Clause (a).

Procedure of mediation/conciliation

(a) The parties may agree on the procedure to be followed by the mediator/conciliator in the conduct of the mediation/conciliation proceedings.

(b) Where the parties do not agree on any particular procedure to be followed by the mediator/conciliator, the mediator/conciliator shall follow the procedure hereinafter mentioned, namely:

(i) he shall fix, in consultation with the parties, a time schedule, the dates and the time of each mediation/conciliation session, where all parties have to be present;

(ii) he shall hold the mediation/conciliation at the place prescribed by the High Court or the District & Sessions Judge or the place where the parties and the mediator/conciliator jointly agree;

(iii) he may conduct joint or separate meetings with the parties;

(iv) each party shall, ten days before a session, provide to the mediator/conciliator a brief memorandum setting forth the issues, which according to it, need to be resolved, and its position in respect of those issues and all information reasonably required for the mediator/conciliator to understand the issue; such memoranda shall also be mutually exchanged between the parties. However, in suitable/appropriate cases, the period of ten days may be curtailed in the discretion of the mediator/conciliator.

(v) each party shall furnish to the mediator/conciliator such other information as may be required by him in connection with the issues to be resolved.

(c) Where there is more than one mediator/conciliator, the mediator/conciliator nominated by each party may first confer with the party that nominated him and thereafter interact with the other mediator/conciliator, with a view to resolve the dispute(s).

Mediator/conciliator not bound by Indian Evidence Act, 1872 or Code of Civil Procedure, 1908

The mediator/conciliator shall not be bound by the Code of Civil Procedure, 1908 or the Indian Evidence Act, 1872, but shall be guided by the principles of fairness and justice, having regards to the rights and obligations of the parties, usages of trade, if any, and the circumstances of the dispute(s)

Representation of parties.
The parties shall ordinarily be present personally or through constituted attorney at the sessions or meetings notified by the mediator/conciliator. However, they may be represented by the counsel with permission of the mediator/conciliator in such sessions or meetings.

The party not residing in India, may be represented by the constituted attorney at the
sessions or meetings. However, it may be represented by the counsel with permission of the mediator/conciliator in such sessions or meetings.

Consequences of non-attendance of parties at sessions or meetings on due dates.
If a party fails to attend a session or a meeting notified by the mediator/conciliator on account of deliberate or willful act, the other party or the mediator/conciliator can apply to the Court in which the suit or proceeding is pending, in that case Court may issue the appropriate directions having regard to the facts and circumstances of the case.

Administrative assistance.
In order to facilitate the conduct of mediation/conciliation proceedings, the parties, or the mediator/conciliator with the consent of the parties, may arrange for administrative assistance by a suitable institution or person.

Offer of settlement by parties.
(a) Any party to the suit may, 'without prejudice', offer a settlement to the other party at any stage of the proceedings, with notice to the mediator/conciliator.

(b) Any party to the suit may make a, 'with prejudice' offer, to the other party at any stage of the proceedings, with notice to the mediator/conciliator.

Role of mediator/conciliator.
The mediator/conciliator shall attempt to facilitate voluntary resolution of the dispute(s) by the parties, and communicate the view of each party to the other, assist them in identifying issues, reducing misunderstandings, clarifying priorities, exploring areas of compromise and generating options in an attempt to solve the dispute(s), emphasizing that it is the responsibility of the party to take decision which effect them; he shall not impose any terms of settlement on the parties.

Parties alone responsible for taking decision
The parties shall be made to understand that the mediator/conciliator only facilitates in arriving at a decision to resolve dispute(s) and that he will not and cannot impose any settlement nor does the mediator/conciliator give any assurance that the mediation/conciliation will result in a settlement. The mediator/conciliator shall not impose any decision on the parties.

Time limit for completion of mediation/conciliation.On the expiry of ninety days from the date fixed for the first appearance of the parties before the mediator/conciliator, the mediation/conciliation shall stand terminated, unless the Court, which referred the matter, either suo motu, or upon request by any of the parties, and upon hearing all the parties, is of the view that extension of time is necessary or may be useful; but such extension shall not be beyond a further period of thirty days.

Parties to act in good faith
All the parties shall commit to participate in the proceedings in good faith with the intention to settle the dispute(s), if possible.

Confidentiality, disclosure and inadmissibility of information

(a) When a mediator/conciliator receives factual information concerning the dispute(s) from any party, he shall disclose the substance of that information to the other party, so that the other party may have an opportunity to present such explanation as it may consider appropriate.

Provided that, when a party give information to the mediator/conciliator subject to a specific condition that it be kept confidential, the mediator/conciliator shall not disclose that information to the other party.

(b) Receipt or perusal, or preparation of records, reports or other documents by the mediator/conciliator, while serving in that capacity shall be confidential and mediator/conciliator shall not be compelled to divulge information regarding those documents nor as to what transpired during the mediation/conciliation before any court of tribunal or any other authority or any person or group of persons.

(c) Parties shall maintain confidentiality in respect of events that transpired during the mediation/conciliation and shall not rely on or introduce the the said information in other proceedings as to:
(i) views expressed by a party in the course of the mediation/conciliation proceedings;
(ii) documents obtained during the mediation/conciliation which are expressly required to be treated as confidential or other notes,
drafts or information given by the parties or the mediator/conciliator;
(iii) proposals made or views expressed by the mediator/conciliator;
(iv) admission made by a party in the course of mediation/conciliation proceedings;
(v) that fact that a party had or had not indicated willingness to accept a proposal;

(d) There shall be no audio or video recording of the mediation/conciliation proceedings.

(e) No statement of parties or the witnesses shall be recorded by the mediator/conciliator.

The Mediation/conciliation sessions of meetings would be conducted in privacy where the persons as mentioned in Rule 12 shall be entitled to represent parties. However, other persons may attend only with the permission of the parties and with the consent of the mediator/conciliator.

No mediator/conciliator shall be held liable for anything bonafide done or omitted to be done by him during the mediation/conciliation proceedings for civil or criminal action nor shall he be summoned by any party to the suit or proceeding to appear in a Court of law to testify in regard to information received by him or action taken by him or in respect of drafts or records prepared by him or shown to him during the mediation/conciliation proceedings.

Communication between mediator/conciliator and the Court.
(a) In order to preserve the confidence of parties in the Court and the neutrality of the mediator/conciliator, there should be no communication between the mediator/conciliator and the Court, except as stated in clause (b) and (c) of this Rule.

(b) If any communication between the mediator/conciliator and the Court is necessary, it shall be in writing and copies of the same shall be given to the parties or the constituted attorney or the counsel.

(c) Communication between the mediator/conciliator and the Court shall be limited to communication by the mediator/conciliator:
(i) with the Court about the failure of the party to attend;
(ii) with the Court about the consent of the parties;
(iii) regarding his assessment that the case is not suited for settlement through the mediation/conciliation;
(iv) that the parties have settled the dispute(s).

Settlement Agreement.
(a) Where an agreement is reached between the parties in regard to all the issues in the suit or proceeding or some of the issues, the same shall be reduced to writing and signed by the parties or their constituted attorney. If any counsel has represented the parties, the conciliator/mediator may obtain his signature also on the settlement agreement.

(b) The agreement of the parties so signed shall be submitted to the mediator/conciliator who shall, with a covering letter signed by him, forward the same to the Court in which the suit or proceeding is pending.

(c) Where no agreement is arrived at between the parties, before the time limit stated in Rule 18 or where, the mediator/conciliator is of the view that no settlement is possible, he shall report the same to the Court in writing.

Court to fix a date for recording settlement and passing decree.
(a) On receipt of any settlement, the court shall fix a date of hearing normally within seven days but in any case not beyond a period of fourteen days. On such date of hearing, if the court is satisfied that the parties have settled their dispute(s), it shall pass a decree in accordance with terms thereof.

(b) If the settlement dispose of only certain issues arising in the suit or proceeding, on the basis of which any decree is passed as stated in Clause (a), the court shall proceed further to decide remaining issues.

Fee of mediator/conciliator and costs.
(a) At the time of referring the dispute(s) to the mediation/conciliation, the Court may, fix the fee of the mediator/conciliator.

(b) As far as possible, a consolidated sum may be fixed rather than for each session or meeting.

(c) Where that are two mediators/conciliators as in clause (b) of Rule 2, the Court shall fix the fee payable to the mediators/conciliators, which shall be shared equally by the two sets of parties.

(d) The expense of the mediation/conciliation including the fee of the mediator/conciliator, costs of administrative assistance, and other ancillary expenses concerned, shall be borne equally by the various contesting parties or as may be otherwise directed by the Court.

(e) Each party shall bear the costs for production of witnesses on his side including experts, or for production of documents.

(f) The mediator/conciliator may, before the commencement of the mediation/conciliation, direct the parties to deposit equal sums, tentatively, to the extent of 40% of the probable costs of the mediation/conciliation, as referred to in clause (d), including his fee. The remaining 60% shall be deposited with the mediator/conciliator, after the conclusion of the mediation/conciliation. The amount deposited towards costs shall be expended by the mediator/conciliator by obtaining receipts and a settlement of account shall be filed, by the mediator/conciliator in
the Court.

(g) If any party or parties do not pay the amount referred to Clause (e), the Court shall, on the application of the mediator/conciliator, or any party, issue appropriate directions to the concerned parties.

(h) The expense of the mediation/conciliation including fee, if not paid by the parties, the Court shall, on the application of the mediator/conciliator or the parties, direct the concerned parties to pay, and if they do not pay, the Court shall recover the said amounts as if there was a decree for the said amount.

Ethics to be followed by mediator/conciliator.
The mediator/conciliator shall:
(a) follow and observe these Rules strictly and with due diligence;

(b) not carry on any activity or conduct which could reasonably be considered as conduct unbecoming of a mediator/conciliator;

(c) uphold the integrity and fairness of the mediation/conciliation process;

(d) ensure that the parties involved in the mediation/conciliation and fairly informed and have an adequate understanding of the procedural aspects of the process;
(e) satisfy himself/herself that he/she is qualified to undertake and complete the assignment in a professional manner;

(f) disclose any interest or relationship likely to affect impartiality or which might seek an appearance of partiality or bias;

(g) avoid, while communicating with the parties, any impropriety or appearance of impropriety;

(h) be faithful to the relationship of trust and confidentiality imposed in the office or mediator/conciliator;

(i) conduct all proceedings related to the resolutions of a dispute, in accordance with the applicable law;

(j) recognize that the mediation/conciliation is based on principles of selfdetermination by the parties and that the mediation/conciliation process relies upon the ability of parties to reach a voluntary, undisclosed agreement;

(k) maintain the reasonable expectations of the parties as to confidentiality, refrain from promises or guarantees of results.


Arbitral Award Its Challenge and Enforcement

Power of Arbitrator to Delegate his Duties
Principles & Procedure of conciliation under Arbitration & Conciliation Act 1996

validity of foreign arbitral awards in India
The Ambit of Public Policy as a ground for setting aside an arbitral award under Arbitration and Conciliation Act, 1996.

The Arbitration and Conciliation (Amendment) Bill, 2015
Interim Measures under Arbitration, Conciliation Act

The Lethargic Process of Alternate Dispute Resolution 

Apply for Pre-Litigation Mediation

• Apply for Pre-Litigation Mediation in Delhi High Court to resolve your disputes and differences is an excellent Govt of India initiative to help Litigants find a peaceful and quick solution and avoid tedious and lengthy court proceedings
• Contact Advocate Partha Banerjee
Ph no: 09873628941

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ISBN No: 978-81-928510-0-6